# E.F. Hutton & Co.: fundraiser

> E.F. Hutton & Co. placed 6 company rounds filed with the SEC, most recently May 2026. Who they placed, by sector and size.

Source: https://millionrounds.com/providers/e-f-hutton-and-co (Millionrounds; every figure on the page links to its filing or article)

[Fundraisers](https://millionrounds.com/fundraisers) / E.F. Hutton & Co.

Fundraiser Registered broker-dealer

# E.F. Hutton & Co.

FINRA CRD 000322687 · placing rounds since Apr 2024

Check on BrokerCheck ↗

From the filings

E.F. Hutton & Co. is a FINRA-registered broker-dealer (CRD 000322687), placing rounds since Apr 2024.

It was named on 6 Form D filings as paid to sell the offering: 6 for operating companies.

In the last two years it placed 3 company rounds, most recently in May 2026.

Its typical cash commission is 7.0%, against a 5.0% median across firms.

Most of its rounds were $1M to $5M, and most of the companies were in TX.

Company rounds **6** placed, all time

Last two years **3** latest May 2026

Sold **$24M** in the rounds they placed

Typical fee **7.0%** median firm 5.0%

Activity

## Quarter by quarter

Company rounds they placed in each quarter, from the filings.

**2** 24Q2 **1** 24Q4 **1** 25Q1 **1** 26Q1 **2** 26Q2 **1** 26Q3

What they place

## Company rounds by industry

41 rounds with an industry on the filing.

- Biotechnology **39%**
- Other **27%**
- Technology **12%**
- Energy **7%**
- Health care **7%**
- Financial services **5%**
- Telecommunications **2%**

How big the rounds are

- Under $1M **1**
- $1M to $5M **24**
- $5M to $20M **8**
- $20M to $100M **7**
- $100M+ **1**

Where the companies are

**TX** 13 **FL** 5 **MA** 3 **MN** 3 **CA** 3 **AZ** 3 **NM** 2 **UT** 1

What the fee comes to

**$140k**

on a $2.0M round, at their typical 7.0%. The median firm would take $100k.

[Try your own amount →](https://millionrounds.com/fundraisers#calc)

The work

## Rounds they placed

[Company rounds](https://millionrounds.com/providers/e-f-hutton-and-co)[Everything, funds too](https://millionrounds.com/providers/e-f-hutton-and-co?show=all)

Filed Issuer Industry Sold

Jul 2026 **Global Interactive Technologies, Inc.** Technology *$2.0M*

May 2026 **Shuttle Pharmaceuticals Holdings, Inc.** Technology *$10.0M*

May 2026 **iSpecimen Inc.** Other *$2.5M*

Jan 2026 **iSpecimen Inc.** Other *$5.5M*

Mar 2025 **NRX Pharmaceuticals, Inc.** Biotechnology *$3.5M*

Oct 2024 **Favo Capital, Inc.** Financial services *-*

Apr 2024 **Caring Brands, Inc.** Health care *$1.8M*

Apr 2024 **OneMedNet Corp** Technology *$4.5M*

Sept 2023 **SMX (Security Matters) Public Ltd Co** Other *$4.3M*

Jun 2023 **Bright Green Corp** Other *$3.5M*

Apr 2023 **NovaDerm Aid Fund II, L.L.C.** With Benchmark Investments, LLC Biotechnology *$2.0M*

Apr 2023 **NovaDerm Aid Fund III, L.L.C.** With Benchmark Investments, LLC Biotechnology *$2.0M*

Apr 2023 **NovaDerm Aid Fund IV, L.L.C.** With Benchmark Investments, LLC Biotechnology *$2.0M*

Apr 2023 **NovaDerm Aid Fund XII L.L.C.** With Benchmark Investments, LLC Biotechnology *$2.9M*

Apr 2023 **NovaDerm Aid Fund XI L.L.C.** With Benchmark Investments, LLC Biotechnology *$2.0M*

Apr 2023 **NovaDerm Aid Fund V, L.L.C.** With Benchmark Investments, LLC Biotechnology *$2.0M*

Apr 2023 **NovaDerm Aid Fund X L.L.C.** With Benchmark Investments, LLC Biotechnology *$2.0M*

Apr 2023 **NovaDerm Aid Fund IX L.L.C.** With Benchmark Investments, LLC Biotechnology *$2.0M*

Apr 2023 **NovaDerm Aid Fund VIII L.L.C.** With Benchmark Investments, LLC Biotechnology *$2.0M*

Apr 2023 **NovaDerm Aid Fund VII L.L.C.** With Benchmark Investments, LLC Biotechnology *$2.0M*

Apr 2023 **NovaDerm Aid Fund VI L.L.C.** With Benchmark Investments, LLC Biotechnology *$2.0M*

Apr 2023 **NovaDerm Aid Fund I, L.L.C.** With Benchmark Investments, LLC Biotechnology *$2.0M*

Mar 2023 **Unicycive Therapeutics, Inc.** Biotechnology *$30M*

Nov 2022 **Guardforce AI Co., Ltd.** Other *$1.7M*

Oct 2022 **SHF Holdings, Inc.** Financial services *$20M*

Sept 2022 **Bright Green Corp** Other *$10M*

Jul 2022 **Guardforce AI Co., Ltd.** Other *$1.2M*

Jun 2022 **Wytec International Inc** Telecommunications *$25k*

Mar 2022 **Troika Media Group, Inc.** Other *$50M*

Jan 2022 **Reliance Global Group, Inc.** Insurance *$20M*

Dec 2021 **Digital World Acquisition Corp.** Other *$1.0B*

Dec 2021 **Stran & Company, Inc.** Other *$22M*

Dec 2021 **Longeveron Inc.** Biotechnology *$20M*

Dec 2021 **Pasithea Therapeutics Corp.** Biotechnology *$30M*

Nov 2021 **Mitesco, Inc.** Health care *$3.1M*

Nov 2021 **Glimpse Group, Inc.** Technology *$15M*

Nov 2021 **Mitesco, Inc.** Health care *$2.0M*

Jun 2021 **Taronis Fuels, Inc.** Energy *$17M*

Apr 2021 **Wizard Brands, Inc.** With Kingswood Capital Markets Other *$5.0M*

Jan 2021 **Healthcare Triangle, Inc.** Technology *$3.3M*

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

Syndicates

## Often on the same rounds

Other fundraisers named on the same filings: the firms they sell rounds alongside.

[**Carter, Terry & Company, Inc.** 2 rounds together](https://millionrounds.com/providers/carter-terry-and-company-inc)[**Joseph Gunnar & Co., LLC** 1 round together](https://millionrounds.com/providers/joseph-gunnar-and-co-llc)

From founders

## Founders who worked with them

No notes yet

**No one has said so yet.**

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## Q&A

What has E.F. Hutton & Co. placed?

6 company rounds on the SEC's Form D filings name them as paid to sell the offering. The latest are listed above, with the amount sold.

Is the commission all they charge?

No. The filing reports the cash commission. Warrants, retainers and expenses come on top and are not in the figure.

How do I check a broker-dealer?

On FINRA BrokerCheck, by the firm's CRD number. It shows registration, the people registered with the firm, and any disclosures.

Are you E.F. Hutton & Co.?

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