# Lake Street Capital Markets, LLC: fundraiser

> Lake Street Capital Markets, LLC placed 23 company rounds filed with the SEC, most recently Jan 2026. Who they placed, by sector and size.

Source: https://millionrounds.com/providers/lake-street-capital-markets-llc (Millionrounds; every figure on the page links to its filing or article)

[Fundraisers](https://millionrounds.com/fundraisers) / Lake Street Capital Markets, LLC

Fundraiser Registered broker-dealer

# Lake Street Capital Markets, LLC

FINRA 164447 · placing rounds since Jan 2016

**23** company rounds placed

**5** in the last two years, last Jan 2026

**$353M** sold in the rounds they placed

**5.7%** typical commission; the median firm takes 4.9%

Named on 23 Form D filings as paid to sell the offering: 23 for operating companies. 3 registered agents named.

## Quarter by quarter

Company rounds they placed in each quarter, from the filings.

**1** 23Q4 **1** 24Q1 **1** 24Q2 **1** 25Q3 **3** 25Q4 **1** 26Q1

## What they place

- Other Health Care **37%**
- Other **19%**
- Other Technology **15%**
- Biotechnology **11%**
- Pharmaceuticals **11%**
- Other Energy **4%**
- Telecommunications **4%**

## How big the rounds are

- Under $1M **0**
- $1M to $5M **8**
- $5M to $20M **14**
- $20M to $100M **5**
- $100M+ **0**

## Where the companies are

**CA** 10 **CO** 5 **MN** 3 **AZ** 2 **MI** 1 **NY** 1 **GA** 1 **MA** 1

## Rounds they placed

[Company rounds](https://millionrounds.com/providers/lake-street-capital-markets-llc)[Everything, funds and real estate too](https://millionrounds.com/providers/lake-street-capital-markets-llc?show=all)

Filed Issuer Industry Sold

Jan 2026 Velo3D, Inc. Other **$30M**

Dec 2025 Igniton, Inc. Other Health Care **$1.4M**

Oct 2025 VentureMed Group, Inc. Other Health Care **$49M**

Oct 2025 Vicarious Surgical Inc. Other Health Care **$12M**

Aug 2025 Igniton, Inc. Other Health Care **$6.0M**

Apr 2024 Igniton, Inc. Other Health Care **$3.2M**

Jan 2024 Igniton, Inc. Other Health Care **$11M**

Oct 2023 Elutia Inc. Biotechnology **$11M**

Jul 2022 Ensysce Biosciences, Inc. Agents: Lake Street Capital Markets, LLC Other Health Care **$4.2M**

Oct 2021 Ensysce Biosciences, Inc. Agents: Lake Street Capital Markets, LLC Other Health Care **$5.3M**

Mar 2021 Ebang International Holdings Inc. Other Technology **$72M**

Aug 2020 SANUWAVE Health, Inc. Biotechnology **$25M**

Mar 2020 DermTech, Inc. Other Health Care **$65M**

Feb 2019 Melt Pharmaceuticals, Inc. Pharmaceuticals **$11M**

Nov 2018 Sonim Technologies Inc Telecommunications **$8.4M**

Nov 2018 SpineThera, Inc. Agents: David Alan McDonald Pharmaceuticals **$2.0M**

May 2018 OptimizeRx Corp Agents: Michael Townley Other Health Care **$9.0M**

Nov 2017 Thestreet, Inc. Other **$7.8M**

Apr 2017 Aspen Group, Inc. Other **$7.5M**

Feb 2017 [RiceBran Technologies](https://millionrounds.com/company/ricebran-technologies) Other **$6.0M**

Feb 2017 [RiceBran Technologies](https://millionrounds.com/company/ricebran-technologies) Other **$2.0M**

Jun 2016 Sun BioPharma, Inc. Pharmaceuticals **$2.0M**

Jan 2016 Ener-Core, Inc. Other Energy **$2.5M**

Feb 2015 Selectica Inc Other Technology **$5.9M**

Jul 2014 Selectica Inc Other Technology **$16M**

Mar 2014 [Volitionrx Ltd](https://millionrounds.com/company/volitionrx-ltd) Biotechnology **$3.0M**

Feb 2014 Selectica Inc Other Technology **$14M**

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

## Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

[**Roth Capital Partners, LLC** 2 rounds together](https://millionrounds.com/providers/roth-capital-partners-llc)[**Chardan Capital Markets LLC** 1 round together](https://millionrounds.com/providers/chardan-capital-markets-llc)[**Cowen and Company** 1 round together](https://millionrounds.com/providers/cowen-and-company)[**H.C. Wainwright & Co., LLC** 1 round together](https://millionrounds.com/providers/h-c-wainwright-and-co-llc)[**Lucid Capital Markets, LLC** 1 round together](https://millionrounds.com/providers/lucid-capital-markets-llc)[**Americas Executions, LLC** 1 round together](https://millionrounds.com/providers/lucid-capital-markets-llc-2)

## Founders who worked with them

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## A badge for their site

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