# Cowen and Company: fundraiser

> Cowen and Company placed 47 company rounds filed with the SEC, most recently Sept 2024. Who they placed, by sector and size.

Source: https://millionrounds.com/providers/cowen-and-company (Millionrounds; every figure on the page links to its filing or article)

[Fundraisers](https://millionrounds.com/fundraisers) / Cowen and Company

Fundraiser Registered broker-dealer

# Cowen and Company

FINRA 7616 · placing rounds since Apr 2016

**47** company rounds placed

**0** in the last two years, last Sept 2024

**$3.1B** sold in the rounds they placed

**5.0%** typical commission; the median firm takes 4.9%

Named on 49 Form D filings as paid to sell the offering: 47 for operating companies, 2 for funds. 1 registered agent named.

## Quarter by quarter

Company rounds they placed in each quarter, from the filings.

**2** 23Q3 **2** 23Q4 **1** 24Q1 **2** 24Q3

## What they place

- Biotechnology **37%**
- Pharmaceuticals **20%**
- Other Technology **17%**
- Other Health Care **10%**
- Other **10%**
- Restaurants **3%**
- Other Energy **2%**

## How big the rounds are

- Under $1M **1**
- $1M to $5M **2**
- $5M to $20M **10**
- $20M to $100M **37**
- $100M+ **11**

## Where the companies are

**CA** 20 **MA** 9 **NY** 5 **FL** 4 **TX** 3 **MD** 2 **IL** 2 **MO** 2

## Rounds they placed

[Company rounds](https://millionrounds.com/providers/cowen-and-company)[Everything, funds and real estate too](https://millionrounds.com/providers/cowen-and-company?show=all)

Filed Issuer Industry Sold

Sept 2024 Harbinger Motors Inc. Other Technology **$73M**

Jul 2024 Naveris, Inc. Biotechnology **$17M**

Feb 2024 Adverum Biotechnologies, Inc. Biotechnology **$128M**

Dec 2023 Spyre Therapeutics, Inc. Biotechnology **$180M**

Oct 2023 Harpoon Therapeutics, Inc. Biotechnology **$100M**

Sept 2023 MAPS Public Benefit Corp Pharmaceuticals **$215M**

Jul 2023 Aeglea BioTherapeutics, Inc. Biotechnology **$210M**

Jan 2023 Augmented Reality Concepts, Inc. Other Technology **$104M**

Jul 2022 Annexon, Inc. Biotechnology **$130M**

Jun 2022 Invoca, Inc. Other **$83M**

May 2022 PolySign, Inc. Agents: n/a Other Technology **$50M**

Apr 2022 RightHand Robotics, Inc. Other Technology **$25M**

Apr 2022 MedAvail Holdings, Inc. Pharmaceuticals **$40M**

Nov 2021 PierianDx, Inc. Agents: Cowen and Company, LLC Biotechnology **$17M**

Oct 2021 Gritstone bio, Inc. Biotechnology **$55M**

Oct 2021 RightHand Robotics, Inc. Other Technology **$19M**

Sept 2021 Aadi Bioscience, Inc. Agents: Cowen and Company LLC Biotechnology **$155M**

Feb 2021 Orchard Therapeutics plc Biotechnology **$150M**

Feb 2021 DarioHealth Corp. Biotechnology **$70M**

Jan 2021 Kempharm, Inc Pharmaceuticals **$31M**

Dec 2020 Alphatec Holdings, Inc. Other Health Care **$30M**

Nov 2020 MedAvail, Inc. Other Health Care **$97M**

Oct 2020 Olema Pharmaceuticals, Inc. Agents: OM Co-Investment LLC Pharmaceuticals **$87M**

Aug 2020 Alpine Immune Sciences, Inc. Biotechnology **$60M**

Jul 2020 Frequency Therapeutics, Inc. Biotechnology **$42M**

Jun 2020 Amyris, Inc. Manufacturing **$200M**

Jun 2020 Hawk Acquisitions LLC / Fl Agents:. Restaurants **$24M**

Mar 2020 DermTech, Inc. Other Health Care **$65M**

Dec 2019 Kempharm, Inc Pharmaceuticals **$71M**

Nov 2019 Applied Therapeutics Inc. Agents: N/A Biotechnology **$20M**

Sept 2019 Zeno Pharma, LLC Pharmaceuticals **-**

Aug 2019 Stereotaxis, Inc. Agents: Cowen and Company LLC Other Technology **$25M**

Aug 2019 Botanix Pharmaceuticals Ltd. Pharmaceuticals **$20M**

Jul 2019 Neptune Wellness Solutions Inc. Other **$37M**

May 2019 Sundial Growers Inc. Other **$41M**

May 2019 Northern Swan Holdings, Inc. Agents: COWEN AND COMPANY, LLC Other **$58M**

Jan 2019 Cabaletta Bio, Inc. Biotechnology **$50M**

Jan 2019 Greenlane Holdings, LLC Other **$48M**

Sept 2018 Atreca, Inc. Biotechnology **$125M**

Dec 2017 Trillium Therapeutics Inc. Pharmaceuticals **$20M**

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

## Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

[**Stifel, Nicolaus & Company Incorporated** 6 rounds together](https://millionrounds.com/providers/stifel-nicolaus-and-company-incorporated)[**Eaton Partners LLC** 5 rounds together](https://millionrounds.com/providers/eaton-partners-llc)[**Jefferies LLC** 5 rounds together](https://millionrounds.com/providers/jefferies-llc-2)[**Leerink Partners LLC** 3 rounds together](https://millionrounds.com/providers/leerink-partners-llc)[**Oppenheimer & Co. Inc.** 3 rounds together](https://millionrounds.com/providers/oppenheimer-and-co-inc)[**Guggenheim Securities, LLC** 2 rounds together](https://millionrounds.com/providers/guggenheim-securities-llc)

## Founders who worked with them

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