# Feltl and Company: fundraiser

> Feltl and Company placed 4 company rounds filed with the SEC, most recently Mar 2020. Who they placed, by sector and size.

Source: https://millionrounds.com/providers/feltl-and-company (Millionrounds; every figure on the page links to its filing or article)

[Fundraisers](https://millionrounds.com/fundraisers) / Feltl and Company

Fundraiser Registered broker-dealer

# Feltl and Company

FINRA 6905 · placing rounds since Nov 2016

**4** company rounds placed

**0** in the last two years, last Mar 2020

**$21M** sold in the rounds they placed

**9.0%** typical commission; the median firm takes 4.9%

Named on 5 Form D filings as paid to sell the offering: 4 for operating companies, 1 for funds. 2 registered agents named.

## How big the rounds are

- Under $1M **1**
- $1M to $5M **4**
- $5M to $20M **1**
- $20M to $100M **0**
- $100M+ **0**

## Where the companies are

**MN** 3 **CA** 1 **IL** 1 **OH** 1

## Rounds they placed

[Company rounds](https://millionrounds.com/providers/feltl-and-company)[Everything, funds and real estate too](https://millionrounds.com/providers/feltl-and-company?show=all)

Filed Issuer Industry Sold

Mar 2020 Lubezone Inc. Agents: Feltl and Company Other **$1.2M**

Aug 2017 Texas Healthcare Portfolio II DST Agents: William L. Toft Other **$5.0M**

May 2017 Lubezone Inc. Agents: Felt & Company Other **$1.3M**

Nov 2016 Midwest Energy Emissions Corp. Environmental Services **$13M**

Jun 2015 Kinemed Inc Biotechnology **$1.7M**

Sept 2014 Brevena Laboratories, LLC Other **$150k**

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

## Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

[**1st Global Capital Corp.** 1 round together](https://millionrounds.com/providers/1st-global-capital-corp)[**BFY Securities, LLC** 1 round together](https://millionrounds.com/providers/bfy-securities-llc)[**Boustead Securities, LLC** 1 round together](https://millionrounds.com/providers/boustead-securities-llc)[**Calton & Associates, Inc.** 1 round together](https://millionrounds.com/providers/calton-and-associates-inc)[**Cambridge Investment Research, Inc.** 1 round together](https://millionrounds.com/providers/cambridge-investment-research-inc)[**Concorde Investment Services, LLC** 1 round together](https://millionrounds.com/providers/concorde-investment-services-llc)

## Founders who worked with them

No one has said so yet.

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## A badge for their site

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