# IMS Securities Inc: fundraiser

> IMS Securities Inc placed 0 company rounds filed with the SEC, most recently Feb 2017. Who they placed, by sector and size.

Source: https://millionrounds.com/providers/ims-securities-inc (Millionrounds; every figure on the page links to its filing or article)

[Fundraisers](https://millionrounds.com/fundraisers) / IMS Securities Inc

Fundraiser Registered broker-dealer

# IMS Securities Inc

FINRA 35567 · placing rounds since Feb 2017

**0** company rounds placed

**0** in the last two years, last Feb 2017

**-** sold in the rounds they placed

**-** typical commission; the median firm takes 4.9%

Named on 1 Form D filing as paid to sell the offering: 0 for operating companies, 1 for real estate.

## How big the rounds are

- Under $1M **0**
- $1M to $5M **3**
- $5M to $20M **1**
- $20M to $100M **0**
- $100M+ **0**

## Where the companies are

**TX** 4

## Rounds they placed

[Company rounds](https://millionrounds.com/providers/ims-securities-inc)[Everything, funds and real estate too](https://millionrounds.com/providers/ims-securities-inc?show=all)

Filed Issuer Industry Sold

Mar 2012 Aztec XII-B Oil & Gas LP Agents: Charles Fischer, Steven Knowlton Oil and Gas **$1.9M**

Mar 2012 Aztec XII-B Oil & Gas LP Agents: Charles Fischer, Steven Knowlton Oil and Gas **$1.9M**

Mar 2012 Aztec XII-B Oil & Gas LP/Aztec Energy LLC Agents: Charles Fischer, Steven Knowlton Oil and Gas **$1.9M**

Jan 2012 Aztec XII-A Oil & Gas LP Agents: Steven Knowlton Oil and Gas **$7.5M**

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

## Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

[**Harbor Light Securities, LLC** 4 rounds together](https://millionrounds.com/providers/harbor-light-securities-llc)[**Willbanks Securities** 4 rounds together](https://millionrounds.com/providers/willbanks-securities)[**Independent Financial Group, LLC** 1 round together](https://millionrounds.com/providers/independent-financial-group-llc)[**Calton & Associates, Inc.** 1 round together](https://millionrounds.com/providers/calton-and-associates-inc)[**McDermott Investment Services, LLC** 1 round together](https://millionrounds.com/providers/mcdermott-investment-services-llc)[**Money Concepts Capital Corp** 1 round together](https://millionrounds.com/providers/money-concepts-capital-corp)

## Founders who worked with them

No one has said so yet.

Worked with them? Say so

## A badge for their site

It shows their latest standing in the quarterly rankings and links back here.

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