# BrokerBank Securities, Inc.: fundraiser

> BrokerBank Securities, Inc. placed 4 company rounds filed with the SEC, most recently Jul 2017. Who they placed, by sector and size.

Source: https://millionrounds.com/providers/brokerbank-securities-inc (Millionrounds; every figure on the page links to its filing or article)

[Fundraisers](https://millionrounds.com/fundraisers) / BrokerBank Securities, Inc.

Fundraiser Registered broker-dealer

# BrokerBank Securities, Inc.

FINRA 130116 · placing rounds since Apr 2016

**4** company rounds placed

**0** in the last two years, last Jul 2017

**$1.1M** sold in the rounds they placed

**50.7%** typical commission; the median firm takes 4.9%

Named on 10 Form D filings as paid to sell the offering: 4 for operating companies, 1 for funds, 5 for real estate. 3 registered agents named.

## How big the rounds are

- Under $1M **7**
- $1M to $5M **0**
- $5M to $20M **0**
- $20M to $100M **0**
- $100M+ **0**

## Where the companies are

**MN** 5 **VA** 3 **NV** 1

## Rounds they placed

[Company rounds](https://millionrounds.com/providers/brokerbank-securities-inc)[Everything, funds and real estate too](https://millionrounds.com/providers/brokerbank-securities-inc?show=all)

Filed Issuer Industry Sold

Jul 2017 LocaLoop, Inc. Agents: Philip Wright Telecommunications **$551k**

Nov 2016 CloSys Corp Other Health Care **$30k**

Sept 2016 LocaLoop, Inc. Agents: Philip Wright Telecommunications **$50k**

Apr 2016 CIPHERLOC Corp Agents: none Other **$485k**

May 2015 Vision III Imaging, Inc. Other Technology **$80k**

May 2015 Vision III Imaging, Inc. Other Technology **-**

Apr 2015 Environmental Quality Intelligence, Ltd Agents: BROKERBANK SECURITIES, INC. Computers **$25k**

Nov 2014 Vision III Imaging, Inc. Other Technology **-**

Aug 2014 CloSys Corp Other Health Care **$50k**

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

## Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

[**Frederick & Company Inc.** 3 rounds together](https://millionrounds.com/providers/frederick-and-company-inc)

## Founders who worked with them

No one has said so yet.

Worked with them? Say so

## A badge for their site

It shows their latest standing in the quarterly rankings and links back here.

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