# Emerging Growth Equities, Ltd: fundraiser

> Emerging Growth Equities, Ltd placed 10 company rounds filed with the SEC, most recently Jan 2022. Who they placed, by sector and size.

Source: https://millionrounds.com/providers/emerging-growth-equities-ltd (Millionrounds; every figure on the page links to its filing or article)

[Fundraisers](https://millionrounds.com/fundraisers) / Emerging Growth Equities, Ltd

Fundraiser Registered broker-dealer

# Emerging Growth Equities, Ltd

FINRA 47040 · placing rounds since Jan 2016

**10** company rounds placed

**0** in the last two years, last Jan 2022

**$25M** sold in the rounds they placed

**7.0%** typical commission; the median firm takes 4.9%

Named on 10 Form D filings as paid to sell the offering: 10 for operating companies.

## How big the rounds are

- Under $1M **3**
- $1M to $5M **8**
- $5M to $20M **4**
- $20M to $100M **0**
- $100M+ **0**

## Where the companies are

**PA** 3 **CO** 3 **AZ** 2 **NJ** 2 **CA** 2 **NY** 1 **OR** 1 **MA** 1

## Rounds they placed

[Company rounds](https://millionrounds.com/providers/emerging-growth-equities-ltd)[Everything, funds and real estate too](https://millionrounds.com/providers/emerging-growth-equities-ltd?show=all)

Filed Issuer Industry Sold

Jan 2022 Bach App, Inc. Other Technology **$5.0M**

Apr 2021 FrontierBPM, Inc. Computers **$3.1M**

Mar 2021 Blonder Tongue Laboratories Inc Manufacturing **$600k**

Dec 2020 Blonder Tongue Laboratories Inc Manufacturing **$1.0M**

Mar 2020 VerifyMe, Inc. Other **$2.0M**

Oct 2018 Regs Technology INC. Other Technology **$500k**

Sept 2018 Fischer Block, Inc. Manufacturing **$3.5M**

Jun 2017 Go Trashy Inc. Other Technology **$281k**

Feb 2016 Giga Tronics Inc Other Technology **$3.5M**

Jan 2016 GrowCo, Inc. Agriculture **$5.5M**

Oct 2015 GrowCo, Inc. Agriculture **$1.3M**

Sept 2015 Hooky, Inc. Other **$4.7M**

Mar 2015 Mobivity Holdings Corp. Other Technology **$6.6M**

Aug 2014 Smith Micro Software Inc Telecommunications **$5.6M**

Mar 2014 Mobivity Holdings Corp. Other Technology **$5.5M**

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

## Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

[**Carter, Terry & Company, Inc.** 2 rounds together](https://millionrounds.com/providers/carter-terry-and-company-inc)[**Odeon Capital Group LLC** 1 round together](https://millionrounds.com/providers/odeon-capital-group-llc)

## Founders who worked with them

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## A badge for their site

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