# Lion Street Financial: fundraiser > Lion Street Financial placed 35 company rounds filed with the SEC, most recently Mar 2026. Who they placed, by sector and size. Source: https://millionrounds.com/providers/lion-street-financial (Millionrounds; every figure on the page links to its filing or article) [Fundraisers](https://millionrounds.com/fundraisers) / Lion Street Financial Fundraiser Registered broker-dealer # Lion Street Financial FINRA 165828 ยท placing rounds since Jan 2016 **35** company rounds placed **7** in the last two years, last Mar 2026 **$74.3B** sold in the rounds they placed **3.7%** typical commission; the median firm takes 4.9% Named on 46 Form D filings as paid to sell the offering: 35 for operating companies, 1 for funds, 10 for real estate. 14 registered agents named. ## Quarter by quarter Company rounds they placed in each quarter, from the filings. **1** 23Q2 **5** 23Q4 **5** 24Q4 **7** 25Q4 **6** 26Q1 ## What they place - Insurance **95%** - Oil and Gas **5%** ## How big the rounds are - Under $1M **32** - $1M to $5M **14** - $5M to $20M **11** - $20M to $100M **20** - $100M+ **44** ## Where the companies are **IN** 55 **OH** 46 **NY** 7 **PA** 5 **MO** 3 **NC** 3 **MA** 3 **IL** 2 ## Rounds they placed [Company rounds](https://millionrounds.com/providers/lion-street-financial)[Everything, funds and real estate too](https://millionrounds.com/providers/lion-street-financial?show=all) Filed Issuer Industry Sold Mar 2026 New York Life Insurance & Annuity Corp Agents: Lion Street Financial, NFP Securities, Inc. Insurance **$136M** Mar 2026 New York Life Insurance & Annuity Corp Agents: Kestra Investment Services LLC., Lion Street Financial LLC Insurance **$3.0B** Mar 2026 New York Life Insurance & Annuity Corp Agents: Kestra Investment Services LLC, Lion Street Financial Insurance **$546M** Mar 2026 New York Life Insurance & Annuity Corp Agents: Kestra Investment Services LLC, NFP Advisor Services, LLC Insurance **$2.0B** Mar 2026 New York Life Insurance & Annuity Corp Agents: Kestra Investment Services LLC, Lion Street Financial, NFP Securities, Inc. Insurance **$505M** Mar 2026 New York Life Insurance & Annuity Corp Agents: Kestra Investment Services LLC Insurance **$1.8B** Dec 2025 Lincoln Life Separate Account BL2 of the Lincoln National Life Insurance Co Agents: David Brown, Eric Naison-Phillips, Joseph L. Carpenter Insurance **$102M** Dec 2025 Lincoln Life Separate Account Bl1 Of The Lincoln National Life Ins. Co Agents: David Brown, Joseph L. Carpenter, Joseph Todd Carpenter Insurance **$37M** Dec 2025 Lincoln Life Separate Account BL3, The Lincoln National Life Insurance Co Agents: David Brown, John L. Carpenter, Joseph Todd Carpenter Insurance **$101M** Dec 2025 Lincoln Life Separate Account BLM, The Lincoln National Life Insurance Co Agents: David Brown, Joseph L. Carpenter, Joseph Todd Carpenter Insurance **$4.5M** Dec 2025 Lincoln Life Flexible Premium Variable Life Account Z Agents: Brian Donofry, Bruce Hamilton Brownwell, Craig A. Rutledge Insurance **$2.7B** Dec 2025 HNW PPVUL Series Account - 1 Agents: Kestra Investments LLC Insurance **$679M** Dec 2025 HNW PPVA Series Account - 1 Agents: Kestra Investment Services LLC, Lion Street Financial LLC Insurance **$2.1B** Dec 2024 Lincoln Life Flexible Premium Variable Life Account Z Agents: Brian Donofry, Bruce Hamilton Brownwell, Craig A. Rutledge Insurance **$2.6B** Dec 2024 Lincoln Life Separate Account Bl1 Of The Lincoln National Life Ins. Co Agents: Joseph L. Carpenter, Joseph Todd Carpenter Insurance **$37M** Dec 2024 Lincoln Life Separate Account BL3, The Lincoln National Life Insurance Co Agents: Joseph L. Carpenter, Joseph Todd Carpenter Insurance **$102M** Dec 2024 Lincoln Life Separate Account BL2 of the Lincoln National Life Insurance Co Agents: Eric Naison-Phillips, Joseph L. Carpenter, Joseph Todd Carpenter Insurance **$107M** Dec 2024 Lincoln Life Separate Account BLM, The Lincoln National Life Insurance Co Agents: Joseph L. Carpenter, Joseph Todd Carpenter Insurance **$4.5M** Dec 2023 Lincoln Life Flexible Premium Variable Life Account Z Agents: Brian Donofry, Bruce Hamilton Brownwell, Craig