# D.A. Davidson & Co.: fundraiser

> D.A. Davidson & Co. placed 11 company rounds filed with the SEC, most recently Dec 2025. Who they placed, by sector and size.

Source: https://millionrounds.com/providers/d-a-davidson-and-co (Millionrounds; every figure on the page links to its filing or article)

[Fundraisers](https://millionrounds.com/fundraisers) / D.A. Davidson & Co.

Fundraiser Registered broker-dealer

# D.A. Davidson & Co.

FINRA 199 · placing rounds since Jul 2016

**11** company rounds placed

**1** in the last two years, last Dec 2025

**$335M** sold in the rounds they placed

**2.0%** typical commission; the median firm takes 4.9%

Named on 36 Form D filings as paid to sell the offering: 11 for operating companies, 25 for real estate. 4 registered agents named.

## Quarter by quarter

Company rounds they placed in each quarter, from the filings.

**1** 25Q4

## What they place

- Other Banking and Financial Services **83%**
- Other **8%**
- Other Energy **8%**

## How big the rounds are

- Under $1M **0**
- $1M to $5M **1**
- $5M to $20M **1**
- $20M to $100M **8**
- $100M+ **0**

## Where the companies are

**OK** 4 **MO** 2 **NJ** 1 **OH** 1 **PA** 1 **CA** 1 **WV** 1 **MN** 1

## Rounds they placed

[Company rounds](https://millionrounds.com/providers/d-a-davidson-and-co)[Everything, funds and real estate too](https://millionrounds.com/providers/d-a-davidson-and-co?show=all)

Filed Issuer Industry Sold

Dec 2025 Chilean Cobalt Corp. Other Energy **$3.0M**

Jul 2022 Northfield Bancorp, Inc. Other Banking and Financial Services **$62M**

May 2022 Forstrom Bancorporation, Inc. Agents: n/a Other Banking and Financial Services **$30M**

Feb 2022 Spend Life Wisely Company, Inc. Other Banking and Financial Services **$80M**

Jun 2021 Bancfirst Corp /Ok/ Other Banking and Financial Services **$60M**

Apr 2021 Oakstar Bancshares Inc Other Banking and Financial Services **$35M**

Sept 2020 Summit Financial Group Inc Agents: N/A Other Banking and Financial Services **$30M**

Jun 2020 Spend Life Wisely Company, Inc. Agents: Eugene Katz Other Banking and Financial Services **-**

Aug 2019 Team Liquid Enterprises, LLC Other **-**

Aug 2019 First Oklahoma Holdings, Inc. Agents: Eugene Boruch Katz Other Banking and Financial Services **$5.0M**

Nov 2018 Heartland Banccorp Agents: NA Other Banking and Financial Services **$30M**

Oct 2015 Midwest BankCentre, Inc. Agents: N/A Other Banking and Financial Services **$20M**

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

## Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

[**Piper Sandler & Co.** 1 round together](https://millionrounds.com/providers/piper-sandler-and-co)

## Founders who worked with them

No one has said so yet.

Worked with them? Say so

## A badge for their site

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