# FAS Corp.: fundraiser > FAS Corp. placed 39 company rounds filed with the SEC, most recently Mar 2026. Who they placed, by sector and size. Source: https://millionrounds.com/providers/fas-corp (Millionrounds; every figure on the page links to its filing or article) [Fundraisers](https://millionrounds.com/fundraisers) / FAS Corp. Fundraiser Registered broker-dealer # FAS Corp. FINRA 43536 ยท placing rounds since Jan 2016 **39** company rounds placed **3** in the last two years, last Mar 2026 **$27.1B** sold in the rounds they placed **4.5%** typical commission; the median firm takes 4.9% Named on 118 Form D filings as paid to sell the offering: 39 for operating companies, 79 for funds. 11 registered agents named. ## Quarter by quarter Company rounds they placed in each quarter, from the filings. **3** 26Q1 ## What they place - Insurance **100%** ## How big the rounds are - Under $1M **19** - $1M to $5M **8** - $5M to $20M **11** - $20M to $100M **7** - $100M+ **15** ## Where the companies are **OH** 42 **IN** 6 **NC** 6 **NY** 3 **CT** 1 **NE** 1 **MO** 1 ## Rounds they placed [Company rounds](https://millionrounds.com/providers/fas-corp)[Everything, funds and real estate too](https://millionrounds.com/providers/fas-corp?show=all) Filed Issuer Industry Sold Mar 2026 New York Life Insurance & Annuity Corp Agents: FAS Corp. Insurance **$2.0B** Mar 2026 New York Life Insurance & Annuity Corp Agents: FAS Corp. Insurance **$546M** Mar 2026 New York Life Insurance & Annuity Corp Agents: FAS Corp. Insurance **$1.8B** Dec 2020 Lincoln Life Flexible Premium Variable Life Account Z Agents: John Argue, Richard Callister, Samir Sheth Insurance **$2.3B** Dec 2019 Lincoln Life Flexible Premium Variable Life Account Z Agents: John Argue, Richard Callister Insurance **$1.8B** Jul 2019 Metropolitan Tower Life Insurance Co Agents: Various Agents Insurance **$106M** Dec 2018 Lincoln Life Flexible Premium Variable Life Account Z Agents: John Argue, Richard Callister Insurance **$1.5B** Jan 2018 Nationwide Private Placement Variable Account Agents: Donald Harrington, Scott Seibel Insurance **$45k** Dec 2017 Lincoln Life Flexible Premium Variable Life Account Z Agents: John Argue, Richard Callister Insurance **$1.1B** Dec 2017 GENERAL AMERICAN LIFE INSURANCE Co Agents: Various Insurance **$413M** Oct 2017 Nationwide BOLI Private Placement Variable Account Agents: James McKeone, Matt Henebry Insurance **$750k** Oct 2017 Nationwide Private Placement Variable Account Agents: Michael Leonard Insurance **$3.0M** Oct 2017 Nationwide Private Placement Variable Account Agents: Samir Sheth Insurance **$2.3M** Sept 2017 BRIGHTHOUSE LIFE INSURANCE Co Agents: Various Insurance **$1.3B** Sept 2017 BRIGHTHOUSE LIFE INSURANCE Co Agents: Samir H. Sheth Insurance **$75M** Aug 2017 Nationwide BOLI Private Placement Variable Account Agents: Michael Tuttle Insurance **$20M** Jun 2017 Nationwide BOLI Private Placement Variable Account Agents: James McKeone Insurance **$15M** May 2017 Nationwide Private Placement Variable Account Agents: John Argue, Samir Sheth Insurance **$60k** Apr 2017 Nationwide BOLI Private Placement Variable Account Agents: James McKeone, Matt Henebry Insurance **$10M** Mar 2017 Nationwide BOLI Private Placement Variable Account Agents: Michael Tuttle Insurance **$10M** Mar 2017 Nationwide Private Placement Variable Account Agents: Don Harrington, Scott Siebel Insurance **$170k** Feb 2017 Nationwide Private Placement Variable Account Agents: John Argue, Richard Callister, Samir Sheth Insurance **$1.9M** Jan 2017 Nationwide Private Placement Variable Account Agents: Donald Harrington, Scott Seibel Insurance **$164k** Jan 2017 Nationwide Private Placement Variable Account Agents: Michael Leonard Insurance **$307k** Dec 2016 Lincoln Life Flexible Premium Variable Life Account Z Agents: John Argue, Richard Callister Insurance **$783M** Nov 2016 Nationwide Private Placement Variable Account Agents: James McKeone, Matt Henebry Insurance **$750k** Oct 2016 MetLife Insurance Co USA Agents: Various Insurance **$1.3B** Oct 2016 MetLife Insurance Co USA Agents: Samir H. Sheth Insurance **$75M** Aug 2016 Nationwide Private Placement Variable Account Agents: Mike Tuttle Insurance **$20M** May 2016 Nationwide Private Placement Variable Account Agents: Donald Harrington, Scott Seibel Insurance **$99k** Apr 2016 Nationwide Private Placement Variable Account Agents: James McKeone, Matt Henebry Insurance **$10M** Apr 2016 Nationwide Private Placement Variable Account Agents: Kevin Wernick Insurance **$72k** Apr 2016 Nationwide Private Placement Variable Account Agents: Michael Tuttle Insurance **$10M** Apr 2016 Nationwide Private Placement Variable Account Agents: James McKeone, Matt Henebry Insurance **$10M** Mar 2016 Nationwide Private Placement Variable Account Agents: Don Harrington, Scott Siebel Insurance **$43k** Mar 2016 Nationwide Private Placement Variable Account Agents: John Argue, Richard Callister, Samir Sheth Insurance **$5.0M** Feb 2016 Nationwide Private Placement Variable Account Agents: John Argue, Richard Callister, Samir Sheth Insurance **$10M** Feb 2016 Nationwide Private Placement Variable Account Agents: Don Harrington, Scott Siebel Insurance **$54k** Jan 2016 Nationwide Private Placement Variable Account Agents: Donald Harrington, Scott Seibel Insurance **$25k** Dec 2015 Lincoln Life Flexible Premium Variable Life Account Z Agents: John Argue, Richard Callister Insurance **$431M** From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown. ## Often on the same rounds Other fundraisers named on the same filings: the firms they syndicate with. [**Newport Group Securities, Inc.** 37 rounds together](https://millionrounds.com/providers/newport-group-securities-inc)[**M Holdings Securities Inc.** 21 rounds together](https://millionrounds.com/providers/m-holdings-securities-inc)[**Kestra Investment Services LLC** 17 rounds together](https://millionrounds.com/providers/kestra-investment-services-llc)[**Lion Street Financial** 17 rounds together](https://millionrounds.com/providers/lion-street-financial)[**Valmark Securities, Inc.** 14 rounds together](https://millionrounds.com/providers/valmark-securities-inc)[**Merrill Lynch, Pierce, Fenner & Smith Incorporated** 10 rounds together](https://millionrounds.com/providers/merrill-lynch-pierce-fenner-and-smith-incorporated) ## Founders who worked with them No one has said so yet. Worked with them? Say so ## A badge for their site It shows their latest standing in the quarterly rankings and links back here. ## Is this FAS Corp.? Claim the page to describe your work in your own words. Free. [Claim this page](https://millionrounds.com/providers/join?kind=fundraiser)[All fundraisers](https://millionrounds.com/fundraisers)