# Ladenburg Thalman & Co. Inc.: fundraiser

> Ladenburg Thalman & Co. Inc. placed 1 company rounds filed with the SEC, most recently Nov 2024. Who they placed, by sector and size.

Source: https://millionrounds.com/providers/ladenburg-thalmann-and-co-inc (Millionrounds; every figure on the page links to its filing or article)

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# Ladenburg Thalman & Co. Inc.

FINRA 000000505 · placing rounds since Nov 2024

**1** company rounds placed

**1** in the last two years, last Nov 2024

**$7.5M** sold in the rounds they placed

**6.9%** typical commission; the median firm takes 4.9%

Named on 1 Form D filing as paid to sell the offering: 1 for operating companies.

## Quarter by quarter

Company rounds they placed in each quarter, from the filings.

**1** 24Q2 **1** 24Q4 **1** 25Q2 **2** 25Q3 **2** 25Q4

## What they place

- Other Technology **43%**
- Biotechnology **29%**
- Other Health Care **29%**

## How big the rounds are

- Under $1M **0**
- $1M to $5M **3**
- $5M to $20M **3**
- $20M to $100M **1**
- $100M+ **0**

## Where the companies are

**CA** 3 **MA** 2 **FL** 1 **NY** 1

## Rounds they placed

[Company rounds](https://millionrounds.com/providers/ladenburg-thalmann-and-co-inc)[Everything, funds and real estate too](https://millionrounds.com/providers/ladenburg-thalmann-and-co-inc?show=all)

Filed Issuer Industry Sold

Oct 2025 Akari Therapeutics Plc Other Health Care **$6.3M**

Oct 2025 Kopin Corp Other Technology **$41M**

Sept 2025 Peraso Inc. Other Technology **$1.3M**

Aug 2025 Intelligent Bio Solutions Inc. Other Health Care **$3.8M**

May 2025 MetaVia Inc. Biotechnology **$10M**

Nov 2024 Peraso Inc. Other Technology **$7.5M**

May 2024 Palisade Bio, Inc. Biotechnology **$4.0M**

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

## Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

[**Craig-Hallum Capital Group LLC** 1 round together](https://millionrounds.com/providers/craig-hallum-capital-group-llc)[**Lake Street Capital LLC** 1 round together](https://millionrounds.com/providers/lake-street-capital-llc)[**Stifel, Nicolaus & Company Incorporated** 1 round together](https://millionrounds.com/providers/stifel-nicolaus-and-company-incorporated)

## Founders who worked with them

No one has said so yet.

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## A badge for their site

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