# Keefe, Bruyette & Woods, Inc.: fundraiser

> Keefe, Bruyette & Woods, Inc. placed 10 company rounds filed with the SEC, most recently Mar 2026. Who they placed, by sector and size.

Source: https://millionrounds.com/providers/keefe-bruyette-and-woods-inc (Millionrounds; every figure on the page links to its filing or article)

[Fundraisers](https://millionrounds.com/fundraisers) / Keefe, Bruyette & Woods, Inc.

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# Keefe, Bruyette & Woods, Inc.

FINRA 481 · placing rounds since Oct 2016

**10** company rounds placed

**2** in the last two years, last Mar 2026

**$620M** sold in the rounds they placed

**2.5%** typical commission; the median firm takes 4.9%

Named on 75 Form D filings as paid to sell the offering: 10 for operating companies, 2 for funds, 63 for real estate. 2 registered agents named.

## Quarter by quarter

Company rounds they placed in each quarter, from the filings.

**1** 25Q2 **1** 26Q1

## What they place

- Other Banking and Financial Services **73%**
- Insurance **9%**
- Investment Banking **9%**
- Other **9%**

## How big the rounds are

- Under $1M **0**
- $1M to $5M **2**
- $5M to $20M **2**
- $20M to $100M **4**
- $100M+ **3**

## Where the companies are

**NY** 2 **CT** 1 **FL** 1 **LA** 1 **MA** 1 **CO** 1 **MS** 1 **NC** 1

## Rounds they placed

[Company rounds](https://millionrounds.com/providers/keefe-bruyette-and-woods-inc)[Everything, funds and real estate too](https://millionrounds.com/providers/keefe-bruyette-and-woods-inc?show=all)

Filed Issuer Industry Sold

Mar 2026 DMMS Purchaser, Inc. Other **$171M**

Jun 2025 Alcar Inc. Other Banking and Financial Services **$11M**

Nov 2020 Apollo Bancshares, Inc. Other Banking and Financial Services **$12M**

Sept 2020 CRB Group, Inc. Agents: N/A Other Banking and Financial Services **$106M**

Dec 2019 Bar Harbor Bankshares Other Banking and Financial Services **$40M**

May 2019 Cowen Inc. Agents: Keefe, Bruyette & Woods, Inc. Investment Banking **$53M**

May 2019 Grasshopper Bancorp, Inc. Other Banking and Financial Services **$114M**

Aug 2018 RoundPoint Mortgage Servicing Corp Other Banking and Financial Services **$4.3M**

Dec 2017 Silver Queen Financial Services, Inc. Other Banking and Financial Services **$45M**

Oct 2016 First Bancshares Inc /Ms/ Other Banking and Financial Services **$63M**

Sept 2014 Energi Inc Agents: Parri Ian Spector Insurance **$2.2M**

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

## Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

[**Piper Sandler & Co.** 3 rounds together](https://millionrounds.com/providers/piper-sandler-and-co)[**Sandler, O'Neill & Partners, L.P.** 2 rounds together](https://millionrounds.com/providers/piper-sandler-and-co-3)[**Keoki Kimzin** 1 round together](https://millionrounds.com/providers/keoki-kimzin)[**FIG Partners LLC** 1 round together](https://millionrounds.com/providers/fig-partners-llc)[**Stephens Inc.** 1 round together](https://millionrounds.com/providers/stephens-inc)[**Performance Trust Capital Partners, LLC** 1 round together](https://millionrounds.com/providers/performance-trust-capital-partners-llc)

## Founders who worked with them

No one has said so yet.

Worked with them? Say so

## A badge for their site

It shows their latest standing in the quarterly rankings and links back here.

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