# LPL Financial LLC: fundraiser > LPL Financial LLC placed 33 company rounds filed with the SEC, most recently Mar 2026. Who they placed, by sector and size. Source: https://millionrounds.com/providers/lpl-financial-llc (Millionrounds; every figure on the page links to its filing or article) [Fundraisers](https://millionrounds.com/fundraisers) / LPL Financial LLC Fundraiser Registered broker-dealer # LPL Financial LLC FINRA 6413 ยท placing rounds since Feb 2016 **33** company rounds placed **7** in the last two years, last Mar 2026 **$60.7B** sold in the rounds they placed **3.5%** typical commission; the median firm takes 4.9% Named on 51 Form D filings as paid to sell the offering: 33 for operating companies, 18 for funds. 12 registered agents named. ## Quarter by quarter Company rounds they placed in each quarter, from the filings. **3** 23Q4 **2** 24Q4 **2** 25Q4 **3** 26Q1 ## What they place - Insurance **93%** - Oil and Gas **7%** ## How big the rounds are - Under $1M **2** - $1M to $5M **2** - $5M to $20M **0** - $20M to $100M **9** - $100M+ **25** ## Where the companies are **IN** 31 **OH** 4 **NY** 3 **PA** 3 ## Rounds they placed [Company rounds](https://millionrounds.com/providers/lpl-financial-llc)[Everything, funds and real estate too](https://millionrounds.com/providers/lpl-financial-llc?show=all) Filed Issuer Industry Sold Mar 2026 New York Life Insurance & Annuity Corp Agents: LPL Financial LLC Insurance **$505M** Mar 2026 New York Life Insurance & Annuity Corp Agents: LPL Financial LLC Insurance **$546M** Mar 2026 New York Life Insurance & Annuity Corp Agents: LPL Financial LLC Insurance **$136M** Dec 2025 Lincoln Life Separate Account BL2 of the Lincoln National Life Insurance Co Agents: Carol W. Linker Insurance **$102M** Dec 2025 Lincoln Life Flexible Premium Variable Life Account Z Agents: Andrew Lyon Hart, Corby N. Dall, James Lewis Worrell Insurance **$2.7B** Dec 2024 Lincoln Life Flexible Premium Variable Life Account Z Agents: Andrew Lyon Hart, Corby N. Dall, Michael W. Kozemchak Insurance **$2.6B** Dec 2024 Lincoln Life Separate Account BL2 of the Lincoln National Life Insurance Co Agents: Carol W. Linker Insurance **$107M** Dec 2023 Lincoln Life Flexible Premium Variable Life Account Z Agents: Andrew Lyon Hart, Corby N. Dall, Michael W. Kozemchak Insurance **$2.4B** Dec 2023 Lincoln Life Separate Account Bl1 Of The Lincoln National Life Ins. Co Agents: Kevin L. Kaeding Insurance **$39M** Dec 2023 Lincoln Life Separate Account BL2 of the Lincoln National Life Insurance Co Agents: Carol W. Linker Insurance **$108M** Dec 2022 Lincoln Life Flexible Premium Variable Life Account Z Agents: Andrew Lyon Hart, Corby N. Dall, Michael W. Kozemchak Insurance **$2.0B** Dec 2022 Lincoln Life Separate Account Bl1 Of The Lincoln National Life Ins. Co Agents: Kevin L. Kaeding Insurance **$40M** Dec 2022 Lincoln Life Separate Account BL2 of the Lincoln National Life Insurance Co Agents: Carol W. Linker Insurance **$113M** Dec 2021 Lincoln Life Flexible Premium Variable Life Account Z Agents: Corby N. Dall, Michael W. Kozemchak, Paul Stephens Insurance **$1.7B** Dec 2021 Lincoln Life Separate Account Bl1 Of The Lincoln National Life Ins. Co Agents: Kevin L. Kaeding Insurance **$40M** Dec 2021 Lincoln Life Separate Account BL2 of the Lincoln National Life Insurance Co Agents: Carol W. Linker Insurance **$118M** Dec 2020 Lincoln Life Flexible Premium Variable Life Account Z Agents: Corby N. Dall Insurance **$2.3B** Dec 2020 Lincoln Life Separate Account BL2 of the Lincoln National Life Insurance Co Agents: Carol W. Linker Insurance **$120M** Dec 2020 Lincoln Life Separate Account Bl1 Of The Lincoln National Life Ins. Co