# Essex Securities, LLC: fundraiser

> Essex Securities, LLC placed 3 company rounds filed with the SEC, most recently Aug 2017. Who they placed, by sector and size.

Source: https://millionrounds.com/providers/essex-securities-llc (Millionrounds; every figure on the page links to its filing or article)

[Fundraisers](https://millionrounds.com/fundraisers) / Essex Securities, LLC

Fundraiser Registered broker-dealer

# Essex Securities, LLC

FINRA 46605 · placing rounds since Feb 2016

**3** company rounds placed

**0** in the last two years, last Aug 2017

**-** sold in the rounds they placed

**-** typical commission; the median firm takes 4.9%

Named on 3 Form D filings as paid to sell the offering: 3 for operating companies.

## How big the rounds are

- Under $1M **1**
- $1M to $5M **0**
- $5M to $20M **0**
- $20M to $100M **0**
- $100M+ **0**

## Where the companies are

**CA** 5

## Rounds they placed

[Company rounds](https://millionrounds.com/providers/essex-securities-llc)[Everything, funds and real estate too](https://millionrounds.com/providers/essex-securities-llc?show=all)

Filed Issuer Industry Sold

Aug 2017 Royale Energy Inc Oil and Gas **-**

Dec 2016 Royale Energy Inc Oil and Gas **-**

Feb 2016 Royale Energy Inc Oil and Gas **-**

Aug 2015 Royale Energy Inc Oil and Gas **-**

Nov 2014 Royale Energy Inc Oil and Gas **$38k**

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

## Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

[**Accelerated Capital Group** 5 rounds together](https://millionrounds.com/providers/accelerated-capital-group)[**Moloney Securities Co., Inc.** 5 rounds together](https://millionrounds.com/providers/moloney-securities-co-inc)

## Founders who worked with them

No one has said so yet.

Worked with them? Say so

## A badge for their site

It shows their latest standing in the quarterly rankings and links back here.

## Is this Essex Securities, LLC?

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