# Griffin Financial Group: fundraiser

> Griffin Financial Group placed 3 company rounds filed with the SEC, most recently Dec 2025. Who they placed, by sector and size.

Source: https://millionrounds.com/providers/griffin-financial-group (Millionrounds; every figure on the page links to its filing or article)

[Fundraisers](https://millionrounds.com/fundraisers) / Griffin Financial Group

Fundraiser Registered broker-dealer

# Griffin Financial Group

FINRA 119004 · placing rounds since Jan 2016

**3** company rounds placed

**1** in the last two years, last Dec 2025

**$121M** sold in the rounds they placed

**4.4%** typical commission; the median firm takes 4.9%

Named on 13 Form D filings as paid to sell the offering: 3 for operating companies, 1 for funds, 9 for real estate. 2 registered agents named.

## Quarter by quarter

Company rounds they placed in each quarter, from the filings.

**1** 24Q3 **1** 25Q4

## What they place

- Insurance **50%**
- Other Banking and Financial Services **25%**
- Restaurants **25%**

## How big the rounds are

- Under $1M **0**
- $1M to $5M **1**
- $5M to $20M **1**
- $20M to $100M **0**
- $100M+ **1**

## Where the companies are

**IL** 1 **MI** 1 **NY** 1 **PA** 1

## Rounds they placed

[Company rounds](https://millionrounds.com/providers/griffin-financial-group)[Everything, funds and real estate too](https://millionrounds.com/providers/griffin-financial-group?show=all)

Filed Issuer Industry Sold

Dec 2025 Wolverine Insurance Co Agents: Jeffrey Peter Waldron Insurance **$7.0M**

Aug 2024 Twenty plus One Beverage Group LLC Restaurants **-**

Aug 2019 Vericity, Inc. Insurance **$114M**

Mar 2015 Tip-1 LLC Other Banking and Financial Services **$1.0M**

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

## Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

[**Raymond James & Associates, Inc.** 1 round together](https://millionrounds.com/providers/raymond-james-and-associates-inc)

## Founders who worked with them

No one has said so yet.

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## A badge for their site

It shows their latest standing in the quarterly rankings and links back here.

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