# B. Riley Securities, Inc.: fundraiser

> B. Riley Securities, Inc. placed 33 company rounds filed with the SEC, most recently Mar 2026. Who they placed, by sector and size.

Source: https://millionrounds.com/providers/b-riley-securities-inc (Millionrounds; every figure on the page links to its filing or article)

[Fundraisers](https://millionrounds.com/fundraisers) / B. Riley Securities, Inc.

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# B. Riley Securities, Inc.

FINRA 25027 · placing rounds since Apr 2016

**33** company rounds placed

**3** in the last two years, last Mar 2026

**$971M** sold in the rounds they placed

**6.0%** typical commission; the median firm takes 4.9%

Named on 43 Form D filings as paid to sell the offering: 33 for operating companies, 9 for funds, 1 for real estate. 3 registered agents named.

## Quarter by quarter

Company rounds they placed in each quarter, from the filings.

**1** 23Q2 **1** 24Q1 **1** 24Q2 **2** 25Q4 **1** 26Q1

## What they place

- Other Technology **32%**
- Other **21%**
- Oil and Gas **18%**
- Other Health Care **11%**
- Telecommunications **8%**
- Other Energy **5%**
- Insurance **5%**

## How big the rounds are

- Under $1M **0**
- $1M to $5M **4**
- $5M to $20M **16**
- $20M to $100M **16**
- $100M+ **4**

## Where the companies are

**TX** 12 **WA** 7 **CA** 6 **FL** 2 **NY** 2 **PA** 2 **NJ** 1 **VA** 1

## Rounds they placed

[Company rounds](https://millionrounds.com/providers/b-riley-securities-inc)[Everything, funds and real estate too](https://millionrounds.com/providers/b-riley-securities-inc?show=all)

Filed Issuer Industry Sold

Mar 2026 Immunic, Inc. Biotechnology **$200M**

Dec 2025 Odyssey Wellness LLC Other **$5.0M**

Dec 2025 CISO Global, Inc. Other **$2.3M**

Apr 2024 Movano Inc. Other Health Care **$24M**

Mar 2024 Perspective Therapeutics, Inc. Agents: B. Riley Securities, Inc. Biotechnology **$87M**

Apr 2023 Urgent.ly Inc. Other Technology **$3.5M**

Sept 2022 IPERIONX Ltd Other Energy **$16M**

Jul 2022 Sonim Technologies Inc Telecommunications **$13M**

Aug 2021 Applied Blockchain, Inc. Other **$33M**

Jul 2021 Ventiva, Inc. Other Technology **$10M**

May 2021 Stronghold Digital Mining, Inc. Other Technology **$20M**

Apr 2021 Applied Blockchain, Inc. Other **$17M**

Apr 2021 Stronghold Digital Mining, Inc. Other Technology **$85M**

Apr 2021 Transphorm, Inc. Other Technology **$1.0M**

Feb 2021 Greenidge Generation Holdings Inc. Other Energy **$41M**

Dec 2020 CranioVation, Inc. Other Health Care **$6.0M**

Nov 2020 Independence Contract Drilling, Inc. Other **$5.0M**

Nov 2020 theMaven, Inc. Other Technology **$12M**

Oct 2020 Augmedix, Inc. Other Health Care **$26M**

Jul 2020 Compass Therapeutics, Inc. Other **$60M**

Feb 2020 Transphorm, Inc. Other Technology **$21M**

Oct 2019 theMaven, Inc. Other Technology **$20M**

Jul 2019 theMaven, Inc. Other Technology **$23M**

Mar 2019 theMaven, Inc. Other Technology **$1.9M**

Dec 2018 theMaven, Inc. Other Technology **$13M**

Aug 2018 theMaven, Inc. Other Technology **$18M**

May 2018 OptimizeRx Corp Agents: David Jonathan Merriman Other Health Care **$9.0M**

Aug 2017 Eco-Stim Energy Solutions, Inc. Oil and Gas **$28M**

Feb 2017 Rockwater Energy Solutions, Inc. Oil and Gas **$16M**

Jan 2017 EnVen Energy Corp Oil and Gas **$118M**

Dec 2016 Select Energy Services, Inc. Oil and Gas **$14M**

Dec 2016 C/C Financial Corp. Other **$11M**

Oct 2016 Sonim Technologies Inc Telecommunications **$10M**

Nov 2015 EnVen Energy Corp Oil and Gas **$24M**

Jul 2015 Fairway Energy Partners, LLC Oil and Gas **$51M**

Jun 2014 State National Companies, Inc. Insurance **$311M**

Jun 2014 Pacific DataVision, Inc. Telecommunications **$39M**

Mar 2014 Imperial Holdings, Inc. Other **$10M**

Feb 2014 National General Holdings Corp. Insurance **$190M**

Mar 2012 Independence Contract Drilling, Inc. Oil and Gas **$78M**

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

## Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

[**Craig-Hallum Capital Group LLC** 2 rounds together](https://millionrounds.com/providers/craig-hallum-capital-group-llc)[**Stifel, Nicolaus & Company Incorporated** 2 rounds together](https://millionrounds.com/providers/stifel-nicolaus-and-company-incorporated)[**LifeSci Capital, LLC** 2 rounds together](https://millionrounds.com/providers/lifesci-capital-llc)[**Guggenheim Securities, LLC** 1 round together](https://millionrounds.com/providers/guggenheim-securities-llc)[**Gp Nurmenkari Inc.** 1 round together](https://millionrounds.com/providers/gp-nurmenkari-inc)[**Eaton Partners LLC** 1 round together](https://millionrounds.com/providers/eaton-partners-llc)

## Founders who worked with them

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