# H.C. Wainwright & Co., LLC: fundraiser

> H.C. Wainwright & Co., LLC placed 416 company rounds filed with the SEC, most recently Mar 2026. Who they placed, by sector and size.

Source: https://millionrounds.com/providers/h-c-wainwright-and-co-llc (Millionrounds; every figure on the page links to its filing or article)

[Fundraisers](https://millionrounds.com/fundraisers) / H.C. Wainwright & Co., LLC

Fundraiser Registered broker-dealer

# H.C. Wainwright & Co., LLC

FINRA 375 · placing rounds since Jan 2016

[Q1 2026 **#3 placement agent for company rounds**](https://millionrounds.com/rankings)

**416** company rounds placed

**69** in the last two years, last Mar 2026

**$4.7B** sold in the rounds they placed

**7.5%** typical commission; the median firm takes 4.9%

Named on 417 Form D filings as paid to sell the offering: 416 for operating companies, 1 for real estate. 8 registered agents named.

## Quarter by quarter

Company rounds they placed in each quarter, from the filings.

**10** 23Q2 **12** 23Q3 **15** 23Q4 **9** 24Q1 **11** 24Q2 **18** 24Q3 **8** 24Q4 **20** 25Q1 **7** 25Q2 **8** 25Q3 **18** 25Q4 **9** 26Q1

## What they place

- Biotechnology **39%**
- Pharmaceuticals **31%**
- Other Technology **10%**
- Other **10%**
- Other Health Care **7%**
- Other Energy **2%**
- Business Services **1%**

## How big the rounds are

- Under $1M **47**
- $1M to $5M **176**
- $5M to $20M **136**
- $20M to $100M **37**
- $100M+ **8**

## Where the companies are

**CA** 67 **MA** 55 **NJ** 27 **NY** 23 **TX** 21 **PA** 15 **FL** 12 **AZ** 10

## Rounds they placed

[Company rounds](https://millionrounds.com/providers/h-c-wainwright-and-co-llc)[Everything, funds and real estate too](https://millionrounds.com/providers/h-c-wainwright-and-co-llc?show=all)

Filed Issuer Industry Sold

Mar 2026 Laser Photonics Corp Manufacturing **$1.5M**

Mar 2026 Avalon GloboCare Corp. Other Technology **$3.3M**

Feb 2026 CollPlant Biotechnologies Ltd Other Health Care **$4.0M**

Feb 2026 Enveric Biosciences, Inc. Biotechnology **$1.5M**

Jan 2026 Ascent Solar Technologies, Inc. Other Technology **$10M**

Jan 2026 Arcadia Biosciences, Inc. Other Technology **$2.1M**

Jan 2026 BiomX Inc. Pharmaceuticals **$3.3M**

Jan 2026 SOBR Safe, Inc. Other **$2.0M**

Jan 2026 Dermata Therapeutics, Inc. Biotechnology **$4.1M**

Dec 2025 Cadrenal Therapeutics, Inc. Biotechnology **$4.4M**

Dec 2025 In8bio, Inc. Biotechnology **$20M**

Dec 2025 Enveric Biosciences, Inc. Biotechnology **$107k**

Dec 2025 Lexaria Bioscience Corp. Biotechnology **$3.5M**

Dec 2025 Ascent Solar Technologies, Inc. Other Technology **$2.0M**

Dec 2025 Virax Biolabs Group Ltd Biotechnology **$5.0M**

Dec 2025 FibroBiologics, Inc. Pharmaceuticals **$1.7M**

Dec 2025 NextCure, Inc. Biotechnology **$22M**

Dec 2025 FibroBiologics, Inc. Pharmaceuticals **$1.5M**

Nov 2025 Phio Pharmaceuticals Corp. Biotechnology **$1.4M**

Nov 2025 Rani Therapeutics Holdings, Inc. Biotechnology **$60M**

Nov 2025 Largo Inc. Other **-**

Nov 2025 Largo Inc. Other **$6.0M**

Oct 2025 Predictive Oncology Inc. Other **$51M**

Oct 2025 Spruce Biosciences, Inc. Biotechnology **$50M**

Oct 2025 Laser Photonics Corp Other Technology **$4.0M**

Oct 2025 Enveric Biosciences, Inc. Pharmaceuticals **-**

Oct 2025 Lexaria Bioscience Corp. Biotechnology **$4.0M**

Sept 2025 Microbot Medical Inc. Biotechnology **$25M**

Sept 2025 Actelis Networks Inc Telecommunications **$2.5M**

Sept 2025 TNF Pharmaceuticals, Inc. Pharmaceuticals **$7.0M**

Aug 2025 SenesTech, Inc. Other **$274k**

Aug 2025 Silexion Therapeutics Corp Biotechnology **$3.6M**

Jul 2025 reAlpha Tech Corp. Other Technology **$5.3M**

Jul 2025 SenesTech, Inc. Other **$182k**

Jul 2025 Actelis Networks Inc Telecommunications **$1.0M**

Jun 2025 Acurx Pharmaceuticals, Inc. Pharmaceuticals **$4.0M**

Jun 2025 CollPlant Biotechnologies Ltd Other Health Care **$3.9M**

May 2025 Jaguar Health, Inc. Pharmaceuticals **$1.5M**

May 2025 Imunon, Inc. Biotechnology **$3.3M**

Apr 2025 Ensysce Biosciences, Inc. Other Health Care **$2.2M**

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

## Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

[**Rodman & Renshaw LLC** 7 rounds together](https://millionrounds.com/providers/rodman-and-renshaw-llc)[**Roth Capital Partners, LLC** 5 rounds together](https://millionrounds.com/providers/roth-capital-partners-llc)[**Leerink Partners LLC** 4 rounds together](https://millionrounds.com/providers/leerink-partners-llc)[**Citizens Jmp Securities, LLC** 4 rounds together](https://millionrounds.com/providers/citizens-jmp-securities-llc)[**Jefferies LLC** 3 rounds together](https://millionrounds.com/providers/jefferies-llc-2)[**Canaccord Genuity LLC** 3 rounds together](https://millionrounds.com/providers/canaccord-genuity-llc)

## Founders who worked with them

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