# Candlewood Securities, LLC: fundraiser

> Candlewood Securities, LLC placed 5 company rounds filed with the SEC, most recently Oct 2019. Who they placed, by sector and size.

Source: https://millionrounds.com/providers/candlewood-securities-llc (Millionrounds; every figure on the page links to its filing or article)

[Fundraisers](https://millionrounds.com/fundraisers) / Candlewood Securities, LLC

Fundraiser Registered broker-dealer

# Candlewood Securities, LLC

FINRA 126042 · placing rounds since May 2016

**5** company rounds placed

**0** in the last two years, last Oct 2019

**$17M** sold in the rounds they placed

**2.8%** typical commission; the median firm takes 4.9%

Named on 18 Form D filings as paid to sell the offering: 5 for operating companies, 12 for funds, 1 for real estate. 3 registered agents named.

## How big the rounds are

- Under $1M **0**
- $1M to $5M **7**
- $5M to $20M **0**
- $20M to $100M **0**
- $100M+ **0**

## Where the companies are

**OH** 4 **MI** 1 **NY** 1 **TX** 1

## Rounds they placed

[Company rounds](https://millionrounds.com/providers/candlewood-securities-llc)[Everything, funds and real estate too](https://millionrounds.com/providers/candlewood-securities-llc?show=all)

Filed Issuer Industry Sold

Oct 2019 Polar Delight Inc Agents: Candlewood Securities LLC Retailing **$2.3M**

Feb 2019 Lv Investors LLC Agents: Steven Joseph Latkovic Other **$3.8M**

Jan 2019 Mainstreet Ventures Restaurant Group, LLC Agents: Boone Opportunity Lenders, LLC Restaurants **$3.0M**

Dec 2017 Nimbus Holdings V, LLC Lodging and Conventions **$4.3M**

Jun 2016 Nimbus Holdings IV, LLC Lodging and Conventions **$3.7M**

Jul 2014 HII Technologies, Inc. Agents: Glenn Craig Pollack Oil and Gas **$4.0M**

Mar 2014 AP Res Hospitality, LLC Lodging and Conventions **$4.8M**

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

## Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

[**Cambria Capital, LLC** 1 round together](https://millionrounds.com/providers/cambria-capital-llc)[**McDonald Partners LLC** 1 round together](https://millionrounds.com/providers/mcdonald-partners-llc)[**Vcs Venture Securities** 1 round together](https://millionrounds.com/providers/vcs-venture-securities)

## Founders who worked with them

No one has said so yet.

Worked with them? Say so

## A badge for their site

It shows their latest standing in the quarterly rankings and links back here.

## Is this Candlewood Securities, LLC?

Claim the page to describe your work in your own words. Free.

[Claim this page](https://millionrounds.com/providers/join?kind=fundraiser)[All fundraisers](https://millionrounds.com/fundraisers)