# Capstone Headwaters: fundraiser

> Capstone Headwaters placed 4 company rounds filed with the SEC, most recently Feb 2021. Who they placed, by sector and size.

Source: https://millionrounds.com/providers/capstone-headwaters (Millionrounds; every figure on the page links to its filing or article)

[Fundraisers](https://millionrounds.com/fundraisers) / Capstone Headwaters

Fundraiser Registered broker-dealer

# Capstone Headwaters

FINRA 132185 · placing rounds since Jan 2019

**4** company rounds placed

**0** in the last two years, last Feb 2021

**$33M** sold in the rounds they placed

**5.8%** typical commission; the median firm takes 4.9%

Named on 4 Form D filings as paid to sell the offering: 4 for operating companies. 1 registered agent named.

## How big the rounds are

- Under $1M **0**
- $1M to $5M **1**
- $5M to $20M **3**
- $20M to $100M **0**
- $100M+ **0**

## Where the companies are

**DC** 1 **MD** 1 **ME** 1 **TN** 1

## Rounds they placed

[Company rounds](https://millionrounds.com/providers/capstone-headwaters)[Everything, funds and real estate too](https://millionrounds.com/providers/capstone-headwaters?show=all)

Filed Issuer Industry Sold

Feb 2021 Seraxis Holdings, Inc. Agents: Michael Ewing Other **$14M**

Nov 2020 Lirio, LLC Other Technology **$5.3M**

Nov 2019 Network for Good, Inc. Other Technology **$11M**

Jan 2019 Moon Tide Springs, Inc. Other **$2.6M**

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

## Founders who worked with them

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## A badge for their site

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