# M Holdings Securities Inc.: fundraiser > M Holdings Securities Inc. placed 131 company rounds filed with the SEC, most recently Mar 2026. Who they placed, by sector and size. Source: https://millionrounds.com/providers/m-holdings-securities-inc (Millionrounds; every figure on the page links to its filing or article) [Fundraisers](https://millionrounds.com/fundraisers) / M Holdings Securities Inc. Fundraiser Registered broker-dealer # M Holdings Securities Inc. FINRA 43285 ยท placing rounds since Jan 2016 **131** company rounds placed **21** in the last two years, last Mar 2026 **$251.6B** sold in the rounds they placed **3.7%** typical commission; the median firm takes 4.9% Named on 173 Form D filings as paid to sell the offering: 131 for operating companies, 40 for funds, 2 for real estate. 60 registered agents named. ## Quarter by quarter Company rounds they placed in each quarter, from the filings. **5** 23Q2 **4** 23Q3 **5** 23Q4 **4** 24Q2 **5** 24Q4 **1** 25Q2 **3** 25Q3 **10** 25Q4 **6** 26Q1 ## What they place - Insurance **95%** - Oil and Gas **5%** ## How big the rounds are - Under $1M **69** - $1M to $5M **53** - $5M to $20M **41** - $20M to $100M **30** - $100M+ **58** ## Where the companies are **OH** 112 **IN** 55 **CA** 45 **NY** 11 **NC** 9 **TX** 8 **MO** 6 **PA** 5 ## Rounds they placed [Company rounds](https://millionrounds.com/providers/m-holdings-securities-inc)[Everything, funds and real estate too](https://millionrounds.com/providers/m-holdings-securities-inc?show=all) Filed Issuer Industry Sold Mar 2026 New York Life Insurance & Annuity Corp Agents: Kestra Investment Services LLC, M Holdings Securities Inc., NFP Securities, Inc. Insurance **$505M** Mar 2026 New York Life Insurance & Annuity Corp Agents: M Holdings Securities Inc., NFP Securities, Inc. Insurance **$136M** Mar 2026 New York Life Insurance & Annuity Corp Agents: FAS Corp., Kestra Investment Services LLC, M Holdings Securities Inc. Insurance **$546M** Mar 2026 New York Life Insurance & Annuity Corp Agents: FAS Corp., Kestra Investment Services LLC, M Holdings Securities Inc. Insurance **$1.8B** Mar 2026 New York Life Insurance & Annuity Corp Agents: Kestra Investment Services LLC., M Holdings Securities, Inc Insurance **$3.0B** Mar 2026 New York Life Insurance & Annuity Corp Agents: FAS Corp., Kestra Investment Services LLC, M Holdings Securities Inc. Insurance **$2.0B** Dec 2025 Pacific Life Insurance Co Agents: Matt Phillips Insurance **$7.3M** Dec 2025 Pacific Life Insurance Co Agents: Eric Naison-Phillips Insurance **$3.7M** Dec 2025 Lincoln Life Separate Account BL2 of the Lincoln National Life Insurance Co Agents: David Brown, Eric Naison-Phillips, Jeffrey Davis Insurance **$102M** Dec 2025 Lincoln Life Separate Account BLM, The Lincoln National Life Insurance Co Agents: David Brown, Joseph L. Carpenter, Joseph Todd Carpenter Insurance **$4.5M** Dec 2025 Lincoln Life Separate Account BL3, The Lincoln National Life Insurance Co Agents: David Brown, Eric Naison-Phillips, John L. Carpenter Insurance **$101M** Dec 2025 Lincoln Life Separate Account Bl1 Of The Lincoln National Life Ins. Co Agents: David Brown, Joseph L. Carpenter, Joseph Todd Carpenter Insurance **$37M** Dec 2025 Lincoln Life Flexible Premium Variable Life Account Z Agents: Brian Donofry, Eric Naison-Phillips, Howard Adcock Insurance **$2.7B** Dec 2025 HNW PPVA Series Account - 1 Agents: Kestra Investment Services LLC, M Holdings Securities Insurance **$2.1B** Dec 2025 HNW PPVUL Series Account - 1 Agents: Kestra Investments LLC, M Holdings Securities, Inc Insurance **$679M** Dec 2025 ZALICONY HNW PPVA Series Account - 1 Agents: M Holdings Securities Insurance **$268M** Sept 2025 Pacific Life Insurance Co Agents: MICHAEL A. MINGOLELLI