# Herndon Plant Oakley, Ltd.: fundraiser

> Herndon Plant Oakley, Ltd. placed 3 company rounds filed with the SEC, most recently May 2022. Who they placed, by sector and size.

Source: https://millionrounds.com/providers/herndon-plant-oakley-ltd (Millionrounds; every figure on the page links to its filing or article)

[Fundraisers](https://millionrounds.com/fundraisers) / Herndon Plant Oakley, Ltd.

Fundraiser Registered broker-dealer

# Herndon Plant Oakley, Ltd.

FINRA 44971 · placing rounds since Dec 2018

**3** company rounds placed

**0** in the last two years, last May 2022

**$9.1M** sold in the rounds they placed

**-** typical commission; the median firm takes 4.9%

Named on 9 Form D filings as paid to sell the offering: 3 for operating companies, 6 for funds.

## How big the rounds are

- Under $1M **0**
- $1M to $5M **3**
- $5M to $20M **0**
- $20M to $100M **0**
- $100M+ **0**

## Where the companies are

**CA** 3

## Rounds they placed

[Company rounds](https://millionrounds.com/providers/herndon-plant-oakley-ltd)[Everything, funds and real estate too](https://millionrounds.com/providers/herndon-plant-oakley-ltd?show=all)

Filed Issuer Industry Sold

May 2022 Flux Power Holdings, Inc. Other **$4.3M**

Jul 2020 Flux Power Holdings, Inc. Other **$1.1M**

Dec 2018 Flux Power Holdings, Inc. Other **$3.7M**

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

## Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

[**Independent Investment Bankers, Corp.** 1 round together](https://millionrounds.com/providers/independent-investment-bankers-corp)

## Founders who worked with them

No one has said so yet.

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## A badge for their site

It shows their latest standing in the quarterly rankings and links back here.

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