# Livingston Securities LLC: fundraiser

> Livingston Securities LLC placed 27 company rounds filed with the SEC, most recently Jan 2025. Who they placed, by sector and size.

Source: https://millionrounds.com/providers/livingston-securities-llc (Millionrounds; every figure on the page links to its filing or article)

[Fundraisers](https://millionrounds.com/fundraisers) / Livingston Securities LLC

Fundraiser Registered broker-dealer

# Livingston Securities LLC

FINRA 147364 · placing rounds since Feb 2016

**27** company rounds placed

**1** in the last two years, last Jan 2025

**$3.9M** sold in the rounds they placed

**5.0%** typical commission; the median firm takes 4.9%

Named on 29 Form D filings as paid to sell the offering: 27 for operating companies, 2 for real estate. 2 registered agents named.

## Quarter by quarter

Company rounds they placed in each quarter, from the filings.

**1** 25Q1

## What they place

- Other Technology **36%**
- Biotechnology **29%**
- Other **14%**
- Pharmaceuticals **7%**
- Other Health Care **7%**
- Other Banking and Financial Services **4%**
- Other Energy **4%**

## How big the rounds are

- Under $1M **3**
- $1M to $5M **1**
- $5M to $20M **0**
- $20M to $100M **2**
- $100M+ **0**

## Where the companies are

**FL** 5 **CA** 3 **MA** 3 **NY** 2 **DE** 2 **NJ** 2 **MI** 2 **GA** 1

## Rounds they placed

[Company rounds](https://millionrounds.com/providers/livingston-securities-llc)[Everything, funds and real estate too](https://millionrounds.com/providers/livingston-securities-llc?show=all)

Filed Issuer Industry Sold

Jan 2025 Livingston Group of Companies LLC Agents: Scott Livingston Other Banking and Financial Services **$475k**

May 2021 Far UV Technologies Inc Agents: LIVINGSTON SECURITIES, LLC Biotechnology **-**

Dec 2020 C-Reveal Therapeutics LLC Agents: LIVINGSTON SECURITIES, LLC Biotechnology **-**

Dec 2020 Energy Exploration Technologies, Inc. Agents: LIVINGSTON SECURITIES, LLC Energy Conservation **-**

Nov 2020 Feel Good Lab LLC Agents: LIVINGSTON SECURITIES, LLC Other Health Care **-**

Oct 2020 T2m LLC Agents: LIVINGSTON SECURITIES, LLC Other Technology **-**

Sept 2020 Vymedic Inc. Agents: LIVINGSTON SECURITIES, LLC Other Health Care **-**

Sept 2020 TrippBio, Inc. Agents: LIVINGSTON SECURITIES, LLC Biotechnology **-**

Jul 2020 GenesisAI Corp Agents: LIVINGSTON SECURITIES, LLC Other Technology **-**

Apr 2020 Infinovate LLC Agents: LIVINGSTON SECURITIES, LLC Other **-**

Apr 2020 Neurotez Inc. Agents: LIVINGSTON SECURITIES, LLC Pharmaceuticals **-**

Oct 2019 Zero Gravity Solutions, Inc. Agents: Livingston Securities, LLC Other Technology **$3.3M**

Jul 2019 THB Holdco, LLC Agents: LIVINGSTON SECURITIES, LLC Other **-**

Jul 2019 Ocean Renewable Power Company, Inc. Agents: LIVINGSTON SECURITIES, LLC Other Energy **-**

Jul 2019 THB Holdco, LLC Agents: LIVINGSTON SECURITIES, LLC Other **-**

Nov 2018 Phoenix PharmaLabs Inc Agents: LIVINGSTON SECURITIES LLC Pharmaceuticals **-**

Sept 2018 Braidy Industries, Inc. Agents: LIVINGSTON SECURITIES, LLC Manufacturing **-**

May 2018 GeoOrbital Inc. Agents: LIVINGSTON SECURITIES, LLC Other Technology **-**

Apr 2018 Berylline Corp Agents: LIVINGSTON SECURITIES, LLC Other Technology **-**

Apr 2018 Zenii, LLC Agents: LIVINGSTON SECURITIES, LLC Biotechnology **-**

Apr 2018 Maingear, Inc. Agents: LIVINGSTON SECURITIES, LLC Computers **-**

Dec 2017 Subba Media Inc. Agents: LIVINGSTON SECURITIES, LLC Other **-**

Nov 2017 ContentOro, Inc. Agents: Livingston Securities, LLC Other Technology **-**

Sept 2016 DanDrit Biotech USA, Inc. Biotechnology **-**

Aug 2016 Zero Gravity Solutions, Inc. Other Technology **-**

Apr 2016 [Spend Consciously](https://millionrounds.com/company/spend-consciously) Agents: Livingston Securities, LLC Other Technology **$50k**

Feb 2016 IVDiagnostics, Inc. Biotechnology **-**

Nov 2015 Zero Gravity Solutions, Inc. Other Technology **$25k**

Jun 2015 Celtaxsys, Inc. Agents: Livingston Securities, LLC Biotechnology **$22M**

Jun 2015 Zero Gravity Solutions, Inc. Other Technology **-**

Mar 2015 Kura Operations, Inc. Biotechnology **$60M**

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

## Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

[**Great Point Capital LLC** 2 rounds together](https://millionrounds.com/providers/great-point-capital-llc)[**Leerink Partners LLC** 1 round together](https://millionrounds.com/providers/leerink-partners-llc)[**National Securities Corporation** 1 round together](https://millionrounds.com/providers/national-securities-corporation)

## Founders who worked with them

No one has said so yet.

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