# Arcadia Securities, LLC: fundraiser

> Arcadia Securities, LLC placed 41 company rounds filed with the SEC, most recently Mar 2026. Who they placed, by sector and size.

Source: https://millionrounds.com/providers/brookline-capital-markets-a-division-of-arcadia-securities-llc (Millionrounds; every figure on the page links to its filing or article)

[Fundraisers](https://millionrounds.com/fundraisers) / Arcadia Securities, LLC

Fundraiser Registered broker-dealer

# Arcadia Securities, LLC

FINRA 44656 · placing rounds since Jan 2017

**41** company rounds placed

**14** in the last two years, last Mar 2026

**$444M** sold in the rounds they placed

**7.0%** typical commission; the median firm takes 4.9%

Named on 41 Form D filings as paid to sell the offering: 41 for operating companies. 3 registered agents named.

## Quarter by quarter

Company rounds they placed in each quarter, from the filings.

**2** 23Q2 **1** 23Q3 **2** 23Q4 **1** 24Q1 **2** 24Q2 **1** 24Q3 **3** 24Q4 **4** 25Q1 **6** 25Q2 **1** 25Q4 **2** 26Q1

## What they place

- Biotechnology **34%**
- Other Technology **20%**
- Other Health Care **18%**
- Pharmaceuticals **12%**
- Other **12%**
- Other Banking and Financial Services **2%**
- Oil and Gas **2%**

## How big the rounds are

- Under $1M **5**
- $1M to $5M **20**
- $5M to $20M **20**
- $20M to $100M **3**
- $100M+ **2**

## Where the companies are

**CA** 12 **NY** 8 **NJ** 5 **PA** 5 **FL** 5 **MA** 4 **AL** 2 **CT** 2

## Rounds they placed

[Company rounds](https://millionrounds.com/providers/brookline-capital-markets-a-division-of-arcadia-securities-llc)[Everything, funds and real estate too](https://millionrounds.com/providers/brookline-capital-markets-a-division-of-arcadia-securities-llc?show=all)

Filed Issuer Industry Sold

Mar 2026 Barfresh Food Group Inc. Other **$7.3M**

Mar 2026 Immunic, Inc. Biotechnology **$200M**

Dec 2025 BluePath Finance, Inc. Other Banking and Financial Services **$75M**

Jun 2025 TuHURA Biosciences, Inc./NV Biotechnology **$2.2M**

Jun 2025 Maxona Pharmaceuticals, Inc. Pharmaceuticals **$900k**

Jun 2025 Betaliq Inc Biotechnology **$416k**

May 2025 Imunon, Inc. Biotechnology **$3.3M**

May 2025 Sonendo, Inc. Agents: Brookline Capital Markets Other Health Care **$5.0M**

May 2025 Scientific Industries Inc Other Technology **$1.6M**

Mar 2025 iOncologi, Inc. Biotechnology **$3.0M**

Feb 2025 Health Precision Inc. Agents: Arcadia Securities, LLC Other Technology **$4.4M**

Jan 2025 OS Therapies Inc Agents: Brookline Capital Markets Pharmaceuticals **$7.1M**

Jan 2025 Carmell Corp Other Health Care **$1.9M**

Dec 2024 Marker Therapeutics, Inc. Biotechnology **$16M**

Dec 2024 Intensity Therapeutics, Inc. Biotechnology **$3.6M**

Oct 2024 Beyond Air, Inc. Biotechnology **$21M**

Aug 2024 Imunon, Inc. Agents: Brookline Capital Markets Biotechnology **$10M**

Apr 2024 Carmell Corp Other Health Care **$3.0M**

Apr 2024 Duos Technologies Group, Inc. Other Technology **$3.0M**

Feb 2024 Scientific Industries Inc Other Technology **$7.0M**

Nov 2023 Alcyone Therapeutics, Inc. Agents: Brookline Capital Markets Other Health Care **$17M**

Nov 2023 Aileron Therapeutics Inc Biotechnology **$18M**

Aug 2023 Better Therapeutics, Inc. Biotechnology **$2.1M**

May 2023 Digital Health Acquisition Corp. Agents: Brookline Capital Markets Other **$300k**

Apr 2023 Better Therapeutics, Inc. Biotechnology **$6.5M**

Mar 2023 Circulogene Theranostics, Inc. Other Health Care **$2.0M**

Feb 2023 Apexigen, Inc. Biotechnology **$5.6M**

Mar 2022 Scientific Industries Inc Agents: Arcadia Securities, LLC Other Technology **$3.0M**

Oct 2021 Neumentum, Inc. Pharmaceuticals **$13M**

Aug 2021 Sonic Foundry Inc Agents: Roumell Opportunistic Value Fund Other Technology **$3.5M**

Jul 2021 Scientific Industries Inc Agents: Arcadia Securities, LLC Other Technology **$9.5M**

May 2021 Scientific Industries Inc Agents: Keybanc Capital Markets, Inc. Other Technology **$7.6M**

May 2021 Maxona Pharmaceuticals, Inc. Pharmaceuticals **$5.6M**

Feb 2021 True Health Inc. Other Health Care **$10M**

Jan 2021 Circulogene Theranostics, Inc. Other Health Care **$250k**

Jan 2021 Hinge Bio, Inc. Biotechnology **$10M**

Oct 2020 Aridis Pharmaceuticals, Inc. Pharmaceuticals **$8.4M**

Oct 2020 Wilton Re Ltd. Agents: Not Appicable Insurance **-**

Aug 2020 Nervgen Pharma Corp. Other **$2.2M**

May 2020 AseptiScope, Inc. Other Health Care **$4.2M**

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

## Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

[**H.C. Wainwright & Co., LLC** 2 rounds together](https://millionrounds.com/providers/h-c-wainwright-and-co-llc)[**ARCADIA SECURITIES, LLC (Brookline Capital Markets)** 2 rounds together](https://millionrounds.com/providers/arcadia-securities-llc)[**Chardan Capital Markets LLC** 2 rounds together](https://millionrounds.com/providers/chardan-capital-markets-llc)[**CIM Securities, LLC** 2 rounds together](https://millionrounds.com/providers/cim-securities-llc)[**Beacon Securities US Limited** 1 round together](https://millionrounds.com/providers/beacon-securities-us-limited)[**BBVA Securities Inc.** 1 round together](https://millionrounds.com/providers/bbva-securities-inc)

## Founders who worked with them

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