# East Wind Securities, LLC: fundraiser

> East Wind Securities, LLC placed 9 company rounds filed with the SEC, most recently Aug 2020. Who they placed, by sector and size.

Source: https://millionrounds.com/providers/east-wind-securities-llc (Millionrounds; every figure on the page links to its filing or article)

[Fundraisers](https://millionrounds.com/fundraisers) / East Wind Securities, LLC

Fundraiser Registered broker-dealer

# East Wind Securities, LLC

FINRA 148032 · placing rounds since Apr 2016

**9** company rounds placed

**0** in the last two years, last Aug 2020

**$36M** sold in the rounds they placed

**6.7%** typical commission; the median firm takes 4.9%

Named on 9 Form D filings as paid to sell the offering: 9 for operating companies. 1 registered agent named.

## How big the rounds are

- Under $1M **2**
- $1M to $5M **2**
- $5M to $20M **6**
- $20M to $100M **0**
- $100M+ **0**

## Where the companies are

**NY** 6 **MI** 2 **TX** 2 **PA** 1

## Rounds they placed

[Company rounds](https://millionrounds.com/providers/east-wind-securities-llc)[Everything, funds and real estate too](https://millionrounds.com/providers/east-wind-securities-llc?show=all)

Filed Issuer Industry Sold

Aug 2020 Sensio Co (US) Inc. Manufacturing **$4.1M**

May 2020 Base Holograms, LLC Agents: Joshua Schwartz Other **$6.2M**

Apr 2020 PIXEL VELOCITY Inc Other **$263k**

May 2019 PIXEL VELOCITY Inc Other **$904k**

Nov 2018 Sensio Co (US) Inc. Manufacturing **$7.1M**

May 2018 Base Holograms, LLC Agents: Joshua Schwartz Other Technology **$7.5M**

Apr 2016 Blue School Fund 3 LLC Agents: N/A Other **-**

Apr 2016 Blue School Fund 2 LLC Agents: N/A Other **$4.0M**

Apr 2016 Blue School Fund 1 LLC Agents: N/A Other **$6.0M**

Jul 2015 Acrobatiq, Inc. Other **$7.7M**

Mar 2014 Knowledge Delivery Systems Inc Other Technology **$9.8M**

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

## Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

[**Traderfield Securities** 3 rounds together](https://millionrounds.com/providers/traderfield-securities)

## Founders who worked with them

No one has said so yet.

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## A badge for their site

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