# B. Riley Wealth Management, Inc: fundraiser

> B. Riley Wealth Management, Inc placed 2 company rounds filed with the SEC, most recently Jan 2024. Who they placed, by sector and size.

Source: https://millionrounds.com/providers/b-riley-wealth-management-inc (Millionrounds; every figure on the page links to its filing or article)

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# B. Riley Wealth Management, Inc

FINRA 2543 · placing rounds since Mar 2016

**2** company rounds placed

**0** in the last two years, last Jan 2024

**$5.5M** sold in the rounds they placed

**4.7%** typical commission; the median firm takes 4.9%

Named on 27 Form D filings as paid to sell the offering: 2 for operating companies, 18 for funds, 7 for real estate. 7 registered agents named.

## Quarter by quarter

Company rounds they placed in each quarter, from the filings.

**1** 24Q1

## What they place

- Manufacturing **50%**
- Oil and Gas **25%**
- Other Health Care **25%**

## How big the rounds are

- Under $1M **0**
- $1M to $5M **3**
- $5M to $20M **1**
- $20M to $100M **0**
- $100M+ **0**

## Where the companies are

**CA** 1 **CO** 1 **IL** 1 **TX** 1

## Rounds they placed

[Company rounds](https://millionrounds.com/providers/b-riley-wealth-management-inc)[Everything, funds and real estate too](https://millionrounds.com/providers/b-riley-wealth-management-inc?show=all)

Filed Issuer Industry Sold

Jan 2024 Novian Health Inc. Other Health Care **$2.1M**

May 2017 Reed'S, Inc. Manufacturing **$3.4M**

Mar 2015 Barfresh Food Group Inc. Manufacturing **$5.5M**

Aug 2014 Eco-Stim Energy Solutions, Inc. Oil and Gas **$2.3M**

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

## Founders who worked with them

No one has said so yet.

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## A badge for their site

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