# Independent Investment Bankers, Corp.: fundraiser

> Independent Investment Bankers, Corp. placed 6 company rounds filed with the SEC, most recently Apr 2023. Who they placed, by sector and size.

Source: https://millionrounds.com/providers/independent-investment-bankers-corp (Millionrounds; every figure on the page links to its filing or article)

[Fundraisers](https://millionrounds.com/fundraisers) / Independent Investment Bankers, Corp.

Fundraiser Registered broker-dealer

# Independent Investment Bankers, Corp.

FINRA 154134 · placing rounds since Feb 2016

**6** company rounds placed

**0** in the last two years, last Apr 2023

**$48M** sold in the rounds they placed

**2.0%** typical commission; the median firm takes 4.9%

Named on 12 Form D filings as paid to sell the offering: 6 for operating companies, 5 for funds, 1 for real estate. 4 registered agents named.

## Quarter by quarter

Company rounds they placed in each quarter, from the filings.

**1** 23Q2

## What they place

- Electric Utilities **17%**
- Investing **17%**
- Other **17%**
- Other Banking and Financial Services **17%**
- Other Health Care **17%**
- Pharmaceuticals **17%**

## How big the rounds are

- Under $1M **0**
- $1M to $5M **1**
- $5M to $20M **3**
- $20M to $100M **1**
- $100M+ **0**

## Where the companies are

**TX** 2 **CA** 1 **CO** 1 **FL** 1 **OH** 1

## Rounds they placed

[Company rounds](https://millionrounds.com/providers/independent-investment-bankers-corp)[Everything, funds and real estate too](https://millionrounds.com/providers/independent-investment-bankers-corp?show=all)

Filed Issuer Industry Sold

Apr 2023 Treehouse Health, Inc. Agents: Independent Investment Bankers, Corp. Other Health Care **$8.0M**

Jul 2020 Flux Power Holdings, Inc. Other **$1.1M**

Jan 2020 NTV Frontier Fund LP Agents: Thomas Arthur Herman Investing **$8.3M**

Oct 2018 Keystone Bancshares, Inc. /TX Other Banking and Financial Services **$20M**

Aug 2016 Agilon Energy, LLC Agents: John C. Alvarado Electric Utilities **$11M**

Feb 2016 Lattice Biotech, LLC Pharmaceuticals **-**

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

## Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

[**Chapin Davis Investments** 1 round together](https://millionrounds.com/providers/chapin-davis-investments)[**Herndon Plant Oakley, Ltd.** 1 round together](https://millionrounds.com/providers/herndon-plant-oakley-ltd)

## Founders who worked with them

No one has said so yet.

Worked with them? Say so

## A badge for their site

It shows their latest standing in the quarterly rankings and links back here.

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