# Dempsey Lord Smith, LLC: fundraiser

> Dempsey Lord Smith, LLC placed 17 company rounds filed with the SEC, most recently Oct 2025. Who they placed, by sector and size.

Source: https://millionrounds.com/providers/dempsey-lord-smith-llc (Millionrounds; every figure on the page links to its filing or article)

[Fundraisers](https://millionrounds.com/fundraisers) / Dempsey Lord Smith, LLC

Fundraiser Registered broker-dealer

# Dempsey Lord Smith, LLC

FINRA 141238 · placing rounds since May 2016

**17** company rounds placed

**2** in the last two years, last Oct 2025

**$19M** sold in the rounds they placed

**518.4%** typical commission; the median firm takes 4.9%

Named on 76 Form D filings as paid to sell the offering: 17 for operating companies, 2 for funds, 57 for real estate. 2 registered agents named.

## Quarter by quarter

Company rounds they placed in each quarter, from the filings.

**1** 23Q4 **1** 24Q1 **2** 24Q3 **2** 25Q4

## What they place

- Oil and Gas **95%**
- Other **5%**

## How big the rounds are

- Under $1M **5**
- $1M to $5M **3**
- $5M to $20M **1**
- $20M to $100M **0**
- $100M+ **0**

## Where the companies are

**PA** 15 **TN** 4 **GA** 1

## Rounds they placed

[Company rounds](https://millionrounds.com/providers/dempsey-lord-smith-llc)[Everything, funds and real estate too](https://millionrounds.com/providers/dempsey-lord-smith-llc?show=all)

Filed Issuer Industry Sold

Oct 2025 S.T.L. Fund G Blocker, LLC Oil and Gas **-**

Oct 2025 S.T.L. Resources Drilling Fund G, LP Oil and Gas **$182k**

Jul 2024 S.T.L. Resources Drilling Fund F, LP Oil and Gas **-**

Jul 2024 S.T.L. Fund F Blocker, LLC Oil and Gas **-**

Jan 2024 S.T.L. Resources Blocker E, LLC Oil and Gas **$258k**

Oct 2023 S.T.L. Resources Drilling Fund E, LP Oil and Gas **$1.0M**

Nov 2022 Trenton - Black River V LP Oil and Gas **$3.2M**

Sept 2022 S.T.L. Resources Drilling Fund D, L.P. Agents: Dempsey Lord Smith, LLC Oil and Gas **$985k**

Sept 2021 Trenton - Black River IV LP Oil and Gas **$2.4M**

Aug 2021 S.T.L. Resources Drilling Fund C, L.P. Agents: More Than Five Persons Oil and Gas **$733k**

Dec 2020 Old Corral Investments, LLC Other **$9.3M**

Sept 2020 Ashburn Creek Fault LP Agents: Dempsey Lord Smith, LLC Oil and Gas **-**

Jul 2020 S.T.L. Resources Drilling Fund B, L.P. Agents: More than Five Persons Oil and Gas **$418k**

Jul 2018 Trenton Black River III, LP Agents: Dempsey Lord Smith, LLC Oil and Gas **-**

Jan 2017 MDS 2017-Marcellus Shale Development, LP Oil and Gas **-**

Sept 2016 Atlas Eagle Ford 2016 L.P. Oil and Gas **-**

May 2016 MDS 2016-Marcellus Shale Development, LP Oil and Gas **-**

Jun 2015 MDS 2015-Marcellus Shale Development, LP Oil and Gas **-**

May 2015 MDS Energy Partners, LP Oil and Gas **-**

May 2014 Atlas Resources Series 34-2014 L.P. Oil and Gas **-**

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

## Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

[**Transam Securities, Inc.** 6 rounds together](https://millionrounds.com/providers/transam-securities-inc)[**Realta Equities, Inc.** 6 rounds together](https://millionrounds.com/providers/realta-equities-inc)[**Lighthouse Capital Group** 6 rounds together](https://millionrounds.com/providers/lighthouse-capital-group)[**Cambridge Investment Research, Inc.** 6 rounds together](https://millionrounds.com/providers/cambridge-investment-research-inc)[**Berthel, Fisher & Company Financial Services, Inc.** 6 rounds together](https://millionrounds.com/providers/berthel-fisher-and-company-financial-services-inc)[**Triad Advisors LLC** 6 rounds together](https://millionrounds.com/providers/triad-advisors-llc)

## Founders who worked with them

No one has said so yet.

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## A badge for their site

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