# Dawson James Securities, Inc: fundraiser

> Dawson James Securities, Inc placed 51 company rounds filed with the SEC, most recently Mar 2026. Who they placed, by sector and size.

Source: https://millionrounds.com/providers/dawson-james-securities-inc-2 (Millionrounds; every figure on the page links to its filing or article)

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# Dawson James Securities, Inc

FINRA 130645 · placing rounds since Mar 2016

**51** company rounds placed

**10** in the last two years, last Mar 2026

**$1.9B** sold in the rounds they placed

**6.8%** typical commission; the median firm takes 4.9%

Named on 51 Form D filings as paid to sell the offering: 51 for operating companies. 3 registered agents named.

## Quarter by quarter

Company rounds they placed in each quarter, from the filings.

**2** 23Q2 **2** 23Q3 **2** 23Q4 **1** 24Q1 **4** 24Q2 **1** 24Q4 **2** 25Q1 **1** 25Q2 **3** 25Q3 **3** 25Q4 **2** 26Q1

## What they place

- Other Technology **31%**
- Other Health Care **27%**
- Other **15%**
- Biotechnology **15%**
- Telecommunications **5%**
- Pharmaceuticals **5%**
- Investment Banking **3%**

## How big the rounds are

- Under $1M **18**
- $1M to $5M **22**
- $5M to $20M **18**
- $20M to $100M **3**
- $100M+ **2**

## Where the companies are

**FL** 12 **CA** 8 **NY** 8 **CO** 5 **TX** 5 **NC** 4 **VA** 4 **MN** 3

## Rounds they placed

[Company rounds](https://millionrounds.com/providers/dawson-james-securities-inc-2)[Everything, funds and real estate too](https://millionrounds.com/providers/dawson-james-securities-inc-2?show=all)

Filed Issuer Industry Sold

Mar 2026 T3 Defense Inc. Other Technology **$20M**

Feb 2026 RenX Enterprises Corp. Other **$12M**

Dec 2025 Healthcare Triangle, Inc. Other Technology **$15M**

Nov 2025 Kartoon Studios, Inc. Other **$7.3M**

Oct 2025 Safe & Green Development Corp Other Energy **$18M**

Sept 2025 Satsuma Technology PLC Other Technology **$108M**

Sept 2025 Nukkleus Inc. Other Technology **$10M**

Jul 2025 Clearone Inc Other Technology **$3.0M**

Jun 2025 Oblong, Inc. Agents: Dawson James Securities, Inc. Other Technology **$7.5M**

Jan 2025 Nukkleus Inc. Other **$10M**

Jan 2025 Inspira Technologies OXY B.H.N. Ltd Biotechnology **$8.3M**

Oct 2024 22nd Century Group, Inc. Biotechnology **$1.2M**

Jun 2024 Greenwave Technology Solutions, Inc. Other Technology **$15M**

May 2024 Greenwave Technology Solutions, Inc. Other Technology **$43M**

Apr 2024 Greenwave Technology Solutions, Inc. Other Technology **$1.5B**

Apr 2024 22nd Century Group, Inc. Biotechnology **$4.2M**

Mar 2024 AgEagle Aerial Systems Inc. Other Technology **$1.0M**

Nov 2023 AgEagle Aerial Systems Inc. Other Technology **$2.0M**

Oct 2023 Sidus Space Inc. Telecommunications **$2.0M**

Aug 2023 Greenwave Technology Solutions, Inc. Other Technology **$15M**

Jul 2023 Kartoon Studios, Inc. Other **$5.8M**

Jun 2023 SmartKem, Inc. Other Technology **$12M**

Apr 2023 Oblong, Inc. Agents: The Special Equities Group Other Technology **$6.4M**

Jan 2023 Data443 Risk Mitigation, Inc. Computers **$300k**

Dec 2022 NextPlat Corp Retailing **$8.0M**

Dec 2022 Smart For Life, Inc. Other Health Care **$1.0M**

Dec 2022 Data443 Risk Mitigation, Inc. Computers **$750k**

Aug 2022 MyMD Pharmaceuticals, Inc. Other Health Care **-**

Aug 2022 SRAX, Inc. Other Technology **$9.4M**

Jan 2022 Smart For Life, Inc. Other Health Care **$250k**

Jul 2021 Iconic Brands, Inc. Other **$36M**

Jul 2021 Oblong, Inc. Agents: THE SPECIAL EQUITIES GROUP Other Technology **$12M**

Jul 2021 Bonne Sante Group, Inc. Other Health Care **$6.0M**

Jan 2021 Aditx Therapeutics, Inc. Biotechnology **$6.0M**

Sept 2020 Generex Biotechnology Corp Pharmaceuticals **$2.0M**

May 2020 China Ceramics Co., Ltd Manufacturing **$750k**

Apr 2020 Sigma Labs, Inc. Other Technology **$1.5M**

Feb 2020 Sigma Labs, Inc. Other Technology **$2.1M**

Dec 2019 China Ceramics Co., Ltd Manufacturing **$1.2M**

Jul 2019 Predictive Oncology Inc. Agents: David Weinstein Other Health Care **$1.1M**

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

## Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

[**Alere Financial Partners, A division of Cova Capital Partners LLC (""Alere""))** 1 round together](https://millionrounds.com/providers/alere-financial-partners-a-division-of-cova-capital-partners-llc-alere)[**H.C. Wainwright & Co., LLC** 1 round together](https://millionrounds.com/providers/h-c-wainwright-and-co-llc)[**Katalyst Securities LLC** 1 round together](https://millionrounds.com/providers/katalyst-securities-llc)[**Maxim Group, LLC** 1 round together](https://millionrounds.com/providers/maxim-group-llc)[**Palladium Capital Group, LLC** 1 round together](https://millionrounds.com/providers/palladium-capital-group-llc)

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