# H & L Equities, LLC: fundraiser

> H & L Equities, LLC placed 16 company rounds filed with the SEC, most recently Dec 2025. Who they placed, by sector and size.

Source: https://millionrounds.com/providers/h-and-l-equities-llc (Millionrounds; every figure on the page links to its filing or article)

[Fundraisers](https://millionrounds.com/fundraisers) / H & L Equities, LLC

Fundraiser Registered broker-dealer

# H & L Equities, LLC

FINRA 113794 · placing rounds since Jan 2016

**16** company rounds placed

**9** in the last two years, last Dec 2025

**$11M** sold in the rounds they placed

**5.0%** typical commission; the median firm takes 4.9%

Named on 2,846 Form D filings as paid to sell the offering: 16 for operating companies, 82 for funds, 2748 for real estate. 23 registered agents named.

## Quarter by quarter

Company rounds they placed in each quarter, from the filings.

**1** 23Q2 **1** 24Q2 **2** 24Q4 **3** 25Q1 **2** 25Q3 **2** 25Q4

## What they place

- Other **78%**
- Investing **11%**
- Manufacturing **6%**
- Other Banking and Financial Services **6%**

## How big the rounds are

- Under $1M **14**
- $1M to $5M **1**
- $5M to $20M **0**
- $20M to $100M **0**
- $100M+ **0**

## Where the companies are

**NY** 8 **GA** 3 **FL** 2 **MA** 2 **CA** 1 **NJ** 1

## Rounds they placed

[Company rounds](https://millionrounds.com/providers/h-and-l-equities-llc)[Everything, funds and real estate too](https://millionrounds.com/providers/h-and-l-equities-llc?show=all)

Filed Issuer Industry Sold

Dec 2025 PGIM Private Credit Fund Agents: Charles B. Harrison, Lori Mayfield, Patrick J. Whelchel Other **$220k**

Nov 2025 Apollo Asset Backed Credit Co LLC Agents: Charles B. Harrison, Lori Mayfield, Patrick J. Whelchel Other **$440k**

Sept 2025 PIMCO Asset-Based Lending Co LLC Agents: Charles B. Harrison, Lori Mayfield, Patrick J. Whelchel Other **-**

Aug 2025 ISQ Open Infrastructure Co LLC Agents: Charles B. Harrison, Lori Mayfield, Patrick J. Whelchel Other **-**

Feb 2025 Apollo Infrastructure Co LLC Agents: Charles B. Harrison, Lori Mayfield, Patrick J. Whelchel Other **$428k**

Feb 2025 Apollo Infrastructure Co LLC Agents: Charles B. Harrison, Lori Mayfield, Patrick J. Whelchel Other **$12k**

Feb 2025 Apollo Asset Backed Credit Co LLC Agents: Charles B. Harrison, Patrick J. Whelchel, Scott Harrison Other **$1.5M**

Nov 2024 Apollo Asset Backed Credit Co LLC Agents: Charles B. Harrison, Patrick J. Whelchel, Scott Harrison Other **$39k**

Oct 2024 Sutherland Timber RT, LLC Agents: Charles B. Harrison Manufacturing **$125k**

Apr 2024 HPS Subsidiary I, LLC Agents: Charles B. Harrison, Lori Mayfield, Patrick J. Whelchel Other Banking and Financial Services **-**

Apr 2023 Goldman Sachs Private Credit Corp. Investing **$515k**

Dec 2022 Verdant Timber, LLC Other **$125k**

Feb 2022 Sage Timber, LLC Other **$125k**

Feb 2022 Griffin Fund IV Agents: Charles B. Harrison, Charles Mathes, Lori Mayfield Other **$125k**

Feb 2018 T-C M-T Reit LLC Agents: Charles B. Harrison, H & L Equities, LLC, Lori Mayfield Other **$125k**

Aug 2017 North American Agriculture Investments Trust Investing **$125k**

Jan 2016 FC Domino Acquisition, LLC Agents: H&L Equities Other **$125k**

Feb 2015 FC Ranger, LLC Agents: H&L Equities, LLC Other **$125k**

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

## Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

[**Lori Mayfield** 3 rounds together](https://millionrounds.com/providers/lori-mayfield)[**Patrick J. Whelchel** 3 rounds together](https://millionrounds.com/providers/patrick-j-whelchel)[**Scott Harrison** 3 rounds together](https://millionrounds.com/providers/scott-harrison)[**Charles Mathes** 3 rounds together](https://millionrounds.com/providers/charles-mathes)[**Morgan Stanley** 1 round together](https://millionrounds.com/providers/morgan-stanley-and-co-llc)[**J.P. Morgan Securities LLC** 1 round together](https://millionrounds.com/providers/j-p-morgan-securities-llc)

## Founders who worked with them

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