# Global Alliance Securities LLC: fundraiser

> Global Alliance Securities LLC placed 18 company rounds filed with the SEC, most recently Mar 2023. Who they placed, by sector and size.

Source: https://millionrounds.com/providers/global-alliance-securities-llc (Millionrounds; every figure on the page links to its filing or article)

[Fundraisers](https://millionrounds.com/fundraisers) / Global Alliance Securities LLC

Fundraiser Registered broker-dealer

# Global Alliance Securities LLC

FINRA 167164 · placing rounds since Aug 2016

**18** company rounds placed

**0** in the last two years, last Mar 2023

**$78M** sold in the rounds they placed

**6.3%** typical commission; the median firm takes 4.9%

Named on 28 Form D filings as paid to sell the offering: 18 for operating companies, 10 for funds.

## How big the rounds are

- Under $1M **11**
- $1M to $5M **8**
- $5M to $20M **2**
- $20M to $100M **1**
- $100M+ **0**

## Where the companies are

**NY** 2 **CA** 1 **NC** 1 **OH** 1

## Rounds they placed

[Company rounds](https://millionrounds.com/providers/global-alliance-securities-llc)[Everything, funds and real estate too](https://millionrounds.com/providers/global-alliance-securities-llc?show=all)

Filed Issuer Industry Sold

Mar 2023 Saturn Oil & Gas Inc. Agents: Echelon Wealth Partners Oil and Gas **$4.8M**

Mar 2023 Brunswick Exploration Inc. Agents: Red Cloud Securities Inc. Other **$391k**

Sept 2022 Trillium Gold Mines Inc. Other **$223k**

Jul 2022 High Tide Inc. Other **$7.4M**

May 2022 Cathedral Energy Services Ltd. Agents: Acumen Capital Finance Partners Limited Oil and Gas **$5.5M**

Mar 2022 Saturn Oil & Gas Inc. Agents: ECHELON WEALTH PARTNERS INC. Oil and Gas **$2.8M**

Mar 2022 Sintana Energy Inc. Other **$3.5M**

Mar 2022 Trillium Gold Mines Inc. Other **$209k**

Mar 2022 ROK Resources Inc. Other **$494k**

Dec 2021 Canalaska Uranium Ltd Other **$948k**

Nov 2021 Consolidated Uranium Inc. Other **$1.2M**

Nov 2021 Blackrock Silver Corp. Agents: Red Cloud Securities Inc. Other **$130k**

Jul 2021 Volatus Aerospace Corp. Agents: Echelon Wealth Partners Inc. Other Technology **$403k**

Mar 2021 First Helium Inc. Agents: Echelon Wealth Partners Inc. Other **$799k**

Mar 2021 Fathom Nickel Inc. Agents: Echelon Wealth Partners Inc. Other **$1.1M**

Jan 2020 Smart Wires Inc. Agents: Alexa Capital Ltd (Global Alliance Securities, LLC 15a-6 service provider to Alexa Capital Ltd.) Other Energy **$43M**

Dec 2016 PPX Mining Corp. Agents: Medalist Capital Ltd. Other **$4.2M**

Aug 2016 LBB Acquisition 1, LLC Restaurants **$500k**

Sept 2015 BlueRock Energy Holdings Inc Other Energy **$500k**

Jul 2015 Cfc Mansfield, L.P. Restaurants **$1.5M**

May 2015 BlueRock Energy Holdings Inc Other Energy **$1.5M**

Oct 2014 Whistler Medical Marijuana Corp Agents: M Partners Inc. Pharmaceuticals **$915k**

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

## Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

[**Canaccord Genuity LLC** 2 rounds together](https://millionrounds.com/providers/canaccord-genuity-llc)[**ATB Capital Markets USA Inc.** 1 round together](https://millionrounds.com/providers/atb-capital-markets-usa-inc)[**Beacon Securities US Limited** 1 round together](https://millionrounds.com/providers/beacon-securities-us-limited)[**Canaccord Genuity Wealth Management (USA) Inc.** 1 round together](https://millionrounds.com/providers/canaccord-genuity-wealth-management-usa-inc)[**Haywood Securities (USA) Inc.** 1 round together](https://millionrounds.com/providers/haywood-securities-usa-inc)[**Ventum Financial (US) Corp.** 1 round together](https://millionrounds.com/providers/ventum-financial-us-corp)

## Founders who worked with them

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