# Harbor Light Securities, LLC: fundraiser

> Harbor Light Securities, LLC placed 2 company rounds filed with the SEC, most recently Nov 2016. Who they placed, by sector and size.

Source: https://millionrounds.com/providers/harbor-light-securities-llc (Millionrounds; every figure on the page links to its filing or article)

[Fundraisers](https://millionrounds.com/fundraisers) / Harbor Light Securities, LLC

Fundraiser Registered broker-dealer

# Harbor Light Securities, LLC

FINRA 130227 · placing rounds since Jan 2016

**2** company rounds placed

**0** in the last two years, last Nov 2016

**$2.3M** sold in the rounds they placed

**6.0%** typical commission; the median firm takes 4.9%

Named on 30 Form D filings as paid to sell the offering: 2 for operating companies, 27 for funds, 1 for real estate. 1 registered agent named.

## How big the rounds are

- Under $1M **2**
- $1M to $5M **5**
- $5M to $20M **1**
- $20M to $100M **1**
- $100M+ **0**

## Where the companies are

**TX** 5 **NY** 2 **CA** 1 **FL** 1 **GA** 1

## Rounds they placed

[Company rounds](https://millionrounds.com/providers/harbor-light-securities-llc)[Everything, funds and real estate too](https://millionrounds.com/providers/harbor-light-securities-llc?show=all)

Filed Issuer Industry Sold

Nov 2016 Wheat Self-Storage Partners III, LP Agents: Harbor Light Securities, LLC Investing **$279k**

Apr 2016 SKYMEDICUS, Inc. Agents: Elite Crowdfund, US Strategic Capital Other Health Care **$1.0M**

Sept 2014 APX Drilling Partners 2014-B, LP Oil and Gas **$85k**

Jul 2014 Solexel, Inc. Other Energy **$56M**

Apr 2014 APX Drilling Partners 2014-A, LP Oil and Gas **-**

Mar 2012 Aztec XII-B Oil & Gas LP Agents: James Lockhart Oil and Gas **$1.9M**

Mar 2012 Aztec XII-B Oil & Gas LP Agents: James Lockhart Oil and Gas **$1.9M**

Mar 2012 Aztec XII-B Oil & Gas LP/Aztec Energy LLC Agents: James Lockhart Oil and Gas **$1.9M**

Feb 2012 Aztec XII-B Oil & Gas LP Agents: James Lockhart Oil and Gas **$1.7M**

Jan 2012 Aztec XII-A Oil & Gas LP Agents: Ellen Booney, James Lockhart Oil and Gas **$7.5M**

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

## Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

[**Willbanks Securities** 5 rounds together](https://millionrounds.com/providers/willbanks-securities)[**IMS Securities Inc** 4 rounds together](https://millionrounds.com/providers/ims-securities-inc)[**Financial West Group** 2 rounds together](https://millionrounds.com/providers/financial-west-group)[**Berthel, Fisher & Company Financial Services, Inc.** 2 rounds together](https://millionrounds.com/providers/berthel-fisher-and-company-financial-services-inc)[**Calton & Associates, Inc.** 2 rounds together](https://millionrounds.com/providers/calton-and-associates-inc)[**American Portfolios Financial Services** 2 rounds together](https://millionrounds.com/providers/american-portfolios-financial-services)

## Founders who worked with them

No one has said so yet.

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## A badge for their site

It shows their latest standing in the quarterly rankings and links back here.

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