# Carofin, LLC: fundraiser

> Carofin, LLC placed 33 company rounds filed with the SEC, most recently Jan 2025. Who they placed, by sector and size.

Source: https://millionrounds.com/providers/carofin-llc (Millionrounds; every figure on the page links to its filing or article)

[Fundraisers](https://millionrounds.com/fundraisers) / Carofin, LLC

Fundraiser Registered broker-dealer

# Carofin, LLC

FINRA 298717 · placing rounds since Sept 2019

**33** company rounds placed

**1** in the last two years, last Jan 2025

**$66M** sold in the rounds they placed

**11.4%** typical commission; the median firm takes 4.9%

Named on 34 Form D filings as paid to sell the offering: 33 for operating companies, 1 for real estate. 9 registered agents named.

## Quarter by quarter

Company rounds they placed in each quarter, from the filings.

**2** 23Q2 **1** 23Q3 **2** 23Q4 **1** 24Q1 **3** 24Q3 **1** 25Q1

## What they place

- Other Technology **32%**
- Manufacturing **19%**
- Other **16%**
- Agriculture **13%**
- Retailing **6%**
- Other Banking and Financial Services **6%**
- Other Health Care **6%**

## How big the rounds are

- Under $1M **22**
- $1M to $5M **7**
- $5M to $20M **3**
- $20M to $100M **0**
- $100M+ **0**

## Where the companies are

**NC** 17 **CA** 6 **FL** 3 **KY** 3 **AK** 1 **TX** 1 **GA** 1 **MO** 1

## Rounds they placed

[Company rounds](https://millionrounds.com/providers/carofin-llc)[Everything, funds and real estate too](https://millionrounds.com/providers/carofin-llc?show=all)

Filed Issuer Industry Sold

Jan 2025 Empower Feeder Holdco, LLC Agents: Kristen A Dawson Other Technology **$146k**

Jul 2024 DNP Leasing Company, LLC Agents: Bruce B Smith Business Services **$115k**

Jul 2024 Drop Zone Canopy Company, LLC Agents: Bruce B Smith, Garrick Ruiz Manufacturing **$620k**

Jul 2024 Empower Feeder Holdco, LLC Agents: Bruce B Smith Other Technology **$30k**

Mar 2024 Drop Zone Canopy Company, LLC Agents: Bruce B Smith, Garrick G Ruiz, Joshua R Greene Manufacturing **$925k**

Oct 2023 Thynk Health, LLC Agents: Phillip Nash Roberts Other Technology **$70k**

Oct 2023 Craftom, Inc. Agents: Bruce B Smith, Garrick G Ruiz, Joshua R Greene Other Technology **$647k**

Jul 2023 KGMade, LLC Agents: Joshua Reid Greene Manufacturing **$10M**

May 2023 Teardown Funding #2,LLC Agents: Bruce B Smith, Garrick G Ruiz Other Travel **$1.6M**

Apr 2023 Txtsmarter, LLC Agents: Garrick G Ruiz Other Technology **$250k**

Feb 2023 Berry Capital Management, LLC Agents: Garrick G Ruiz, Joshua R Greene Agriculture **$345k**

Jan 2023 Berry Capital Management II, LLC Agents: Garrick G Ruiz Agriculture **$1.3M**

Sept 2022 TxtSmarter, LLC Agents: Phillip Nash Roberts Other Technology **$800k**

Jul 2022 Airstrike Firefighters, LLC Agents: Phillip Nash Roberts Other **$750k**

Jul 2022 Paradigm Parachute & Defense Inc. Manufacturing **$5.0M**

Jun 2022 Teardown Funding #1, LLC Agents: Bruce Buckley Smith, Garrick G Ruiz, Joshua Reid Greene Other **$3.6M**

Apr 2022 EarLens Corp Other Health Care **$6.0M**

Apr 2022 Paradigm Parachute & Defense Inc. Manufacturing **$1.7M**

Jan 2022 Catalyst Resources LLC Agents: Phillip Nash Roberts Coal Mining **$100k**

Jan 2022 Berry Capital Management, LLC Agents: Bruce B Smith, Garrick G Ruiz, Joshua R Greene Agriculture **$2.1M**

Dec 2021 Thynk Health, LLC Agents: Garrick Ruiz, Joshua Greene Other Technology **$220k**

Oct 2021 Lionfish International, LLC Agents: Bruce V Roberts Agriculture **$150k**

Aug 2021 ABP Funding, LLC Agents: Garrick G Ruiz, Phillip Nash Robert Other **$1.6M**

Jul 2021 Azzly, Inc. Agents: Garrick G Ruiz Other Health Care **$260k**

Jun 2021 Infotouch Corp Agents: Garrick G Ruiz, Phillip Nash Roberts Other Technology **$270k**

Jun 2021 Dash 3 Funding, LLC Agents: Garrick Ruiz Other Banking and Financial Services **$400k**

May 2021 Azzly Funding, LLC Agents: Joshua Greene Other Banking and Financial Services **$50k**

Dec 2020 Presidio Health, Inc. Agents: Carolina Financial Securities, LLC Other Technology **$100k**

Jul 2020 Surratt Cosmetics, LLC Agents: Garrick Ruiz Retailing **$550k**

Jul 2020 Cap-Ex, LLC Agents: Garrick Ruiz Other **$1.0M**

Apr 2020 W3K Enterprise, LLC Agents: Phillip Nash Roberts Other **$750k**

Feb 2020 Integra Foods, LLC Agents: Bruce B. Smith, Garrick G. Ruiz Manufacturing **$100k**

Sept 2019 Presidio Health, Inc. Agents: Carolina Financial Securities, LLC Other Technology **-**

Sept 2019 Mosaic Distributors, LLC Agents: Bruce V Roberts Retailing **-**

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

## Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

[**Carolina Financial Securitites, LLC** 30 rounds together](https://millionrounds.com/providers/carolina-financial-securitites-llc)

## Founders who worked with them

No one has said so yet.

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