# Five 9 Securities, LLC: fundraiser

> Five 9 Securities, LLC placed 2 company rounds filed with the SEC, most recently May 2018. Who they placed, by sector and size.

Source: https://millionrounds.com/providers/five-9-securities-llc (Millionrounds; every figure on the page links to its filing or article)

[Fundraisers](https://millionrounds.com/fundraisers) / Five 9 Securities, LLC

Fundraiser Registered broker-dealer

# Five 9 Securities, LLC

FINRA 114853 · placing rounds since Jan 2016

**2** company rounds placed

**0** in the last two years, last May 2018

**$26M** sold in the rounds they placed

**9.4%** typical commission; the median firm takes 4.9%

Named on 3 Form D filings as paid to sell the offering: 2 for operating companies, 1 for funds. 1 registered agent named.

## How big the rounds are

- Under $1M **0**
- $1M to $5M **1**
- $5M to $20M **0**
- $20M to $100M **1**
- $100M+ **0**

## Where the companies are

**CA** 1 **FL** 1

## Rounds they placed

[Company rounds](https://millionrounds.com/providers/five-9-securities-llc)[Everything, funds and real estate too](https://millionrounds.com/providers/five-9-securities-llc?show=all)

Filed Issuer Industry Sold

May 2018 Transparent Health Marketplace, LLC Agents: Five 9 Securities, LLC Other Health Care **$2.8M**

Nov 2016 Eurostar Inc. Retailing **$24M**

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

## Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

[**Odeon Capital Group LLC** 1 round together](https://millionrounds.com/providers/odeon-capital-group-llc)[**Patrick Capital Markets** 1 round together](https://millionrounds.com/providers/patrick-capital-markets)

## Founders who worked with them

No one has said so yet.

Worked with them? Say so

## A badge for their site

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