# Emerson Equity LLC: fundraiser

> Emerson Equity LLC placed 38 company rounds filed with the SEC, most recently Mar 2026. Who they placed, by sector and size.

Source: https://millionrounds.com/providers/emerson-equity-llc (Millionrounds; every figure on the page links to its filing or article)

[Fundraisers](https://millionrounds.com/fundraisers) / Emerson Equity LLC

Fundraiser Registered broker-dealer

# Emerson Equity LLC

FINRA 130032 · placing rounds since Jan 2016

[Q1 2026 **#5 placement agent for company rounds**](https://millionrounds.com/rankings)

**38** company rounds placed

**14** in the last two years, last Mar 2026

**$705M** sold in the rounds they placed

**18.6%** typical commission; the median firm takes 4.9%

Named on 441 Form D filings as paid to sell the offering: 38 for operating companies, 34 for funds, 369 for real estate. 71 registered agents named.

## Quarter by quarter

Company rounds they placed in each quarter, from the filings.

**1** 23Q2 **2** 23Q3 **1** 23Q4 **1** 24Q2 **1** 24Q3 **1** 24Q4 **2** 25Q1 **3** 25Q2 **2** 25Q3 **6** 26Q1

## What they place

- Other Technology **33%**
- Other **20%**
- Oil and Gas **15%**
- Investing **13%**
- Biotechnology **8%**
- Other Health Care **8%**
- Retailing **5%**

## How big the rounds are

- Under $1M **8**
- $1M to $5M **9**
- $5M to $20M **5**
- $20M to $100M **10**
- $100M+ **1**

## Where the companies are

**TX** 22 **CA** 5 **NV** 3 **FL** 2 **NY** 2 **CT** 2 **IA** 2 **MN** 1

## Rounds they placed

[Company rounds](https://millionrounds.com/providers/emerson-equity-llc)[Everything, funds and real estate too](https://millionrounds.com/providers/emerson-equity-llc?show=all)

Filed Issuer Industry Sold

Mar 2026 Critical Infrastructure I DST Other **-**

Mar 2026 Corporate Equipment Leasing LLC Other **-**

Feb 2026 Doc Gpt (1-4) LLC Other Technology **$42M**

Feb 2026 Docspot (1-4) LLC Other Technology **$43M**

Feb 2026 WorkPerks (1-13), LLC Other Technology **$28M**

Feb 2026 PerksHub (1-13), LLC Other Technology **$26M**

Sept 2025 Southwestern Livestock Leasing 2025, LLC Agriculture **-**

Aug 2025 Secure Tomorrow (50-95), LLC Other Technology **$50k**

Jun 2025 Hear2there Nexus (01-45) LLC Other Technology **$1.3M**

Jun 2025 Colors4Kids (01-50) LLC Other Technology **-**

Jun 2025 Secure Community (01-45) LLC Other Technology **-**

Feb 2025 Colors4kids (01-45), L.L.C. Other Technology **$9.2M**

Jan 2025 Secure Tomorrow (01-45), LLC Other Technology **$83M**

Oct 2024 Kiron Integrity Notes Fund, LLC Investing **$150k**

Jul 2024 Hear2there Connection I Thru Xxv & Alpha Thru Zeta LLC Other Technology **-**

Jun 2024 Mewbourne Energy Partners 24-A, L.P. Oil and Gas **$36M**

Oct 2023 Nutex Health, Inc. Hospitals and Physicians **$3.1M**

Sept 2023 Vesicor Therapeutics, Inc. Biotechnology **$200k**

Jul 2023 Kiron Integrity Income Fund, LLC Agents: Emerson Equity LLC Investing **$100k**

Jun 2023 Mewbourne Energy Partners 23-A, L.P. Oil and Gas **$25M**

May 2022 Cardio Diagnostics Inc. Biotechnology **-**

Jan 2022 Avenue 4 Special Situations Fund I LLC - Series 4 Agents: Emerson Equity LLC Investing **$1.6M**

Jan 2022 Avenue 4 Special Situations Fund I LLC - Series 5 Agents: Emerson Equity LLC Investing **$1.9M**

Dec 2021 Beneficient Co Group, L.P. Other Banking and Financial Services **$352M**

Dec 2021 Cardio Diagnostics Inc. Biotechnology **$1.1M**

Dec 2021 Q30 Sports Science, LLC Other **$8.8M**

Nov 2021 GT Spirits, Inc. Retailing **$21M**

Apr 2021 Q30 Sports Science, LLC Other **$6.8M**

Oct 2020 Virtua Hotel Equities Holdings, LLC Agents: Derek Uldricks Lodging and Conventions **$50k**

Aug 2020 Glass WRX SC Investor Fund, LLC Other **$500k**

Jul 2020 Accountable Healthcare America Inc. Other Health Care **$1.4M**

Jan 2020 Clinigence Holdings, Inc. Other Health Care **$2.3M**

Jan 2020 Wildlife Partners EBP Joint Venture & Wildlife Partners EBP 2019A Agents: Emerson Equity LLC Other **$1.7M**

May 2019 AMM Health Holdings, LLC Agents: James C. Hardin Jr. Other Health Care **$8.3M**

Jan 2019 Gabriel Investment Group, Inc. Agents: Mark V. Petersen Retailing **$100k**

Feb 2018 Tahoe Spirits, Inc. Other **-**

Jan 2018 VG Investment Fund LLC Investing **-**

May 2016 GWG MCA Capital, Inc. Agents: Emerson Equity LLC Other Banking and Financial Services **$30k**

Oct 2015 Bradford Energy Opportunity Portfolio LP Oil and Gas **-**

Sept 2014 Iex Group, Inc. Other Technology **$75M**

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

## Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

[**Cabin Securities, Inc** 3 rounds together](https://millionrounds.com/providers/cabin-securities-inc)[**Ameritas Investment Company, LLC** 3 rounds together](https://millionrounds.com/providers/ameritas-investment-company-llc)[**Berthel, Fisher & Company Financial Services, Inc.** 2 rounds together](https://millionrounds.com/providers/berthel-fisher-and-company-financial-services-inc)[**Ausdal Financial Partners, Inc.** 2 rounds together](https://millionrounds.com/providers/ausdal-financial-partners-inc)[**Arkadios Capital, LLC** 2 rounds together](https://millionrounds.com/providers/arkadios-capital-llc)[**ARETE Wealth Management LLC** 2 rounds together](https://millionrounds.com/providers/arete-wealth-management-llc)

## Founders who worked with them

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