# First Liberties Securities, Inc.: fundraiser

> First Liberties Securities, Inc. placed 11 company rounds filed with the SEC, most recently Mar 2026. Who they placed, by sector and size.

Source: https://millionrounds.com/providers/first-liberties-securities-inc (Millionrounds; every figure on the page links to its filing or article)

[Fundraisers](https://millionrounds.com/fundraisers) / First Liberties Securities, Inc.

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# First Liberties Securities, Inc.

FINRA 14432 · placing rounds since Jun 2016

**11** company rounds placed

**8** in the last two years, last Mar 2026

**$5.8B** sold in the rounds they placed

**0.7%** typical commission; the median firm takes 4.9%

Named on 33 Form D filings as paid to sell the offering: 11 for operating companies, 8 for funds, 14 for real estate. 3 registered agents named.

## Quarter by quarter

Company rounds they placed in each quarter, from the filings.

**3** 25Q4 **5** 26Q1

## What they place

- Insurance **46%**
- Other **31%**
- Other Technology **15%**
- Other Banking and Financial Services **8%**

## How big the rounds are

- Under $1M **3**
- $1M to $5M **4**
- $5M to $20M **0**
- $20M to $100M **0**
- $100M+ **6**

## Where the companies are

**NY** 5 **IL** 2 **CT** 2 **VA** 1 **MI** 1 **CA** 1 **TX** 1

## Rounds they placed

[Company rounds](https://millionrounds.com/providers/first-liberties-securities-inc)[Everything, funds and real estate too](https://millionrounds.com/providers/first-liberties-securities-inc?show=all)

Filed Issuer Industry Sold

Mar 2026 Carver Edison, Inc. Other Technology **$185k**

Mar 2026 New York Life Insurance & Annuity Corp Agents: First Liberties Financial Insurance **$546M**

Mar 2026 New York Life Insurance & Annuity Corp Agents: First Liberties Financial Insurance **$505M**

Mar 2026 New York Life Insurance & Annuity Corp Agents: First Liberties Financial Insurance **$136M**

Mar 2026 New York Life Insurance & Annuity Corp Agents: First Liberties Financial Insurance **$1.8B**

Dec 2025 HNW PPVUL Series Account - 1 Agents: First Liberties Financial Insurance **$679M**

Dec 2025 HNW PPVA Series Account - 1 Agents: First Liberties Financial Insurance **$2.1B**

Oct 2025 Carver Edison, Inc. Other Technology **$4.2M**

May 2019 Luxon Financial LLC Agents: First Liberties Securities, Inc. Other Banking and Financial Services **$2.7M**

Mar 2017 Chicken Soup for the Soul Entertainment, Inc. Agents: First Liberties Financial Other **$1.1M**

Mar 2017 Chicken Soup for the Soul Entertainment, Inc. Agents: First Liberties Financial Other **$4.1M**

Nov 2015 Doc's Nutrilicious, Inc. Agents: Hrant B. Tosbath Other **$205k**

May 2014 Pixel Velocity Inc Other **$995k**

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

## Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

[**Lion Street Financial** 6 rounds together](https://millionrounds.com/providers/lion-street-financial)[**M Holdings Securities Inc.** 6 rounds together](https://millionrounds.com/providers/m-holdings-securities-inc)[**Kestra Investment Services LLC** 6 rounds together](https://millionrounds.com/providers/kestra-investment-services-llc)[**Lincoln Financial Advisors Corp.** 4 rounds together](https://millionrounds.com/providers/lincoln-financial-advisors-corp)[**Deutsche Bank Securities Inc.** 4 rounds together](https://millionrounds.com/providers/deutsche-bank-securities-inc)[**MML Investors Services, Inc.** 4 rounds together](https://millionrounds.com/providers/mml-investors-services-inc)

## Founders who worked with them

No one has said so yet.

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## A badge for their site

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