# Maxim Group, LLC: fundraiser > Maxim Group, LLC placed 196 company rounds filed with the SEC, most recently Mar 2026. Who they placed, by sector and size. Source: https://millionrounds.com/providers/maxim-group-llc (Millionrounds; every figure on the page links to its filing or article) [Fundraisers](https://millionrounds.com/fundraisers) / Maxim Group, LLC Fundraiser Registered broker-dealer # Maxim Group, LLC FINRA 120708 ยท placing rounds since Jan 2016 **196** company rounds placed **22** in the last two years, last Mar 2026 **$1.7B** sold in the rounds they placed **7.1%** typical commission; the median firm takes 4.9% Named on 204 Form D filings as paid to sell the offering: 196 for operating companies, 8 for real estate. 2 registered agents named. ## Quarter by quarter Company rounds they placed in each quarter, from the filings. **6** 23Q2 **3** 23Q3 **4** 23Q4 **8** 24Q1 **9** 24Q2 **1** 24Q3 **4** 25Q1 **1** 25Q2 **8** 25Q3 **8** 25Q4 **1** 26Q1 ## What they place - Biotechnology **25%** - Other **20%** - Other Technology **18%** - Pharmaceuticals **17%** - Other Health Care **11%** - Manufacturing **5%** - Other Energy **4%** ## How big the rounds are - Under $1M **22** - $1M to $5M **74** - $5M to $20M **78** - $20M to $100M **16** - $100M+ **3** ## Where the companies are **NY** 39 **CA** 32 **NJ** 15 **MA** 15 **FL** 10 **OR** 9 **AZ** 8 **MD** 7 ## Rounds they placed [Company rounds](https://millionrounds.com/providers/maxim-group-llc)[Everything, funds and real estate too](https://millionrounds.com/providers/maxim-group-llc?show=all) Filed Issuer Industry Sold Mar 2026 Biophytis SA Biotechnology **$1.6M** Dec 2025 Nacuity Pharmaceuticals, Inc. Pharmaceuticals **$8.4M** Dec 2025 Aprea Therapeutics, Inc. Biotechnology **$3.1M** Dec 2025 Aethlon Medical Inc Agents: N/A Biotechnology **$2.2M** Nov 2025 Rani Therapeutics Holdings, Inc. Biotechnology **$60M** Oct 2025 Quoin Pharmaceuticals, Ltd. Pharmaceuticals **$105M** Oct 2025 American Resources Corp Other Energy **$34M** Oct 2025 American Resources Corp Other Energy **$40M** Oct 2025 SEALSQ Corp Other Technology **$105M** Sept 2025 Rock Tech Lithium Inc. Other **$363k** Sept 2025 CleanCore Solutions, Inc. Other **$175M** Sept 2025 Lm Funding America, Inc. Other Technology **$13M** Sept 2025 Lm Funding America, Inc. Other Technology **$10M** Jul 2025 Drone Volt S.A. Other Technology **$12M** Jul 2025 Signing Day Sports, Inc. Other **-** Jul 2025 Llama Group SA Other Technology **$1.2M** Jul 2025 DDC Enterprise Ltd Other **$27M** Apr 2025 Datavault AI Inc. Other Technology **-** Feb 2025 OXBRIDGE RE HOLDINGS Ltd Insurance **$3.0M** Jan 2025 Kazia Therapeutics Ltd Biotechnology **$2.1M** Jan 2025 Nxu, Inc. Other Energy **$3.0M** Jan 2025 180 Life Sciences Corp. Other **$2.9M** Jul 2024 SeaStar Medical Holding Corp Other Health Care **$10M** Jun 2024 Inhibikase Therapeutics, Inc. Pharmaceuticals **-** May 2024 Wisa Technologies, Inc. Other Technology **$2.4M** May 2024 Wisa Technologies, Inc. Other Technology **$2.6M** Apr 2024 Wisa Technologies, Inc. Other Technology **$750k** Apr 2024 Wisa Technologies, Inc. Other Technology **$1.9M** Apr 2024 Wisa Technologies, Inc. Other Technology **$2.4M** Apr 2024 Nano Labs Ltd Other Technology **-** Apr 2024 Jet.AI Inc. Other **$1.5M** Apr 2024 Wisa Technologies, Inc. Other Technology **$2.3M** Mar 2024 SEALSQ Corp Other Technology **$10M** Feb 2024 Kiora Pharmaceuticals Inc Pharmaceuticals **$15M** Feb 2024 Yoshitsu Co., Ltd Retailing **$4.0M** Feb 2024 Applied Dna Sciences Inc Biotechnology **-** Jan 2024 SEALSQ Corp Other Technology **$10M** Jan 2024 Centrexion Therapeutics Corp Biotechnology **$3.3M** Jan 2024 Meihua International Medical Technologies Co., Ltd. Other Health Care **$5.6M** Jan 2024 Bio Key International Inc Agents: Maxim Group LLC Other Technology **$548k** From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown. ## Often on the same rounds Other fundraisers named on the same filings: the firms they syndicate with. [**Roth Capital Partners, LLC** 5 rounds together](https://millionrounds.com/providers/roth-capital-partners-llc)[**Leerink Partners LLC** 3 rounds together](https://millionrounds.com/providers/leerink-partners-llc)[**H.C. Wainwright & Co., LLC** 2 rounds together](https://millionrounds.com/providers/h-c-wainwright-and-co-llc)[**M Vest LLC** 2 rounds together](https://millionrounds.com/providers/m-vest-llc)[**Credit Suisse Securities (USA) LLC** 1 round together](https://millionrounds.com/providers/credit-suisse-securities-usa-llc)[**Cantor Fitzgerald & Co.** 1 round together](https://millionrounds.com/providers/cantor-fitzgerald-and-co) ## Founders who worked with them No one has said so yet. Worked with them? Say so ## A badge for their site It shows their latest standing in the quarterly rankings and links back here. ## Is this Maxim Group, LLC? Claim the page to describe your work in your own words. Free. [Claim this page](https://millionrounds.com/providers/join?kind=fundraiser)[All fundraisers](https://millionrounds.com/fundraisers)