# Executive Services Securities: fundraiser

> Executive Services Securities placed 15 company rounds filed with the SEC, most recently Mar 2026. Who they placed, by sector and size.

Source: https://millionrounds.com/providers/executive-services-securities (Millionrounds; every figure on the page links to its filing or article)

[Fundraisers](https://millionrounds.com/fundraisers) / Executive Services Securities

Fundraiser Registered broker-dealer

# Executive Services Securities

FINRA 25299 · placing rounds since Oct 2016

**15** company rounds placed

**5** in the last two years, last Mar 2026

**$62.0B** sold in the rounds they placed

**3.7%** typical commission; the median firm takes 4.9%

Named on 16 Form D filings as paid to sell the offering: 15 for operating companies, 1 for funds. 4 registered agents named.

## Quarter by quarter

Company rounds they placed in each quarter, from the filings.

**1** 23Q4 **1** 24Q4 **1** 25Q4 **3** 26Q1

## What they place

- Insurance **100%**

## How big the rounds are

- Under $1M **0**
- $1M to $5M **0**
- $5M to $20M **1**
- $20M to $100M **0**
- $100M+ **17**

## Where the companies are

**IN** 12 **NY** 6

## Rounds they placed

[Company rounds](https://millionrounds.com/providers/executive-services-securities)[Everything, funds and real estate too](https://millionrounds.com/providers/executive-services-securities?show=all)

Filed Issuer Industry Sold

Mar 2026 New York Life Insurance & Annuity Corp Agents: Executive Services Securities Insurance **$2.0B**

Mar 2026 New York Life Insurance & Annuity Corp Agents: Executive Services Securities Insurance **$546M**

Mar 2026 New York Life Insurance & Annuity Corp Agents: Executive Services Securities Insurance **$1.8B**

Dec 2025 Lincoln Life Flexible Premium Variable Life Account Z Agents: Edward Kroell, Fred Hill, William J. Folan Insurance **$2.7B**

Dec 2024 Lincoln Life Flexible Premium Variable Life Account Z Agents: Fred Hill, William J. Folan Insurance **$2.6B**

Dec 2023 Lincoln Life Flexible Premium Variable Life Account Z Agents: Fred Hill, William J. Folan Insurance **$2.4B**

Dec 2022 Lincoln Life Flexible Premium Variable Life Account Z Agents: Fred Hill, William J. Folan Insurance **$2.0B**

Dec 2021 Lincoln Life Flexible Premium Variable Life Account Z Agents: Fred Hill, William J. Folan Insurance **$1.7B**

Dec 2020 Lincoln Life Flexible Premium Variable Life Account Z Agents: Fred Hill, William J. Folan Insurance **$2.3B**

Dec 2019 Lincoln Life Flexible Premium Variable Life Account Z Agents: Fred Hill, William J. Folan Insurance **$1.8B**

Dec 2018 Lincoln Life Flexible Premium Variable Life Account Z Agents: Fred Hill, William J. Folan Insurance **$1.5B**

Dec 2017 Lincoln Life Flexible Premium Variable Life Account Z Agents: Fred Hill, William J. Folan Insurance **$1.1B**

Dec 2017 Metropolitan Life Insurance Co Agents: Various Agents Insurance **$8.5B**

Dec 2016 Lincoln Life Flexible Premium Variable Life Account Z Agents: Fred Hill, William J. Folan Insurance **$783M**

Oct 2016 Metropolitan Life Insurance Co Agents: Various Agents Insurance **$8.5B**

Dec 2015 Lincoln Life Flexible Premium Variable Life Account Z Agents: William J. Folan Insurance **$431M**

Dec 2015 Lincoln Life Separate Account BLM, The Lincoln National Life Insurance Co Agents: Fred Hill Insurance **$15M**

Nov 2015 Metropolitan Life Insurance Co Agents: Various Agents Insurance **$8.5B**

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

## Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

[**M Holdings Securities Inc.** 18 rounds together](https://millionrounds.com/providers/m-holdings-securities-inc)[**Newport Group Securities, Inc.** 17 rounds together](https://millionrounds.com/providers/newport-group-securities-inc)[**Valmark Securities, Inc.** 16 rounds together](https://millionrounds.com/providers/valmark-securities-inc)[**Lion Street Financial** 15 rounds together](https://millionrounds.com/providers/lion-street-financial)[**Kestra Investment Services LLC** 15 rounds together](https://millionrounds.com/providers/kestra-investment-services-llc)[**AON Executive Benefits, Inc.** 14 rounds together](https://millionrounds.com/providers/aon-executive-benefits-inc)

## Founders who worked with them

No one has said so yet.

Worked with them? Say so

## A badge for their site

It shows their latest standing in the quarterly rankings and links back here.

## Is this Executive Services Securities?

Claim the page to describe your work in your own words. Free.

[Claim this page](https://millionrounds.com/providers/join?kind=fundraiser)[All fundraisers](https://millionrounds.com/fundraisers)