# Financial West Group: fundraiser

> Financial West Group placed 3 company rounds filed with the SEC, most recently Nov 2016. Who they placed, by sector and size.

Source: https://millionrounds.com/providers/financial-west-group (Millionrounds; every figure on the page links to its filing or article)

[Fundraisers](https://millionrounds.com/fundraisers) / Financial West Group

Fundraiser Registered broker-dealer

# Financial West Group

FINRA 16668 · placing rounds since Jan 2016

**3** company rounds placed

**0** in the last two years, last Nov 2016

**$28M** sold in the rounds they placed

**5.0%** typical commission; the median firm takes 4.9%

Named on 5 Form D filings as paid to sell the offering: 3 for operating companies, 2 for funds. 1 registered agent named.

## How big the rounds are

- Under $1M **3**
- $1M to $5M **0**
- $5M to $20M **3**
- $20M to $100M **1**
- $100M+ **1**

## Where the companies are

**PA** 3 **CA** 2 **TX** 2 **NY** 1 **IL** 1 **CO** 1 **AZ** 1

## Rounds they placed

[Company rounds](https://millionrounds.com/providers/financial-west-group)[Everything, funds and real estate too](https://millionrounds.com/providers/financial-west-group?show=all)

Filed Issuer Industry Sold

Nov 2016 Female Health Co Pharmaceuticals **$23M**

Sept 2016 Atlas Eagle Ford 2016 L.P. Oil and Gas **-**

Jan 2016 Cancer Prevention Pharmaceuticals, Inc. Agents: Financial West Group Pharmaceuticals **$5.0M**

Oct 2015 Dance Biopharm Holdings, Inc. Biotechnology **$10M**

Jun 2015 Atlas Eagle Ford 2015 L.P. Oil and Gas **-**

Jan 2015 Payson Drilling Fund 2015 I, LP Agents: Anthony Cottone, Darrell P. Roberts, Ford G. Keeler Oil and Gas **$24k**

Sept 2014 APX Drilling Partners 2014-B, LP Oil and Gas **$85k**

Jun 2014 Extraction Oil & Gas Holdings, LLC Oil and Gas **$197M**

May 2014 Atlas Resources Series 34-2014 L.P. Oil and Gas **-**

Mar 2012 Pimi Agro Cleantech, Inc. Agriculture **$626k**

Jan 2012 Aztec XII-A Oil & Gas LP Agents: Scott Mrozek, Steve Vallender, Stuart Valentine Oil and Gas **$7.5M**

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

## Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

[**Calton & Associates, Inc.** 5 rounds together](https://millionrounds.com/providers/calton-and-associates-inc)[**International Assets Advisory, LLC** 4 rounds together](https://millionrounds.com/providers/international-assets-advisory-llc)[**Berthel, Fisher & Company Financial Services, Inc.** 4 rounds together](https://millionrounds.com/providers/berthel-fisher-and-company-financial-services-inc)[**Centaurus Financial, Inc.** 4 rounds together](https://millionrounds.com/providers/centaurus-financial-inc)[**Crown Capital Securities, L.P.** 4 rounds together](https://millionrounds.com/providers/crown-capital-securities-l-p)[**Money Concepts Capital Corp** 4 rounds together](https://millionrounds.com/providers/money-concepts-capital-corp)

## Founders who worked with them

No one has said so yet.

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## A badge for their site

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