# Colorado Financial Service Corporation: fundraiser

> Colorado Financial Service Corporation placed 26 company rounds filed with the SEC, most recently Jul 2023. Who they placed, by sector and size.

Source: https://millionrounds.com/providers/colorado-financial-service-corporation (Millionrounds; every figure on the page links to its filing or article)

[Fundraisers](https://millionrounds.com/fundraisers) / Colorado Financial Service Corporation

Fundraiser Registered broker-dealer

# Colorado Financial Service Corporation

FINRA 104343 · placing rounds since Jan 2016

**26** company rounds placed

**0** in the last two years, last Jul 2023

**$78M** sold in the rounds they placed

**5.8%** typical commission; the median firm takes 4.9%

Named on 128 Form D filings as paid to sell the offering: 26 for operating companies, 1 for funds, 101 for real estate. 12 registered agents named.

## Quarter by quarter

Company rounds they placed in each quarter, from the filings.

**1** 23Q3

## What they place

- Other Technology **28%**
- Other **24%**
- Oil and Gas **16%**
- Other Health Care **12%**
- Manufacturing **8%**
- Other Banking and Financial Services **8%**
- Tourism and Travel Services **4%**

## How big the rounds are

- Under $1M **6**
- $1M to $5M **10**
- $5M to $20M **8**
- $20M to $100M **0**
- $100M+ **0**

## Where the companies are

**CA** 12 **CO** 5 **FL** 4 **OR** 2 **TX** 2 **AZ** 1 **LA** 1

## Rounds they placed

[Company rounds](https://millionrounds.com/providers/colorado-financial-service-corporation)[Everything, funds and real estate too](https://millionrounds.com/providers/colorado-financial-service-corporation?show=all)

Filed Issuer Industry Sold

Jul 2023 Trevi Systems Inc. Other **$265k**

Sept 2021 Trevi Systems Inc. Other **$10M**

Apr 2021 Miraculum, Inc. Manufacturing **$710k**

Jan 2021 General Cannabis Corp Other **$2.9M**

May 2020 Credence MedSystems, Inc. Other Health Care **$7.4M**

Dec 2019 Panacea Life Sciences, Inc. Agents: Colorado Financial Service Corporation Other **$7.0M**

Aug 2019 H-Source Holdings Ltd. Agents: Aspenwood Capital Other **$1.3M**

Mar 2019 Atlasbanc Holdings Corp Agents: ASPENWOOD CAPITAL Other Banking and Financial Services **-**

Mar 2019 Atlas Fintech Holdings Corp. Agents: ASPENWOOD CAPITAL Other Banking and Financial Services **-**

Mar 2019 Miraculum, Inc. Environmental Services **$4.6M**

Mar 2019 RFID Software Solutions LLC Agents: Colorado Financial Service Corporation Other **$1.0M**

Oct 2018 Alvopetro Energy Ltd. Oil and Gas **$3.5M**

Mar 2018 Credence MedSystems, Inc. Other Health Care **$6.6M**

Nov 2017 Juniper Unmanned, Inc Other Technology **$410k**

Nov 2017 SOCIAL REALITY, Inc. Other Technology **$5.2M**

Oct 2017 TraVertex Inc Agents: N/A Tourism and Travel Services **-**

Sept 2017 PetroShare Corp. Oil and Gas **$1.7M**

May 2017 SOCIAL REALITY, Inc. Other Technology **$5.0M**

Feb 2017 Applied Cavitation, Inc. Agents: Colorado Financial Service Corporation Manufacturing **$61k**

Dec 2016 Amazing Energy Partners 2016 LP Oil and Gas **-**

Dec 2016 Summit Semiconductor LLC Other Technology **$823k**

Oct 2016 CURE PHARMACEUTICAL Corp Pharmaceuticals **$6.0M**

Aug 2016 Mount TAM Biotechnologies, Inc. Biotechnology **$1.0M**

Aug 2016 Summit Semiconductor LLC Other Technology **$1.7M**

Aug 2016 Serious Integrated, Inc. Other Technology **$2.3M**

Apr 2016 Credence MedSystems, Inc. Other Health Care **$7.9M**

Jun 2015 Gulf South Energy Partners 2015 A LP Oil and Gas **-**

May 2015 Applied Cavitation, Inc. Other Technology **$180k**

Oct 2014 Ener-Core Inc. Other Energy **$4.0M**

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

## Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

[**Chardan Capital Markets LLC** 3 rounds together](https://millionrounds.com/providers/chardan-capital-markets-llc)[**Noble Capital Markets, Inc.** 2 rounds together](https://millionrounds.com/providers/noble-capital-markets-inc)[**Ausdal Financial Partners, Inc.** 1 round together](https://millionrounds.com/providers/ausdal-financial-partners-inc)[**Capital Investment Group, Inc.** 1 round together](https://millionrounds.com/providers/capital-investment-group-inc)[**Cabot Lodge Securities, LLC** 1 round together](https://millionrounds.com/providers/cabot-lodge-securities-llc)[**Alexander Capital, LP** 1 round together](https://millionrounds.com/providers/alexander-capital-lp)

## Founders who worked with them

No one has said so yet.

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