# E.F. Hutton & Co.: fundraiser

> E.F. Hutton & Co. placed 4 company rounds filed with the SEC, most recently Jan 2026. Who they placed, by sector and size.

Source: https://millionrounds.com/providers/ef-hutton-llc (Millionrounds; every figure on the page links to its filing or article)

[Fundraisers](https://millionrounds.com/fundraisers) / E.F. Hutton & Co.

Fundraiser Registered broker-dealer

# E.F. Hutton & Co.

FINRA 000103792 · placing rounds since Apr 2024

**4** company rounds placed

**1** in the last two years, last Jan 2026

**$12M** sold in the rounds they placed

**7.0%** typical commission; the median firm takes 4.9%

Named on 4 Form D filings as paid to sell the offering: 4 for operating companies.

## Quarter by quarter

Company rounds they placed in each quarter, from the filings.

**13** 23Q2 **1** 23Q3 **2** 24Q2 **1** 24Q4 **1** 25Q1 **1** 26Q1

## What they place

- Biotechnology **42%**
- Other **26%**
- Other Energy **8%**
- Other Health Care **8%**
- Other Technology **8%**
- Other Banking and Financial Services **5%**
- Telecommunications **3%**

## How big the rounds are

- Under $1M **1**
- $1M to $5M **22**
- $5M to $20M **7**
- $20M to $100M **7**
- $100M+ **1**

## Where the companies are

**TX** 13 **FL** 5 **AZ** 3 **CA** 3 **MN** 3 **NM** 2 **MA** 2 **NJ** 1

## Rounds they placed

[Company rounds](https://millionrounds.com/providers/ef-hutton-llc)[Everything, funds and real estate too](https://millionrounds.com/providers/ef-hutton-llc?show=all)

Filed Issuer Industry Sold

Jan 2026 iSpecimen Inc. Other **$5.5M**

Mar 2025 NRX Pharmaceuticals, Inc. Biotechnology **$3.5M**

Oct 2024 Favo Capital, Inc. Other Banking and Financial Services **-**

Apr 2024 Caring Brands, Inc. Other Health Care **$1.8M**

Apr 2024 OneMedNet Corp Other Technology **$4.5M**

Sept 2023 SMX (Security Matters) Public Ltd Co Other **$4.3M**

Jun 2023 Bright Green Corp Other **$3.5M**

Apr 2023 NovaDerm Aid Fund XII L.L.C. Agents: Benchmark Investments, LLC Biotechnology **$2.9M**

Apr 2023 NovaDerm Aid Fund XI L.L.C. Agents: Benchmark Investments, LLC Biotechnology **$2.0M**

Apr 2023 NovaDerm Aid Fund V, L.L.C. Agents: Benchmark Investments, LLC Biotechnology **$2.0M**

Apr 2023 NovaDerm Aid Fund X L.L.C. Agents: Benchmark Investments, LLC Biotechnology **$2.0M**

Apr 2023 NovaDerm Aid Fund IX L.L.C. Agents: Benchmark Investments, LLC Biotechnology **$2.0M**

Apr 2023 NovaDerm Aid Fund VIII L.L.C. Agents: Benchmark Investments, LLC Biotechnology **$2.0M**

Apr 2023 NovaDerm Aid Fund VII L.L.C. Agents: Benchmark Investments, LLC Biotechnology **$2.0M**

Apr 2023 NovaDerm Aid Fund VI L.L.C. Agents: Benchmark Investments, LLC Biotechnology **$2.0M**

Apr 2023 NovaDerm Aid Fund IV, L.L.C. Agents: Benchmark Investments, LLC Biotechnology **$2.0M**

Apr 2023 NovaDerm Aid Fund I, L.L.C. Agents: Benchmark Investments, LLC Biotechnology **$2.0M**

Apr 2023 NovaDerm Aid Fund III, L.L.C. Agents: Benchmark Investments, LLC Biotechnology **$2.0M**

Apr 2023 NovaDerm Aid Fund II, L.L.C. Agents: Benchmark Investments, LLC Biotechnology **$2.0M**

Mar 2023 Unicycive Therapeutics, Inc. Biotechnology **$30M**

Nov 2022 Guardforce AI Co., Ltd. Other **$1.7M**

Oct 2022 SHF Holdings, Inc. Other Banking and Financial Services **$20M**

Sept 2022 Bright Green Corp Other **$10M**

Jul 2022 Guardforce AI Co., Ltd. Other **$1.2M**

Jun 2022 Wytec International Inc Telecommunications **$25k**

Mar 2022 Troika Media Group, Inc. Other **$50M**

Jan 2022 Reliance Global Group, Inc. Insurance **$20M**

Dec 2021 Digital World Acquisition Corp. Other **$1.0B**

Dec 2021 Longeveron Inc. Biotechnology **$20M**

Dec 2021 Stran & Company, Inc. Other **$22M**

Dec 2021 Pasithea Therapeutics Corp. Biotechnology **$30M**

Nov 2021 Mitesco, Inc. Other Health Care **$3.1M**

Nov 2021 Glimpse Group, Inc. Other Technology **$15M**

Nov 2021 Mitesco, Inc. Other Health Care **$2.0M**

Jun 2021 Taronis Fuels, Inc. Other Energy **$17M**

Apr 2021 Wizard Brands, Inc. Agents: Kingswood Capital Markets Other **$5.0M**

Jan 2021 Healthcare Triangle, Inc. Other Technology **$3.3M**

Nov 2020 Taronis Fuels, Inc. Other Energy **$12M**

Oct 2020 Taronis Fuels, Inc. Other Energy **$11M**

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

## Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

[**Carter, Terry & Company, Inc.** 2 rounds together](https://millionrounds.com/providers/carter-terry-and-company-inc)[**Joseph Gunnar & Co., LLC** 1 round together](https://millionrounds.com/providers/joseph-gunnar-and-co-llc)

## Founders who worked with them

No one has said so yet.

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## A badge for their site

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