Insurance **$2.6M** Sept 2025 Pacific Life Insurance Co Agents: Eric Naison-Phillips Insurance **$5.6M** Jul 2025 Pacific Life Insurance Co Agents: Thomas C. Rapp Insurance **$200k** Jun 2025 Mewbourne Energy Partners 25-A, L.P. Oil and Gas **$1.0M** Dec 2024 Lincoln Life Flexible Premium Variable Life Account Z Agents: Brian Donofry, Howard Adcock, James S Bosely Insurance **$2.6B** Dec 2024 Lincoln Life Separate Account Bl1 Of The Lincoln National Life Ins. Co Agents: Joseph L. Carpenter, Joseph Todd Carpenter Insurance **$37M** Dec 2024 Lincoln Life Separate Account BL2 of the Lincoln National Life Insurance Co Agents: Eric Naison-Phillips, Jeffrey Davis, Joseph L. Carpenter Insurance **$107M** Dec 2024 Lincoln Life Separate Account BL3, The Lincoln National Life Insurance Co Agents: Eric Naison-Philips, Joseph L. Carpenter, Joseph Todd Carpenter Insurance **$102M** Dec 2024 Lincoln Life Separate Account BLM, The Lincoln National Life Insurance Co Agents: Joseph L. Carpenter, Joseph Todd Carpenter Insurance **$4.5M** Jun 2024 Mewbourne Energy Partners 24-A, L.P. Oil and Gas **$36M** Jun 2024 Pacific Life Insurance Co Agents: Eric Naison-Phillips Insurance **$12M** Jun 2024 Pacific Life Insurance Co Agents: Eric Naison-Phillips Insurance **$982k** Jun 2024 Pacific Life Insurance Co Agents: Eric Naison-Phillips Insurance **$410k** Dec 2023 Lincoln Life Flexible Premium Variable Life Account Z Agents: Brian Donofry, Howard Adcock, James S Bosely Insurance **$2.4B** Dec 2023 Lincoln Life Separate Account Bl1 Of The Lincoln National Life Ins. Co Agents: Joseph L. Carpenter, Joseph Todd Carpenter Insurance **$39M** Dec 2023 Lincoln Life Separate Account BLM, The Lincoln National Life Insurance Co Agents: Joseph L. Carpenter, Joseph Todd Carpenter Insurance **$4.5M** Dec 2023 Lincoln Life Separate Account BL2 of the Lincoln National Life Insurance Co Agents: Eric Naison-Phillips, Jeffrey Davis, Joseph L. Carpenter Insurance **$108M** Dec 2023 Lincoln Life Separate Account BL3, The Lincoln National Life Insurance Co Agents: Eric Naison-Philips, Joseph L. Carpenter, Joseph Todd Carpenter Insurance **$102M** Sept 2023 Pacific Life Insurance Co Agents: David D Ehlert Insurance **$2.6M** Sept 2023 Pacific Life Insurance Co Agents: John Lawson Insurance **$4.8M** Aug 2023 Pacific Life Insurance Co Agents: Thomas C. Rapp Insurance **$1.4M** Aug 2023 Pacific Life Insurance Co Agents: Thomas C. Rapp Insurance **$575k** Jun 2023 Pacific Life Insurance Co Agents: Eric Naison-Phillips Insurance **$785k** Jun 2023 Pacific Life Insurance Co Agents: Eric Naison-Phillips Insurance **$685k** From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown. ## Often on the same rounds Other fundraisers named on the same filings: the firms they syndicate with. [**Newport Group Securities, Inc.** 60 rounds together](https://millionrounds.com/providers/newport-group-securities-inc)[**LPL Financial LLC** 38 rounds together](https://millionrounds.com/providers/lpl-financial-llc)[**Valmark Securities, Inc.** 27 rounds together](https://millionrounds.com/providers/valmark-securities-inc)[**Securities America, Inc.** 27 rounds together](https://millionrounds.com/providers/securities-america-inc)[**Lynch & Associates** 26 rounds together](https://millionrounds.com/providers/lynch-and-associates)[**Morgan Stanley** 23 rounds together](https://millionrounds.com/providers/morgan-stanley-and-co-llc) ## Founders who worked with them No one has said so yet. Worked with them? Say so ## A badge for their site It shows their latest standing in the quarterly rankings and links back here. ## Is this M Holdings Securities Inc.? Claim the page to describe your work in your own words. Free. 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