A. Rutledge Insurance **$2.4B** Dec 2023 Lincoln Life Separate Account BL3, The Lincoln National Life Insurance Co Agents: Joseph L. Carpenter, Joseph Todd Carpenter Insurance **$102M** Dec 2023 Lincoln Life Separate Account BL2 of the Lincoln National Life Insurance Co Agents: Eric Naison-Phillips, Joseph L. Carpenter, Joseph Todd Carpenter Insurance **$108M** Dec 2023 Lincoln Life Separate Account Bl1 Of The Lincoln National Life Ins. Co Agents: Joseph L. Carpenter, Joseph Todd Carpenter Insurance **$39M** Dec 2023 Lincoln Life Separate Account BLM, The Lincoln National Life Insurance Co Agents: Joseph L. Carpenter, Joseph Todd Carpenter Insurance **$4.5M** Jun 2023 Mewbourne Energy Partners 23-A, L.P. Oil and Gas **$25M** Dec 2022 Lincoln Life Flexible Premium Variable Life Account Z Agents: Brian Donofry, Bruce Hamilton Brownwell, Craig A. Rutledge Insurance **$2.0B** Dec 2022 Lincoln Life Separate Account Bl1 Of The Lincoln National Life Ins. Co Agents: Joseph L. Carpenter, Joseph Todd Carpenter Insurance **$40M** Dec 2022 Lincoln Life Separate Account BL3, The Lincoln National Life Insurance Co Agents: Joseph L. Carpenter, Joseph Todd Carpenter Insurance **$102M** Dec 2022 Lincoln Life Separate Account BLM, The Lincoln National Life Insurance Co Agents: Joseph L. Carpenter, Joseph Todd Carpenter Insurance **$4.8M** Dec 2022 Lincoln Life Separate Account BL2 of the Lincoln National Life Insurance Co Agents: Eric Naison-Phillips, Joseph L. Carpenter, Joseph Todd Carpenter Insurance **$113M** Dec 2021 Lincoln Life Flexible Premium Variable Life Account Z Agents: Andrew L. Kuchera, David W. Stecher, Gary Block Insurance **$1.7B** Dec 2021 Lincoln Life Separate Account BL3, The Lincoln National Life Insurance Co Agents: Joseph L. Carpenter, Joseph Todd Carpenter Insurance **$103M** Dec 2021 Lincoln Life Separate Account BLM, The Lincoln National Life Insurance Co Agents: Joseph L. Carpenter, Joseph Todd Carpenter Insurance **$4.8M** Dec 2021 Lincoln Life Separate Account BL2 of the Lincoln National Life Insurance Co Agents: Eric Naison-Phillips, Joseph L. Carpenter, Joseph Todd Carpenter Insurance **$118M** Dec 2021 Lincoln Life Separate Account Bl1 Of The Lincoln National Life Ins. Co Agents: Joseph L. Carpenter, Joseph Todd Carpenter Insurance **$40M** Dec 2020 Lincoln Life Flexible Premium Variable Life Account Z Agents: Andrew L. Kuchera, David W. Stecher, Gary Block Insurance **$2.3B** Dec 2020 Lincoln Life Separate Account BL3, The Lincoln National Life Insurance Co Agents: Joseph L. Carpenter, Joseph Todd Carpenter Insurance **$114M** Dec 2020 Lincoln Life Separate Account BLM, The Lincoln National Life Insurance Co Agents: Joseph L. Carpenter, Joseph Todd Carpenter Insurance **$5.1M** Dec 2020 Lincoln Life Separate Account Bl1 Of The Lincoln National Life Ins. Co Agents: Joseph L. Carpenter, Joseph Todd Carpenter Insurance **$40M** Dec 2020 Lincoln Life Separate Account BL2 of the Lincoln National Life Insurance Co Agents: Eric Naison-Phillips, Joseph L. Carpenter, Joseph Todd Carpenter Insurance **$120M** Dec 2019 Lincoln Life Separate Account BLM, The Lincoln National Life Insurance Co Agents: Joseph L. Carpenter, Joseph Todd Carpenter Insurance **$5.1M** From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown. ## Often on the same rounds Other fundraisers named on the same filings: the firms they syndicate with. [**M Holdings Securities Inc.** 61 rounds together](https://millionrounds.com/providers/m-holdings-securities-inc)[**LPL Financial LLC** 38 rounds together](https://millionrounds.com/providers/lpl-financial-llc)[**Newport Group Securities, Inc.** 29 rounds together](https://millionrounds.com/providers/newport-group-securities-inc)[**Securities America, Inc.** 25 rounds together](https://millionrounds.com/providers/securities-america-inc)[**Lynch & Associates** 23 rounds together](https://millionrounds.com/providers/lynch-and-associates)[**UVEST Investment Services** 22 rounds together](https://millionrounds.com/providers/uvest-investment-services) ## Founders who worked with them No one has said so yet. Worked with them? 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