Agents: Kevin L. Kaeding Insurance **$40M** Dec 2019 Lincoln Life Separate Account BL2 of the Lincoln National Life Insurance Co Agents: Carol W. Linker Insurance **$129M** Dec 2019 Lincoln Life Separate Account Bl1 Of The Lincoln National Life Ins. Co Agents: Kevin L. Kaeding Insurance **$41M** Dec 2019 Lincoln Life Flexible Premium Variable Life Account Z Agents: Corby N. Dall Insurance **$1.8B** Dec 2018 Lincoln Life Flexible Premium Variable Life Account Z Agents: Corby N. Dall, Eric M. Sholberg Insurance **$1.5B** Dec 2018 Lincoln Life Separate Account Bl1 Of The Lincoln National Life Ins. Co Agents: Kevin L. Kaeding Insurance **$41M** Dec 2018 Lincoln Life Separate Account BL2 of the Lincoln National Life Insurance Co Agents: Carol W. Linker Insurance **$135M** Dec 2017 Lincoln Life Flexible Premium Variable Life Account Z Agents: Corby N. Dall, Eric M. Sholberg Insurance **$1.1B** Dec 2017 Lincoln Life Separate Account Bl1 Of The Lincoln National Life Ins. Co Agents: Kevin L. Kaeding Insurance **$41M** Dec 2017 Lincoln Life Separate Account BL2 of the Lincoln National Life Insurance Co Agents: Carol W. Linker, Charles J. Abboud Insurance **$146M** Dec 2016 Lincoln Life Flexible Premium Variable Life Account Z Agents: Corby N. Dall, Eric M. Sholberg Insurance **$783M** Dec 2016 Lincoln Life Separate Account Bl1 Of The Lincoln National Life Ins. Co Agents: Kevin L. Kaeding Insurance **$42M** Dec 2016 Lincoln Life Separate Account BL2 of the Lincoln National Life Insurance Co Agents: Carol W. Linker Insurance **$154M** Oct 2016 Nationwide Private Placement Variable Account Agents: Michael Kozemchak, Paul Stephens Insurance **$1.1M** Sept 2016 Atlas Eagle Ford 2016 L.P. Oil and Gas **-** Dec 2015 Lincoln Life Separate Account Bl1 Of The Lincoln National Life Ins. Co Agents: Kevin L. Kaeding Insurance **$42M** Dec 2015 Lincoln Life Separate Account BL2 of the Lincoln National Life Insurance Co Agents: Carol W. Linker Insurance **$170M** Dec 2015 Lincoln Life Flexible Premium Variable Life Account Z Agents: Corby N. Dall, Eric M. Sholberg, John L. Scott Insurance **$431M** Aug 2015 Nationwide Private Placement Variable Account Agents: Michael Kozemchak, Paul Stephens Insurance **$148k** Jun 2015 Atlas Eagle Ford 2015 L.P. Oil and Gas **-** Apr 2015 Nationwide Private Placement Variable Account Agents: Troy Hammond Insurance **$405k** Jan 2015 Nationwide Private Placement Variable Account Agents: Michael Kozemchak, Paul Stephens Insurance **$3.0M** From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown. ## Often on the same rounds Other fundraisers named on the same filings: the firms they syndicate with. [**M Holdings Securities Inc.** 38 rounds together](https://millionrounds.com/providers/m-holdings-securities-inc)[**Kestra Investment Services LLC** 38 rounds together](https://millionrounds.com/providers/kestra-investment-services-llc)[**Lion Street Financial** 38 rounds together](https://millionrounds.com/providers/lion-street-financial)[**Securities America, Inc.** 22 rounds together](https://millionrounds.com/providers/securities-america-inc)[**UVEST Investment Services** 20 rounds together](https://millionrounds.com/providers/uvest-investment-services)[**Northwestern Mutual Investment Services** 16 rounds together](https://millionrounds.com/providers/northwestern-mutual-investment-services) ## Founders who worked with them No one has said so yet. Worked with them? Say so ## A badge for their site It shows their latest standing in the quarterly rankings and links back here. ## Is this LPL Financial LLC? Claim the page to describe your work in your own words. Free. 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