# ARCADIA SECURITIES, LLC (Brookline Capital Markets): fundraiser

> ARCADIA SECURITIES, LLC (Brookline Capital Markets) placed 4 company rounds filed with the SEC, most recently Mar 2025. Who they placed, by sector and size.

Source: https://millionrounds.com/providers/arcadia-securities-llc (Millionrounds; every figure on the page links to its filing or article)

[Fundraisers](https://millionrounds.com/fundraisers) / ARCADIA SECURITIES, LLC (Brookline Capital Markets)

Fundraiser Registered broker-dealer

# ARCADIA SECURITIES, LLC (Brookline Capital Markets)

FINRA 000044656 · placing rounds since Apr 2016

**4** company rounds placed

**1** in the last two years, last Mar 2025

**$37M** sold in the rounds they placed

**7.0%** typical commission; the median firm takes 4.9%

Named on 4 Form D filings as paid to sell the offering: 4 for operating companies. 1 registered agent named.

## Quarter by quarter

Company rounds they placed in each quarter, from the filings.

**2** 24Q2 **1** 24Q3 **1** 24Q4 **1** 25Q1 **1** 25Q2 **2** 26Q1

## What they place

- Biotechnology **44%**
- Other Health Care **15%**
- Pharmaceuticals **15%**
- Investing **13%**
- Other Technology **9%**
- Other **3%**
- Oil and Gas **1%**

## How big the rounds are

- Under $1M **11**
- $1M to $5M **14**
- $5M to $20M **22**
- $20M to $100M **8**
- $100M+ **1**

## Where the companies are

**CA** 17 **NY** 10 **TX** 9 **MA** 6 **AL** 6 **FL** 4 **NJ** 4 **CO** 2

## Rounds they placed

[Company rounds](https://millionrounds.com/providers/arcadia-securities-llc)[Everything, funds and real estate too](https://millionrounds.com/providers/arcadia-securities-llc?show=all)

Filed Issuer Industry Sold

Mar 2026 Barfresh Food Group Inc. Other **$7.3M**

Mar 2026 Immunic, Inc. Biotechnology **$200M**

May 2025 Imunon, Inc. Biotechnology **$3.3M**

Mar 2025 iOncologi, Inc. Biotechnology **$3.0M**

Dec 2024 Marker Therapeutics, Inc. Biotechnology **$16M**

Aug 2024 Imunon, Inc. Agents: Brookline Capital Markets Biotechnology **$10M**

May 2024 Puraclenz Holdings, Inc. Other Technology **$500k**

Apr 2024 Duos Technologies Group, Inc. Other Technology **$3.0M**

Jan 2022 Badu Holdings, Inc. Other Technology **$150k**

Oct 2021 Neumentum, Inc. Pharmaceuticals **$13M**

Aug 2021 SmartSoda Holdings, Inc. Agents: CIM SECURITIES, LLC Other **$300k**

Jul 2021 Health Professionals Alliance Inc. Business Services **$200k**

Jun 2021 Euphrates Vascular, Inc. Agents: CIM Securities LLC Biotechnology **$6.0M**

Dec 2020 Angarus Therapeutics, Inc. Biotechnology **$6.9M**

Nov 2020 Bond Biosciences, Inc. Other Health Care **$3.1M**

Sept 2020 Bond Biosciences, Inc. Other Health Care **$200k**

Aug 2020 Stingray Therapeutics, Inc. Agents: Scott Andrew Jordan Biotechnology **$52k**

Feb 2020 Tolerion, Inc. Biotechnology **$23M**

Dec 2019 My Medical Hub Corp Other Technology **$25k**

Nov 2019 Applied Therapeutics Inc. Agents: John Dexter Pearson Biotechnology **$20M**

Nov 2019 Neumentum, Inc. Pharmaceuticals **$2.7M**

Sept 2019 Evecxia, Inc. Biotechnology **$2.0M**

May 2019 Relmada Therapeutics, Inc. Biotechnology **$3.4M**

Apr 2019 Betaliq Inc Biotechnology **$6.0M**

Mar 2019 Neumentum, Inc. Pharmaceuticals **$1.1M**

Feb 2019 GENEOS Therapeutics, Inc. Agents: Andrew D. Daniels, Angela C. Dong, Graham A Powis Biotechnology **$4.5M**

Nov 2018 Applied Therapeutics Inc. Biotechnology **$27M**

Jul 2018 Atea Pharmaceuticals, Inc. Biotechnology **$28M**

Jun 2018 Meridian Energy Group, Inc. Agents: Brookline Capital Markets Oil and Gas **-**

May 2018 Neumentum, Inc. Pharmaceuticals **$5.0M**

Mar 2018 AIT Therapeutics, Inc. Pharmaceuticals **$9.8M**

Feb 2018 Applied Therapeutics Inc. Agents: Brookline Capital Market Other Health Care **$6.0M**

Oct 2017 Neumentum, Inc. Pharmaceuticals **$5.3M**

Aug 2017 Atreca, Inc. Biotechnology **$35M**

Aug 2017 Q BioMed Inc. Biotechnology **$3.1M**

Jun 2017 Camp One Ventures (Fund D), LLC Investing **-**

Jun 2017 Mri Interventions, Inc. Other Health Care **$13M**

May 2017 Centrexion Therapeutics Corp Agents: Brookline Capital Markets Biotechnology **$5.3M**

Feb 2017 Applied Therapeutics Inc. Agents: Brookline Capital Market Other Health Care **$6.1M**

Sept 2016 Camp One Ventures (Fund C), LLC Investing **-**

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

## Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

[**M.M. Dillon & Co., LLC** 3 rounds together](https://millionrounds.com/providers/m-m-dillon-and-co-llc)[**Alexander Capital, LP** 3 rounds together](https://millionrounds.com/providers/alexander-capital-lp)[**Leerink Partners LLC** 2 rounds together](https://millionrounds.com/providers/leerink-partners-llc)[**Arcadia Securities, LLC** 2 rounds together](https://millionrounds.com/providers/brookline-capital-markets-a-division-of-arcadia-securities-llc)[**American Capital Partners, LLC** 2 rounds together](https://millionrounds.com/providers/american-capital-partners-llc)[**H.C. Wainwright & Co., LLC** 2 rounds together](https://millionrounds.com/providers/h-c-wainwright-and-co-llc)

## Founders who worked with them

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