# Kestra Investment Services LLC: fundraiser > Kestra Investment Services LLC placed 74 company rounds filed with the SEC, most recently Mar 2026. Who they placed, by sector and size. Source: https://millionrounds.com/providers/kestra-investment-services-llc (Millionrounds; every figure on the page links to its filing or article) [Fundraisers](https://millionrounds.com/fundraisers) / Kestra Investment Services LLC Fundraiser Registered broker-dealer # Kestra Investment Services LLC FINRA 42046 ยท placing rounds since Jan 2016 **74** company rounds placed **18** in the last two years, last Mar 2026 **$99.5B** sold in the rounds they placed **2.1%** typical commission; the median firm takes 4.9% Named on 81 Form D filings as paid to sell the offering: 74 for operating companies, 7 for funds. 24 registered agents named. ## Quarter by quarter Company rounds they placed in each quarter, from the filings. **5** 23Q4 **5** 24Q4 **7** 25Q4 **6** 26Q1 ## What they place - Insurance **95%** - Oil and Gas **5%** ## How big the rounds are - Under $1M **16** - $1M to $5M **12** - $5M to $20M **8** - $20M to $100M **19** - $100M+ **44** ## Where the companies are **IN** 55 **OH** 28 **NY** 7 **PA** 5 **NC** 3 **MO** 3 **IL** 2 **CT** 1 ## Rounds they placed [Company rounds](https://millionrounds.com/providers/kestra-investment-services-llc)[Everything, funds and real estate too](https://millionrounds.com/providers/kestra-investment-services-llc?show=all) Filed Issuer Industry Sold Mar 2026 New York Life Insurance & Annuity Corp Agents: Kestra Investment Services LLC, NFP Securities, Inc. Insurance **$505M** Mar 2026 New York Life Insurance & Annuity Corp Agents: Kestra Investment Services LLC, NFP Advisor Services, LLC Insurance **$2.0B** Mar 2026 New York Life Insurance & Annuity Corp Agents: Kestra Investment Services LLC Insurance **$1.8B** Mar 2026 New York Life Insurance & Annuity Corp Agents: Kestra Investment Services LLC. Insurance **$3.0B** Mar 2026 New York Life Insurance & Annuity Corp Agents: Kestra Investment Services LLC Insurance **$546M** Mar 2026 New York Life Insurance & Annuity Corp Agents: NFP Securities, Inc. Insurance **$136M** Dec 2025 Lincoln Life Separate Account BL2 of the Lincoln National Life Insurance Co Agents: David Brown, Eric Naison-Phillips, Joseph L. Carpenter Insurance **$102M** Dec 2025 Lincoln Life Separate Account BL3, The Lincoln National Life Insurance Co Agents: David Brown, John L. Carpenter, Joseph Todd Carpenter Insurance **$101M** Dec 2025 Lincoln Life Separate Account BLM, The Lincoln National Life Insurance Co Agents: David Brown, Joseph L. Carpenter, Joseph Todd Carpenter Insurance **$4.5M** Dec 2025 Lincoln Life Separate Account Bl1 Of The Lincoln National Life Ins. Co Agents: David Brown, Joseph L. Carpenter, Joseph Todd Carpenter Insurance **$37M** Dec 2025 Lincoln Life Flexible Premium Variable Life Account Z Agents: Brian Donofry, Howard Adcock, Nick Della Vedova Insurance **$2.7B** Dec 2025 HNW PPVUL Series Account - 1 Agents: Kestra Investments LLC Insurance **$679M** Dec 2025 HNW PPVA Series Account - 1 Agents: Kestra Investment Services LLC Insurance **$2.1B** Dec 2024 Lincoln Life Flexible Premium Variable Life Account Z Agents: Brian Donofry, Howard Adcock, Nick Della Vedova Insurance **$2.6B** Dec 2024 Lincoln Life Separate Account Bl1 Of The Lincoln National Life Ins. Co Agents: Joseph L. Carpenter, Joseph Todd Carpenter Insurance **$37M** Dec 2024 Lincoln Life Separate Account BL3, The Lincoln National Life Insurance Co Agents: Joseph L. Carpenter, Joseph Todd Carpenter Insurance **$102M** Dec 2024 Lincoln Life Separate Account BL2 of the Lincoln National Life Insurance Co Agents: Eric Naison-Phillips, Joseph L. Carpenter, Joseph Todd Carpenter Insurance **$107M** Dec 2024 Lincoln Life Separate Account BLM, The Lincoln National Life Insurance Co Agents: Joseph L. Carpenter, Joseph Todd Carpenter Insurance **$4.5M** Dec 2023 Lincoln Life Flexible Premium Variable Life Account Z Agents: Brian Donofry, Howard Adcock, Nick Della Vedova Insurance **$2.4B** Dec 2023 Lincoln Life Separate Account BL2 of the Lincoln National Life Insurance Co Agents: Eric Naison-Phillips, Joseph L. Carpenter, Joseph Todd Carpenter Insurance **$108M** Dec 2023 