# Craig-Hallum Capital Group LLC: fundraiser > Craig-Hallum Capital Group LLC placed 40 company rounds filed with the SEC, most recently Dec 2025. Who they placed, by sector and size. Source: https://millionrounds.com/providers/craig-hallum-capital-group-llc (Millionrounds; every figure on the page links to its filing or article) [Fundraisers](https://millionrounds.com/fundraisers) / Craig-Hallum Capital Group LLC Fundraiser Registered broker-dealer # Craig-Hallum Capital Group LLC FINRA 121395 ยท placing rounds since Jan 2016 **40** company rounds placed **10** in the last two years, last Dec 2025 **$705M** sold in the rounds they placed **6.1%** typical commission; the median firm takes 4.9% Named on 40 Form D filings as paid to sell the offering: 40 for operating companies. 1 registered agent named. ## Quarter by quarter Company rounds they placed in each quarter, from the filings. **1** 23Q2 **1** 23Q3 **2** 24Q2 **1** 24Q3 **3** 24Q4 **2** 25Q1 **1** 25Q2 **4** 25Q4 ## What they place - Other Technology **45%** - Other **15%** - Biotechnology **15%** - Manufacturing **9%** - Oil and Gas **6%** - Other Health Care **6%** - Other Energy **4%** ## How big the rounds are - Under $1M **1** - $1M to $5M **11** - $5M to $20M **20** - $20M to $100M **20** - $100M+ **0** ## Where the companies are **CA** 10 **TX** 6 **NY** 5 **MA** 3 **FL** 3 **MN** 3 **NE** 3 **VA** 2 ## Rounds they placed [Company rounds](https://millionrounds.com/providers/craig-hallum-capital-group-llc)[Everything, funds and real estate too](https://millionrounds.com/providers/craig-hallum-capital-group-llc?show=all) Filed Issuer Industry Sold Dec 2025 [Capstone Green Energy Holdings, Inc.](https://millionrounds.com/company/capstone-green-energy-holdings-inc) Agents: Craig-Hallum Capital Group LLC Other Energy **$15M** Nov 2025 Creative Realities, Inc. Other **$30M** Nov 2025 Blaize Holdings, Inc. Computers **$30M** Oct 2025 Kopin Corp Other Technology **$41M** May 2025 DeFi Development Corp. Other Banking and Financial Services **$24M** Mar 2025 Spire Global, Inc. Other Technology **$40M** Mar 2025 Lightpath Technologies Inc Manufacturing **$32M** Dec 2024 SmartKem, Inc. Other Technology **$7.6M** Nov 2024 Applied Dna Sciences Inc Biotechnology **-** Oct 2024 Powerfleet, Inc. Other Technology **$70M** Aug 2024 Xtant Medical Holdings, Inc. Other Health Care **$5.0M** Jun 2024 Spectra7 Microsystems Inc. Other Technology **$1.0M** May 2024 Spectra7 Microsystems Inc. Other Technology **$6.6M** Jul 2023 Xtant Medical Holdings, Inc. Other Health Care **$15M** Jun 2023 DiaMedica Therapeutics Inc. Biotechnology **$38M** Nov 2022 Electrovaya Inc. Other **$10M** Mar 2022 Aterian, Inc. Other Technology **$27M** Feb 2022 Agrify Corp Other **$27M** Jan 2022 Stryve Foods, Inc. Manufacturing **$35M** Nov 2021 Transphorm, Inc. Other Technology **$33M** Jul 2021 FreshRealm, LLC Agents: Craig-Hallum Capital Group LLC Other **$32M** Jul 2021 Bbq Holdings, Inc. Restaurants **$13M** May 2021 FreshRealm, LLC Agents: Craig-Hallum Capital Group LLC Other **$4.6M** Apr 2021 Transphorm, Inc. Other Technology **$1.0M** Aug 2020 Neonode Inc. Other Technology **$14M** Jul 2020 Apollo Endosurgery, Inc. Biotechnology **$25M** Apr 2020 CYREN Ltd. Other Technology **$10M** Feb 2020 Transphorm, Inc. Other Technology **$21M** Oct 2019 Streamline Health Solutions Inc. Other Health Care **$9.6M** Aug 2019 Apollo Endosurgery, Inc. Biotechnology **$20M** Mar 2017 Mattersight Corp Other Technology **$16M** Nov 2016 Fusion Telecommunications International Inc Telecommunications **$2.8M** Nov 2016 Bridgeline Digital, Inc. Other Technology **$1.1M** Oct 2016 EVINE Live Inc. Other **$1.0M** Oct 2016 Immucell Corp /De/ Pharmaceuticals **$3.5M** Oct 2016 [Aehr Test Systems](https://millionrounds.com/company/aehr-test-systems) Other Technology **$5.9M** Aug 2016 Neonode, Inc Other Technology **$8.7M** May 2016 Air Industries Group Manufacturing **$6.3M** May 2016 Vertex Energy Inc. Oil and Gas **$19M** Jan 2016 Transgenomic Inc Biotechnology **$2.2M** From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown. ## Often on the same rounds Other fundraisers named on the same filings: the firms they syndicate with. [**Roth Capital Partners, LLC** 3 rounds together](https://millionrounds.com/providers/roth-capital-partners-llc)[**B. Riley Securities, Inc.** 2 rounds together](https://millionrounds.com/providers/b-riley-securities-inc)[**Cormark Securities (USA) Limited** 1 round together](https://millionrounds.com/providers/cormark-securities-usa-limited)[**Ladenburg Thalman & Co. Inc.** 1 round together](https://millionrounds.com/providers/ladenburg-thalmann-and-co-inc)[**Ladenburg Thalmann & Co. Inc.** 1 round together](https://millionrounds.com/providers/ladenburg-thalmann-and-co-inc-3)[**Lake Street Capital LLC** 1 round together](https://millionrounds.com/providers/lake-street-capital-llc) ## Founders who worked with them No one has said so yet. Worked with them? Say so ## A badge for their site It shows their latest standing in the quarterly rankings and links back here. ## Is this Craig-Hallum Capital Group LLC? Claim the page to describe your work in your own words. Free. [Claim this page](https://millionrounds.com/providers/join?kind=fundraiser)[All fundraisers](https://millionrounds.com/fundraisers)