# Empire State Financial, Inc.: fundraiser

> Empire State Financial, Inc. placed 1 company rounds filed with the SEC, most recently Mar 2016. Who they placed, by sector and size.

Source: https://millionrounds.com/providers/empire-state-financial-inc (Millionrounds; every figure on the page links to its filing or article)

[Fundraisers](https://millionrounds.com/fundraisers) / Empire State Financial, Inc.

Fundraiser Registered broker-dealer

# Empire State Financial, Inc.

FINRA 5657 · placing rounds since Mar 2016

**1** company rounds placed

**0** in the last two years, last Mar 2016

**$2.5M** sold in the rounds they placed

**8.1%** typical commission; the median firm takes 4.9%

Named on 1 Form D filing as paid to sell the offering: 1 for operating companies.

## How big the rounds are

- Under $1M **0**
- $1M to $5M **1**
- $5M to $20M **0**
- $20M to $100M **0**
- $100M+ **0**

## Where the companies are

**AZ** 1 **ND** 1

## Rounds they placed

[Company rounds](https://millionrounds.com/providers/empire-state-financial-inc)[Everything, funds and real estate too](https://millionrounds.com/providers/empire-state-financial-inc?show=all)

Filed Issuer Industry Sold

Mar 2016 Tm Technologies Inc Telecommunications **$2.5M**

Jul 2015 Its Burger Time Restaurant Group, Inc. Restaurants **-**

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

## Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

[**TerraNova Capital Equities, Inc.** 1 round together](https://millionrounds.com/providers/terranova-capital-equities-inc)

## Founders who worked with them

No one has said so yet.

Worked with them? Say so

## A badge for their site

It shows their latest standing in the quarterly rankings and links back here.

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