Lincoln Life Separate Account BL3, The Lincoln National Life Insurance Co Agents: Joseph L. Carpenter, Joseph Todd Carpenter Insurance **$102M** Dec 2023 Lincoln Life Separate Account BLM, The Lincoln National Life Insurance Co Agents: Joseph L. Carpenter, Joseph Todd Carpenter Insurance **$4.5M** Dec 2023 Lincoln Life Separate Account Bl1 Of The Lincoln National Life Ins. Co Agents: Joseph L. Carpenter, Joseph Todd Carpenter Insurance **$39M** Dec 2022 Lincoln Life Flexible Premium Variable Life Account Z Agents: Brian Donofry, David W. Stecher, Howard Adcock Insurance **$2.0B** Dec 2022 Lincoln Life Separate Account BL3, The Lincoln National Life Insurance Co Agents: Joseph L. Carpenter, Joseph Todd Carpenter Insurance **$102M** Dec 2022 Lincoln Life Separate Account Bl1 Of The Lincoln National Life Ins. Co Agents: Joseph L. Carpenter, Joseph Todd Carpenter Insurance **$40M** Dec 2022 Lincoln Life Separate Account BL2 of the Lincoln National Life Insurance Co Agents: Eric Naison-Phillips, Joseph L. Carpenter, Joseph Todd Carpenter Insurance **$113M** Dec 2022 Lincoln Life Separate Account BLM, The Lincoln National Life Insurance Co Agents: Joseph L. Carpenter, Joseph Todd Carpenter Insurance **$4.8M** Dec 2021 Lincoln Life Flexible Premium Variable Life Account Z Agents: Andrew L. Kuchera, David W. Stecher, Gary Block Insurance **$1.7B** Dec 2021 Lincoln Life Separate Account BL2 of the Lincoln National Life Insurance Co Agents: Eric Naison-Phillips, Joseph L. Carpenter, Joseph Todd Carpenter Insurance **$118M** Dec 2021 Lincoln Life Separate Account BL3, The Lincoln National Life Insurance Co Agents: Joseph L. Carpenter, Joseph Todd Carpenter Insurance **$103M** Dec 2021 Lincoln Life Separate Account BLM, The Lincoln National Life Insurance Co Agents: Joseph L. Carpenter, Joseph Todd Carpenter Insurance **$4.8M** Dec 2021 Lincoln Life Separate Account Bl1 Of The Lincoln National Life Ins. Co Agents: Joseph L. Carpenter, Joseph Todd Carpenter Insurance **$40M** Dec 2020 Lincoln Life Separate Account BL3, The Lincoln National Life Insurance Co Agents: Joseph L. Carpenter, Joseph Todd Carpenter Insurance **$114M** Dec 2020 Lincoln Life Flexible Premium Variable Life Account Z Agents: Andrew L. Kuchera, David W. Stecher, Gary Block Insurance **$2.3B** Dec 2020 Lincoln Life Separate Account Bl1 Of The Lincoln National Life Ins. Co Agents: Joseph L. Carpenter, Joseph Todd Carpenter Insurance **$40M** Dec 2020 Lincoln Life Separate Account BL2 of the Lincoln National Life Insurance Co Agents: Eric Naison-Phillips, Joseph L. Carpenter, Joseph Todd Carpenter Insurance **$120M** Dec 2020 Lincoln Life Separate Account BLM, The Lincoln National Life Insurance Co Agents: Joseph L. Carpenter, Joseph Todd Carpenter Insurance **$5.1M** Dec 2019 Lincoln Life Separate Account BL3, The Lincoln National Life Insurance Co Agents: Joseph L. Carpenter, Joseph Todd Carpenter Insurance **$114M** Dec 2019 Lincoln Life Separate Account BL2 of the Lincoln National Life Insurance Co Agents: Eric A. Wallace, Joseph L. Carpenter, Joseph Todd Carpenter Insurance **$129M** From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown. ## Often on the same rounds Other fundraisers named on the same filings: the firms they syndicate with. [**M Holdings Securities Inc.** 60 rounds together](https://millionrounds.com/providers/m-holdings-securities-inc)[**LPL Financial LLC** 38 rounds together](https://millionrounds.com/providers/lpl-financial-llc)[**Newport Group Securities, Inc.** 29 rounds together](https://millionrounds.com/providers/newport-group-securities-inc)[**Securities America, Inc.** 25 rounds together](https://millionrounds.com/providers/securities-america-inc)[**Lynch & Associates** 23 rounds together](https://millionrounds.com/providers/lynch-and-associates)[**UVEST Investment Services** 22 rounds together](https://millionrounds.com/providers/uvest-investment-services) ## Founders who worked with them No one has said so yet. Worked with them? Say so ## A badge for their site It shows their latest standing in the quarterly rankings and links back here. ## Is this Kestra Investment Services LLC? Claim the page to describe your work in your own words. Free. 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