# Ascensus Broker Dealer Services, LLC: fundraiser

> Ascensus Broker Dealer Services, LLC placed 4 company rounds filed with the SEC, most recently Mar 2026. Who they placed, by sector and size.

Source: https://millionrounds.com/providers/ascensus-broker-dealer-services-llc (Millionrounds; every figure on the page links to its filing or article)

[Fundraisers](https://millionrounds.com/fundraisers) / Ascensus Broker Dealer Services, LLC

Fundraiser Registered broker-dealer

# Ascensus Broker Dealer Services, LLC

FINRA 36478 · placing rounds since Dec 2025

**4** company rounds placed

**4** in the last two years, last Mar 2026

**$9.6B** sold in the rounds they placed

**2.2%** typical commission; the median firm takes 4.9%

Named on 4 Form D filings as paid to sell the offering: 4 for operating companies. 2 registered agents named.

## Quarter by quarter

Company rounds they placed in each quarter, from the filings.

**1** 25Q4 **3** 26Q1

## What they place

- Insurance **100%**

## How big the rounds are

- Under $1M **0**
- $1M to $5M **0**
- $5M to $20M **0**
- $20M to $100M **0**
- $100M+ **4**

## Where the companies are

**NY** 3 **IN** 1

## Rounds they placed

[Company rounds](https://millionrounds.com/providers/ascensus-broker-dealer-services-llc)[Everything, funds and real estate too](https://millionrounds.com/providers/ascensus-broker-dealer-services-llc?show=all)

Filed Issuer Industry Sold

Mar 2026 New York Life Insurance & Annuity Corp Agents: Ascensus Broker Dealer Services, LLC Insurance **$1.8B**

Mar 2026 New York Life Insurance & Annuity Corp Agents: Ascensus Broker Dealer Services, LLC Insurance **$2.0B**

Mar 2026 New York Life Insurance & Annuity Corp Agents: Ascensus Broker Dealer Services, LLC Insurance **$3.0B**

Dec 2025 Lincoln Life Flexible Premium Variable Life Account Z Agents: LeeAnn Swider Insurance **$2.7B**

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

## Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

[**Newport Group Securities, Inc.** 4 rounds together](https://millionrounds.com/providers/newport-group-securities-inc)[**Northwestern Mutual Investment Services** 4 rounds together](https://millionrounds.com/providers/northwestern-mutual-investment-services)[**Lion Street Financial** 4 rounds together](https://millionrounds.com/providers/lion-street-financial)[**Kestra Investment Services LLC** 4 rounds together](https://millionrounds.com/providers/kestra-investment-services-llc)[**M Holdings Securities Inc.** 4 rounds together](https://millionrounds.com/providers/m-holdings-securities-inc)[**Triad Advisors LLC** 4 rounds together](https://millionrounds.com/providers/triad-advisors-llc)

## Founders who worked with them

No one has said so yet.

Worked with them? Say so

## A badge for their site

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