# CIM Securities, LLC: fundraiser

> CIM Securities, LLC placed 36 company rounds filed with the SEC, most recently May 2024. Who they placed, by sector and size.

Source: https://millionrounds.com/providers/cim-securities-llc (Millionrounds; every figure on the page links to its filing or article)

[Fundraisers](https://millionrounds.com/fundraisers) / CIM Securities, LLC

Fundraiser Registered broker-dealer

# CIM Securities, LLC

FINRA 120852 · placing rounds since Feb 2016

**36** company rounds placed

**0** in the last two years, last May 2024

**$262M** sold in the rounds they placed

**6.2%** typical commission; the median firm takes 4.9%

Named on 38 Form D filings as paid to sell the offering: 36 for operating companies, 1 for funds, 1 for real estate. 12 registered agents named.

## Quarter by quarter

Company rounds they placed in each quarter, from the filings.

**1** 24Q2

## What they place

- Biotechnology **47%**
- Other Health Care **17%**
- Pharmaceuticals **17%**
- Other Technology **11%**
- Other **3%**
- Oil and Gas **3%**
- Business Services **3%**

## How big the rounds are

- Under $1M **7**
- $1M to $5M **8**
- $5M to $20M **14**
- $20M to $100M **5**
- $100M+ **0**

## Where the companies are

**CA** 11 **NY** 8 **MA** 4 **FL** 2 **TX** 2 **NJ** 1 **OH** 1 **OR** 1

## Rounds they placed

[Company rounds](https://millionrounds.com/providers/cim-securities-llc)[Everything, funds and real estate too](https://millionrounds.com/providers/cim-securities-llc?show=all)

Filed Issuer Industry Sold

May 2024 Puraclenz Holdings, Inc. Other Technology **$500k**

Jan 2022 Badu Holdings, Inc. Other Technology **$150k**

Oct 2021 Neumentum, Inc. Pharmaceuticals **$13M**

Aug 2021 SmartSoda Holdings, Inc. Agents: CIM SECURITIES, LLC Other **$300k**

Jul 2021 Health Professionals Alliance Inc. Business Services **$200k**

Jun 2021 Euphrates Vascular, Inc. Agents: CIM Securities LLC Biotechnology **$6.0M**

Dec 2020 Angarus Therapeutics, Inc. Biotechnology **$6.9M**

Nov 2020 Bond Biosciences, Inc. Other Health Care **$3.1M**

Sept 2020 Bond Biosciences, Inc. Other Health Care **$200k**

Aug 2020 Stingray Therapeutics, Inc. Agents: Scott Andrew Jordan Biotechnology **$52k**

Feb 2020 Tolerion, Inc. Biotechnology **$23M**

Dec 2019 My Medical Hub Corp Other Technology **$25k**

Nov 2019 Applied Therapeutics Inc. Agents: John Dexter Pearson Biotechnology **$20M**

Nov 2019 Neumentum, Inc. Pharmaceuticals **$2.7M**

Sept 2019 Evecxia, Inc. Biotechnology **$2.0M**

May 2019 Relmada Therapeutics, Inc. Biotechnology **$3.4M**

Apr 2019 Betaliq Inc Biotechnology **$6.0M**

Mar 2019 Neumentum, Inc. Pharmaceuticals **$1.1M**

Feb 2019 GENEOS Therapeutics, Inc. Agents: Andrew D. Daniels, Angela C. Dong, Graham A Powis Biotechnology **$4.5M**

Nov 2018 Applied Therapeutics Inc. Biotechnology **$27M**

Jul 2018 Atea Pharmaceuticals, Inc. Biotechnology **$28M**

Jun 2018 Meridian Energy Group, Inc. Agents: Brookline Capital Markets Oil and Gas **-**

May 2018 Neumentum, Inc. Pharmaceuticals **$5.0M**

Mar 2018 AIT Therapeutics, Inc. Pharmaceuticals **$9.8M**

Feb 2018 Applied Therapeutics Inc. Agents: Brookline Capital Market Other Health Care **$6.0M**

Oct 2017 Neumentum, Inc. Pharmaceuticals **$5.3M**

Aug 2017 Q BioMed Inc. Biotechnology **$3.1M**

Jun 2017 Mri Interventions, Inc. Other Health Care **$13M**

May 2017 Centrexion Therapeutics Corp Agents: Brookline Capital Markets Biotechnology **$5.3M**

Feb 2017 Applied Therapeutics Inc. Agents: Brookline Capital Market Other Health Care **$6.1M**

Sept 2016 Atea Pharmaceuticals, Inc. Agents: Sinh Ly Biotechnology **$21M**

Sept 2016 Mri Interventions, Inc. Other Health Care **$6.0M**

Jul 2016 AntriaBio, Inc. Agents: Brookline Capital Markets Biotechnology **$5.4M**

Jun 2016 New Global Energy, Inc. Agents: John G. Myers, Sinh T. Ly Agriculture **-**

Jun 2016 AnaBios Corp Agents: CIM Securities, LLC Biotechnology **$5.1M**

Feb 2016 Alzheon, Inc. Biotechnology **$1.3M**

Feb 2016 SETnet America Inc. Agents: John G Myers Other Technology **-**

Jun 2014 Rezilient Direct, Corp Agents: CIM Securities, LLC Health Insurance **-**

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

## Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

[**Alexander Capital, LP** 2 rounds together](https://millionrounds.com/providers/alexander-capital-lp)[**American Capital Partners, LLC** 2 rounds together](https://millionrounds.com/providers/american-capital-partners-llc)[**Arcadia Securities, LLC** 2 rounds together](https://millionrounds.com/providers/brookline-capital-markets-a-division-of-arcadia-securities-llc)[**Cowen and Company** 1 round together](https://millionrounds.com/providers/cowen-and-company)[**Gregory Neumann** 1 round together](https://millionrounds.com/providers/gregory-neumann)[**Joseph Gunnar & Co., LLC** 1 round together](https://millionrounds.com/providers/joseph-gunnar-and-co-llc)

## Founders who worked with them

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