# Katalyst Securities LLC: fundraiser

> Katalyst Securities LLC placed 43 company rounds filed with the SEC, most recently Jul 2023. Who they placed, by sector and size.

Source: https://millionrounds.com/providers/katalyst-securities-llc (Millionrounds; every figure on the page links to its filing or article)

[Fundraisers](https://millionrounds.com/fundraisers) / Katalyst Securities LLC

Fundraiser Registered broker-dealer

# Katalyst Securities LLC

FINRA 112494 · placing rounds since Feb 2016

**43** company rounds placed

**0** in the last two years, last Jul 2023

**$443M** sold in the rounds they placed

**9.0%** typical commission; the median firm takes 4.9%

Named on 45 Form D filings as paid to sell the offering: 43 for operating companies, 2 for real estate. 4 registered agents named.

## Quarter by quarter

Company rounds they placed in each quarter, from the filings.

**1** 23Q2 **1** 23Q3

## What they place

- Other Technology **34%**
- Biotechnology **22%**
- Other **16%**
- Pharmaceuticals **12%**
- Telecommunications **6%**
- Investing **6%**
- Other Health Care **4%**

## How big the rounds are

- Under $1M **4**
- $1M to $5M **19**
- $5M to $20M **20**
- $20M to $100M **10**
- $100M+ **0**

## Where the companies are

**NY** 13 **CA** 9 **NJ** 6 **MA** 6 **FL** 4 **NC** 3 **OH** 3 **NV** 2

## Rounds they placed

[Company rounds](https://millionrounds.com/providers/katalyst-securities-llc)[Everything, funds and real estate too](https://millionrounds.com/providers/katalyst-securities-llc?show=all)

Filed Issuer Industry Sold

Jul 2023 Petros Pharmaceuticals, Inc. Pharmaceuticals **$30M**

Jun 2023 SmartKem, Inc. Other Technology **$12M**

Jan 2023 NY Farm HoldCo LLC Investing **$4.0M**

Jul 2022 Attis Finance LLC Other **$150k**

Apr 2022 Attis Finance LLC Other **$5.3M**

Sept 2021 Gaming Technologies, Inc. Other **$1.8M**

Jun 2021 Synaptogenix, Inc. Biotechnology **$12M**

Feb 2021 Silo Pharma, Inc. Pharmaceuticals **$4.3M**

Feb 2021 Synaptogenix, Inc. Biotechnology **$14M**

Dec 2020 Dito, Inc. Other **$1.5M**

Nov 2020 Akers Biosciences, Inc. Other Health Care **$18M**

Nov 2020 Attis Finance LLC Other **$6.5M**

Jul 2020 [SwiftMile, Inc.](https://millionrounds.com/company/swiftmile-inc) Agents: Katalyst Securities LLC Other Technology **$11M**

Jul 2020 Compass Therapeutics, Inc. Other **$60M**

May 2020 Uppercut Brands, Inc. Retailing **$2.4M**

Nov 2019 [SwiftMile, Inc.](https://millionrounds.com/company/swiftmile-inc) Agents: Katalyst Securities LLC Other Technology **$750k**

Oct 2019 MaveriX Oncology, Inc. Agents: Katalyst Securities LLC Biotechnology **$1.8M**

Jul 2019 Odyssey Semiconductor Technologies, Inc. Other Technology **$2.5M**

May 2019 True Drinks Holdings, Inc. Other **$27M**

Mar 2019 Discovery Technology International, Inc. Other Technology **$2.3M**

Jan 2019 Wrap Technologies, Inc. Other Technology **$14M**

Aug 2018 Exicure, Inc. Biotechnology **$22M**

Jul 2018 NewEdge Signal Solutions Inc. Telecommunications **$6.6M**

Apr 2018 Mohawk Group, Inc. Other Technology **$26M**

Jan 2018 Mega Blockchain Corp. Other Technology **$7.7M**

Dec 2017 Duos Technologies Group, Inc. Agents: Joseph Gunnar & Co Other Technology **$11M**

Nov 2017 Akoustis Technologies, Inc. Other Technology **$1.0M**

Oct 2017 Exicure, Inc. Biotechnology **$21M**

Jun 2017 Tapimmune Inc Biotechnology **$6.2M**

Jun 2017 Hyperdynamics Corp Oil and Gas **$6.3M**

May 2017 Enumeral Biomedical Holdings, Inc. Pharmaceuticals **$668k**

May 2017 Akoustis Technologies, Inc. Other Technology **$1.6M**

Mar 2017 Aerpio Pharmaceuticals, Inc. Biotechnology **$42M**

Mar 2017 Hyperdynamics Corp Oil and Gas **$1.2M**

Jan 2017 Bitvore Corp. Other Technology **$3.5M**

Dec 2016 Enumeral Biomedical Holdings, Inc. Pharmaceuticals **$3.4M**

Dec 2016 Neurotrope, Inc. Biotechnology **$25M**

Aug 2016 Tapimmune Inc Biotechnology **$2.4M**

Aug 2016 CALIENT Technologies INC Telecommunications **$6.0M**

Aug 2016 Enumeral Biomedical Holdings, Inc. Pharmaceuticals **$3.0M**

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

## Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

[**American Portfolios Financial Services** 4 rounds together](https://millionrounds.com/providers/american-portfolios-financial-services)[**Dinosaur Financial Group, L.L.C.** 3 rounds together](https://millionrounds.com/providers/dinosaur-financial-group-l-l-c)[**Gp Nurmenkari Inc.** 3 rounds together](https://millionrounds.com/providers/gp-nurmenkari-inc)[**Drexel Hamilton, LLC** 2 rounds together](https://millionrounds.com/providers/drexel-hamilton-llc)[**Chardan Capital Markets LLC** 2 rounds together](https://millionrounds.com/providers/chardan-capital-markets-llc)[**Bradley Woods & Co. Ltd.** 2 rounds together](https://millionrounds.com/providers/bradley-woods-and-co-ltd)

## Founders who worked with them

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