# BA Securities, LLC: fundraiser

> BA Securities, LLC placed 20 company rounds filed with the SEC, most recently Mar 2023. Who they placed, by sector and size.

Source: https://millionrounds.com/providers/ba-securities-llc (Millionrounds; every figure on the page links to its filing or article)

[Fundraisers](https://millionrounds.com/fundraisers) / BA Securities, LLC

Fundraiser Registered broker-dealer

# BA Securities, LLC

FINRA 153489 · placing rounds since Jun 2016

**20** company rounds placed

**0** in the last two years, last Mar 2023

**$68M** sold in the rounds they placed

**6.0%** typical commission; the median firm takes 4.9%

Named on 76 Form D filings as paid to sell the offering: 20 for operating companies, 53 for funds, 3 for real estate. 8 registered agents named.

## How big the rounds are

- Under $1M **9**
- $1M to $5M **7**
- $5M to $20M **3**
- $20M to $100M **1**
- $100M+ **0**

## Where the companies are

**CA** 6 **NY** 2 **AZ** 1 **NC** 1 **PA** 1 **GA** 1 **FL** 1

## Rounds they placed

[Company rounds](https://millionrounds.com/providers/ba-securities-llc)[Everything, funds and real estate too](https://millionrounds.com/providers/ba-securities-llc?show=all)

Filed Issuer Industry Sold

Mar 2023 EVelution Energy QOZ Fund, LP Other **-**

Nov 2020 Ardenton Capital Bridging Inc. Investing **$2.0M**

Nov 2020 Ardenton Capital Corp Investing **$200k**

Oct 2020 Ardenton Capital Corp Investing **$1.2M**

Jun 2020 Ardenton Capital Corp Investing **$2.3M**

Jun 2020 Ardenton Capital Corp Investing **$1.0M**

May 2020 Ardenton Capital Corp Investing **$150k**

Mar 2020 Ardenton Capital Corp Investing **$150k**

Mar 2020 Ardenton Capital Corp Investing **$150k**

Aug 2019 Ardenton Capital Corp Investing **$250k**

Jun 2019 Ardenton Capital Corp Investing **$250k**

Mar 2019 City Lift Parking, LLC Agents: Peter Fowler Other **$2.4M**

Jan 2019 Previvo Genetics, Inc. Agents: Objective Capital Partners Other Health Care **-**

Apr 2018 Gant Medical Inc. Agents: Robert Ashcom, Stephen Geis Manufacturing **$750k**

Apr 2018 Redaptive, Inc. Other Energy **$20M**

Jan 2018 Revolution Blockchain, LLC Other Technology **$100k**

Aug 2017 PracticingExcellence.com, Inc. Other Health Care **$1.3M**

Aug 2017 Rfxcel Corp Agents: BA Securities, LLC Computers **$27M**

Jun 2017 Tapinator, Inc. Other Technology **$200k**

Jun 2016 All Traffic Solutions, Inc. Agents: Edward Stack Other **$8.0M**

Sept 2015 Polarean, Inc. Other Health Care **$1.9M**

Aug 2014 Medversant Technologies, L.L.C. Other Health Care **$6.3M**

Mar 2012 Geocommand Inc Agents: BA Securities, LLC Telecommunications **-**

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

## Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

[**TJM Investments, LLC** 1 round together](https://millionrounds.com/providers/tjm-investments-llc)

## Founders who worked with them

No one has said so yet.

Worked with them? Say so

## A badge for their site

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