# IOI Capital and Markets, LLC: fundraiser

> IOI Capital and Markets, LLC placed 5 company rounds filed with the SEC, most recently Nov 2021. Who they placed, by sector and size.

Source: https://millionrounds.com/providers/ioi-capital-and-markets-llc (Millionrounds; every figure on the page links to its filing or article)

[Fundraisers](https://millionrounds.com/fundraisers) / IOI Capital and Markets, LLC

Fundraiser Registered broker-dealer

# IOI Capital and Markets, LLC

FINRA 290944 · placing rounds since Jan 2021

**5** company rounds placed

**0** in the last two years, last Nov 2021

**$6.2M** sold in the rounds they placed

**13.1%** typical commission; the median firm takes 4.9%

Named on 6 Form D filings as paid to sell the offering: 5 for operating companies, 1 for funds. 2 registered agents named.

## How big the rounds are

- Under $1M **3**
- $1M to $5M **2**
- $5M to $20M **0**
- $20M to $100M **0**
- $100M+ **0**

## Where the companies are

**IL** 2 **CA** 1 **CO** 1 **MA** 1

## Rounds they placed

[Company rounds](https://millionrounds.com/providers/ioi-capital-and-markets-llc)[Everything, funds and real estate too](https://millionrounds.com/providers/ioi-capital-and-markets-llc?show=all)

Filed Issuer Industry Sold

Nov 2021 Khona Scientific Holdings, Inc. Biotechnology **$80k**

Sept 2021 Yes Whey LLC Other **$853k**

Aug 2021 Yes Whey, LLC Other **$1.1M**

May 2021 Mustang Whately Investors, LLC Agriculture **$4.0M**

Jan 2021 ZenSports, Inc. Agents: IOI Capital and Markets, LLC, Jon M Thomas Other Technology **$75k**

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

## Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

[**Microventure Marketplace Inc** 1 round together](https://millionrounds.com/providers/microventure-marketplace-inc)

## Founders who worked with them

No one has said so yet.

Worked with them? Say so

## A badge for their site

It shows their latest standing in the quarterly rankings and links back here.

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