# Janney Montgomery Scott LLC: fundraiser

> Janney Montgomery Scott LLC placed 7 company rounds filed with the SEC, most recently Oct 2025. Who they placed, by sector and size.

Source: https://millionrounds.com/providers/janney-montgomery-scott-llc (Millionrounds; every figure on the page links to its filing or article)

[Fundraisers](https://millionrounds.com/fundraisers) / Janney Montgomery Scott LLC

Fundraiser Registered broker-dealer

# Janney Montgomery Scott LLC

FINRA 463 · placing rounds since Feb 2016

**7** company rounds placed

**2** in the last two years, last Oct 2025

**$192M** sold in the rounds they placed

**4.8%** typical commission; the median firm takes 4.9%

Named on 37 Form D filings as paid to sell the offering: 7 for operating companies, 5 for funds, 25 for real estate. 6 registered agents named.

## Quarter by quarter

Company rounds they placed in each quarter, from the filings.

**1** 25Q3 **1** 25Q4

## What they place

- Other Banking and Financial Services **36%**
- Other Technology **18%**
- Pharmaceuticals **18%**
- Biotechnology **9%**
- Other **9%**
- Retailing **9%**

## How big the rounds are

- Under $1M **0**
- $1M to $5M **2**
- $5M to $20M **3**
- $20M to $100M **5**
- $100M+ **0**

## Where the companies are

**MA** 3 **LA** 2 **NY** 1 **OH** 1 **PA** 1 **GA** 1 **TX** 1 **IN** 1

## Rounds they placed

[Company rounds](https://millionrounds.com/providers/janney-montgomery-scott-llc)[Everything, funds and real estate too](https://millionrounds.com/providers/janney-montgomery-scott-llc?show=all)

Filed Issuer Industry Sold

Oct 2025 First Mutual Holding Co. Other Banking and Financial Services **$3.0M**

Jul 2025 Investar Holding Corp Other Banking and Financial Services **$33M**

Jan 2023 Community First Financial Corp Other Banking and Financial Services **$14M**

Aug 2021 BankFive, MHC Other **$25M**

Jan 2020 Investar Holding Corp Other Banking and Financial Services **$30M**

Jan 2020 Selecta Biosciences Inc Biotechnology **$70M**

Jun 2017 PLx Pharma Inc. Pharmaceuticals **$18M**

Jul 2015 [Recro Pharma, Inc.](https://millionrounds.com/company/recro-pharma-inc) Pharmaceuticals **$16M**

Mar 2014 Ecochlor Inc Other Technology **-**

Feb 2014 dELiAs, Inc. Retailing **$44M**

Mar 2012 Remark Media, Inc. Agents: Janney Montgomery Scott LLC Other Technology **$4.3M**

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

## Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

[**Brean Capital, LLC** 1 round together](https://millionrounds.com/providers/brean-capital-llc)[**Canaccord Genuity LLC** 1 round together](https://millionrounds.com/providers/canaccord-genuity-llc)[**Cantor Fitzgerald & Co.** 1 round together](https://millionrounds.com/providers/cantor-fitzgerald-and-co)[**Jefferies LLC** 1 round together](https://millionrounds.com/providers/jefferies-llc-2)[**Needham & Company, LLC** 1 round together](https://millionrounds.com/providers/needham-and-company-llc)[**Raymond James & Associates, Inc.** 1 round together](https://millionrounds.com/providers/raymond-james-and-associates-inc)

## Founders who worked with them

No one has said so yet.

Worked with them? Say so

## A badge for their site

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